The Healthy Award

Name: The Healthy Award | Challenge in International Commercial Arbitration
Brand: Kluwer Law International
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Challenge in International Commercial Arbitration

Christoph Liebscher(Autor*in)

Kluwer Law International (Verlag)

Erschienen am 6. Mai 2003

655 Seiten

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978-90-411-7383-6 (ISBN)

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Inhalt

Cover
Half Title Page
Title Page
Copyright Page
Table of Contents
Preface
Abbreviations
Chapter I Introduction
1. Scope and Approach
2. Notion of Arbitration
3. Types of Arbitration
3.1 Ad Hoc Arbitration
3.2 Institutional Arbitration
4. Domestic Arbitration Statutes
4.1 Austria
4.2 England
4.3 France
4.4 Germany
4.5 Switzerland
5. Multilateral treaties
5.1 New York Convention
5.2 European Convention
6. UNCITRAL Model Law
Chapter II European Law
1. Arbitration and EC Law
1.1 Preliminary Ruling under Art. 234 ECT
1.2 Brussels I and Lugano Convention
1.3 Rome Convention
1.4 European Public Policy
1.4.1 Notion of Public Policy
1.4.2 Primary Versus Secondary Law
1.4.3 Horizontal Effect
1.4.4 Supremacy and Uniform Application
1.4.5 Direct Effect
1.4.6 Content
1.4.7 Internal Market
1.4.8 Examples
1.4.8.1 Article 81 ECT
1.4.8.1.1 Types of Behaviour
1.4.8.1.2 Horizontal Versus Vertical Restriction
1.4.8.1.3 Per Se Violations and Rule of Reason
1.4.8.1.4 Block Exemptions
1.4.8.2 Harmonization Directives
1.4.8.2.1 6th VAT Directive
1.4.8.2.2 Compensation for Commercial Agents
1.4.8.3 Free Movement of Goods
1.4.9 Autonomy of Member States
1.4.10 Extent of the Review of the Award
1.4.10.1 Prima Facie Test
1.4.10.2 Review of the Facts
1.4.10.3 Equivalence Test
1.4.10.4 Other Tests
1.5 Conclusions
2. Arbitration and EHRC
2.1 Scope of Art. 6 EHRC
2.2 Article 6 and Arbitration in General
2.2.1. 'Tribunal'
2.2.2 Direct horizontal effect
2.2.3 Court control
2.3 Waiver of Article 6
2.3.1 Arbitration Agreement
2.3.2 Waiver by Behaviour
2.4 Standards for the Individual Rights
2.4.1 Rights in Court Proceedings
2.4.1.1 Independent and Impartial Judges
2.4.1.1.1 General Issues
2.4.1.1.2 Interest Groups
2.4.1.1.3 Relationship with the parties
2.4.1.1.4 Previous Involvement
2.4.1.1. 5 Prejudicial Opinion
2.4.1.1.6 Other Situations
2.4.1.2 Right to be Heard
2.4.1.2.1 General Issues
2.4.1.2.2 Evidence issues
2.4.1.3 Oral Hearing
2.4.1.4 Equal treatment
2.4.1.4.1 General issues
2.4.1.4.2 Witnesses
2.4.1.4.3 Experts
2.4.1.5 Reasoned Decision
2.4.1.6 Legal Aid
2.4.1.7 Assistance by the Judge
2.4.1.8 Judgement by Default
2.4.2 Minimum Standards for Arbitration
2.4.2.1 Arbitration Agreement
2.4.2.2 Arbitral Tribunal
2.4.2.3 Right to be Heard
2.4.2.4 Oral Hearing
2.4.2.5 Equal Treatment
2.4.2.6 Reasoned Decision
2.4.2.7 Assistance by the Arbitral Tribunal
2.4.2.8 Default Award
2.4.2.9 Court Control
2.5 Conclusions
2.5.1 Arbitration Agreement
2.5.2 Arbitral Tribunal
2.5.3 Right to be Heard
2.5.4 Oral Hearing
2.5.5 Equal Treatment
2.5.6 Reasoned Decision
2.5.7 Assistance by the Arbitral Tribunal
2.5.8 Default Award
Chapter III Notion of Award
1. Austria
1.1 Arbitrators
1.2 Form
1.3 Content
2. England
2.1 Arbitrators
2.2 Form
2.3 Content
3. France
3.1 Arbitrators
3.2 Form
3.3 Content
4. Germany
4.1 Arbitrators
4.2 Form
4.3 Content
5. Switzerland
5.1 Arbitrators
5.2 Form
5.3 Content
6. Conclusions
6.1 Arbitrators
6.2 Form
6.3 Content
Chapter IV Correction/Interpretation/ Amendment
1. Austria
2. England
3. France
4. Germany
5. Switzerland
6. Conclusions
Chapter V Grounds for Challenge
1. Introduction
1.1 Austria
1.2 England
1.3 France
1.4 Germany
1.5 Switzerland
2. Lack of an Arbitration Agreement
2.1 Legal Nature of the Arbitration Agreement
2.2 Applicable Law
2.2.1 The Rome Convention
2.2.2 Austria
2.2.2.1 Capacity
2.2.2.2 Arbitration Agreement
2.2.3 England
2.2.3.1 Capacity
2.2.3.2 Arbitration Agreement
2.2.4 France
2.2.4.1 Capacity
2.2.4.2 Arbitration Agreement
2.2.5 Germany
2.2.5.1 Capacity
2.2.5.2 Arbitration Agreement
2.2.6 Switzerland
2.2.6.1 Capacity
2.2.6.2 Arbitration Agreement
2.3 Separability
2.3.1 Austria
2.3.2 England
2.3.3 France
2.3.4 Germany
2.3.5 Switzerland
2.4 Capacity
2.4.1 Austria
2.4.2 England
2.4.3 France
2.4.4 Germany
2.4.5 Switzerland
2.5 Arbitrability
2.5.1 Austria
2.5.2 England
2.5.3 France
2.5.4 Germany
2.5.5 Switzerland
2.6 Form
2.6.1 Austria
2.6.2 England
2.6.3 France
2.6.4 Germany
2.6.5 Switzerland
2.7 Content
2.7.1 Austria
2.7.2 England
2.7.3 France
2.7.4 Germany
2.7.5 Switzerland
2.8 Incorporation by Reference
2.8.1 Austria
2.8.2 England
2.8.3 France
2.8.4 Germany
2.8.5 Switzerland
2.9 Interpretation
2.9.1 Austria
2.9.2 England
2.9.3 France
2.9.4 Germany
2.9.5 Switzerland
2.10 Scope
2.10.1 Austria
2.10.2 England
2.10.3 France
2.10.4 Germany
2.10.5 Switzerland
2.11 Representation
2.11.1 Austria
2.11.2 England
2.11.3 France
2.11.4 Germany
2.11.5 Switzerland
2.12 Third Parties
2.12.1 Austria
2.12.1.1 Legal Successors
2.12.1.2 Guarantors
2.12.1.3 Other Third Parties
2.12.2 England
2.12.2.1 Legal Successors
2.12.2.2 Guarantors
2.12.2.3 Other Third Parties
2.12.3 France
2.12.3.1 Legal Successors
2.12.3.2 Guarantors
2.12.3.3 Other Third Parties
2.12.4 Germany
2.12.4.1 Legal Successors
2.12.4.2 Guarantors
2.12.4.3 Other Third Parties
2.12.5 Switzerland
2.12.5.1 Legal Successors
2.12.5.2 Guarantors
2.12.5.3 Other Third Parties
2.13 Void and Voidable Agreements
2.13.1 Austria
2.13.2 England
2.13.3 France
2.13.4 Germany
2.13.5 Switzerland
2.14 Termination and Conditions
2.14.1 Austria
2.14.1.1 Notice
2.14.1.2 Consent
2.14.1.3 Other Reasons
2.14.2 England
2.14.2.1 Notice
2.14.2.2 Consent
2.14.2.3 Other Reasons
2.14.3 France
2.14.3.1 Notice
2.14.3.2 Consent
2.14.3.3 Other Reasons
2.14.4 Germany
2.14.4.1 Notice
2.14.4.2 Consent
2.14.4.3 Other Reasons
2.14.5 Switzerland
2.14.5.1 Notice
2.14.5.2 Consent
2.14.5.3 Other Reasons
3. Lack of Due Process
3.1 Austria
3.1.1 Right to be Heard
3.1.1.1 General Rules
3.1.1.2 Evidence
3.1.1.3 Assistance by the Arbitral Tribunal
3.1.2 Equal Treatment
3.1.2.1 Constitution of the Arbitral Tribunal
3.1.2.2 Proceedings
3.2 England
3.2.1. Right to be Heard
3.2.1.1 General Rules
3.2.1.2 Evidence
3.2.1.3 Assistance by the Arbitral Tribunal
3.2.2 Equal Treatment
3.2.2.1 Constitution of the Arbitral Tribunal
3.2.2.2 Proceedings
3.3 France
3.3.1 Right to be Heard
3.3.1.1 General Rules
3.3.1.2 Evidence
3.3.1.3 Assistance by the Arbitral Tribunal
3.3.2 Equal Treatment
3.3.2.1 Constitution of the arbitral tribunal
3.3.2.2 Proceedings
3.4 Germany
3.4.1 Right to be Heard
3.4.1.1 General Rules
3.4.1.2 Evidence
3.4.1.3 Assistance by the Arbitral Tribunal
3.4.2 Equal Treatment
3.4.2.1 Constitution of the Arbitral Tribunal
3.4.2.2 Proceedings
3.5 Switzerland
3.5.1 Right to be Heard
3.5.1.1 General Rules
3.5.1.2 Evidence
3.5.1.3 Assistance by the Arbitral Tribunal
3.5.2 Equal Treatment
3.5.2.1 Constitution of the Arbitral Tribunal
3.5.2.2 Proceedings
4. Partiality and Dependence
4.1 Austria
4.2 England
4.3 France
4.4 Germany
4.5 Switzerland
5. Procedural Irregularities
5.1 Austria
5.2 England
5.3 France
5.4 Germany
5.5 Switzerland
6. Ultra petita
6.1 Austria
6.2 England
6.3 France
6.4 Germany
6.5 Switzerland
7. Violation of Public Policy
7.1 Austria
7.2 England
7.3 France
7.4 Germany
7.5 Switzerland
8. Criminal Acts
8.1 General Aspects
8.1.1 Austria
8.1.2 England
8.1.3 France
8.1.4 Germany
8.1.5 Switzerland
8.2 Fraud by Omission
8.2.1 Austria
8.2.2 England
8.2.3 France
8.2.4 Germany
8.2.5 Switzerland
9. New Facts and Evidence
9.1 Austria
9.2 England
9.3 France
9.4 Germany
9.5 Switzerland
10 Conclusions
10.1 General Issues
10.2 Lack of an Arbitration Agreement
10.2.1 Applicable Law
10.2.2 Separability
10.2.3 Capacity
10.2.4 Arbitrability
10.2.5 Form
10.2.6 Content
10.2.7 Incorporation by Reference
10.2.8 Interpretation
10.2.9 Scope
10.2.10 Representation
10.2.11 Third Parties
10.2.12 Void and Voidable Agreements
10.2.13 Termination and Conditions
10.3 Lack of Due Process
10.3.1 Right to be Heard
10.3.1.1 General Rules
10.3.1.2 Evidence
10.3.2 Equal Treatment
10.3.2.1 General Rules
10.3.2.2 Constitution of the Arbitral Tribunal
10.3.2.3 Proceedings
10.4 Partiality and Dependence
10.4.1 Notions
10.4.2 Standard for Challenge
10.4.3 General Guidelines
10.4.4 Party-appointed Arbitrators
10.4.5 Challenge Procedures
10.4.6 Grounds which become known after the Award
10.5 Procedural Irregularities
10.5.1 General
10.5.2 Rules Applicable on the Merits
10.6 Ultra Petita
10.7 Violation of Public Policy
10.7.1 General Rules
10.7.2 Examples
10.8 Criminal acts
10.9 New Facts and Evidence
Chapter VI Challenge Procedure
1. Austria
1.1 International Jurisdiction
1.2 Court Organization
1.3 Time Limit
2. England
2.1 International Jurisdiction
2.2 Court Organization
2.3 Time Limit
3. France
3.1 International Jurisdiction
3.2 Court Organization
3.3 Time Limit
4. Germany
4.1 International Jurisdiction
4.2 Court Organization
4.3 Time Limit
5. Switzerland
5.1 International Jurisdiction
5.2. Court Organization
5.3 Time Limit
6. Conclusions
6.1 International Jurisdiction
6.2 Court Organization
6.3 Time Limit
Chapter VII Waiver of challenge and cure
1. Austria
1.1 Arbitration Agreement
1.2 Proceedings
1.2.1 Cure of Defects of the Arbitration Agreement
1.2.2 Waiver
1.3 After the A ward
2. England
2.1 Arbitration Agreement
2.2 Proceedings
2.2.1 Cure of Defects of the Arbitration Agreement
2.2.2 Waiver
2.3 After the Award
3. France
3.1 Arbitration Agreement
3.2 Proceedings
3.2.1 Cure of Defects of the Arbitration Agreement
3.2.2 Waiver
3.3 After the Award
4. Germany
4.1 Arbitration Agreement
4.2 Proceedings
4.2.1 Cure of Defects of the Arbitration Agreement
4.2.2 Waiver
4.3 After the Award
5. Switzerland
5.1 Arbitration Agreement
5.2 Proceedings
5.2.1 Cure of defects of the arbitration agreement
5.2.2 Waiver
5.3 After the Award
6. Conclusions
6.1 Arbitration Agreement
6.2 Proceedings
6.2.1 Cure of defects of the Arbitration Agreement
6.2.2 Wavier
6.3 After the Award
Chapter VIII Recognition and Enforcement
1. General issues
1.1 Invalidated Awards
1.1.1 More Favourable Domestic Rules
1.1.1.1 Austria
1.1.1.2 England
1.1.1.3 France
1.1.1.4 Germany
1.1.1.5 Switzerland
1.1.2 Discretionary Power for the Municipal Judge
1.1.3 Application of the European Convention
1.2 Domestic Enforcement Issues
1.3 Estoppel and Other Limits to Objections
2. New York Convention
2.1 Lack of an arbitration agreement
2.1.1 Form
2.1.1.1 Austria
2.1.1.2 Germany
2.1.1.3 Switzerland
2.1.2 Invalidity
2.1.2.1 Austria
2.1.2.2 England
2.1.2.3 Germany
2.1.2.4 Switzerland
2.1.3 Incorporation
2.1.3.1 Austria
2.1.3.2 England
2.1.3.3 France
2.1.3.4 Germany
2.1.3.5 Switzerland
2.1.4 Scope
2.1.5 Representation
2.1.6 Waiver
2.2 Lack of Due Process
2.2.1 General issues
2.2.1.1 England
2.2.1.2 Germany
2.2.1.3 Switzerland
2.2.2 Evidence
2.2.3 Reasons
2.3 Irregular Composition of the Arbitral Tribunal
2.3.1 Germany
2.3.2 Switzerland
2.4 Violation of Procedural Rules
2.5 Ultra Petita
2.5.1 England
2.5.2 Germany
2.6 Award Not (Yet) Binding
2.6.1 England
2.6.2 France
2.6.3 Germany
2.6.4 Switzerland
2.7 Lack of Arbitrability
2.8 Violation of Public Policy
2.8.1 Austria
2.8.2 England
2.8.3 France
2.8.4 Germany
2.8.5 Switzerland
3. European Convention
3.1 Lack of an Arbitration Agreement
3.2 Irregular composition of the arbitral tribunal
Chapter IX Outlook
1. The courts
1.1 Dispute Requirement
1.2 Incorporation
1.3 Set-off
1.4 Public Policy
1.5 International Division of Work
2. The Legislator
2.1 Applicable Law
2.2 Form
2.3 Court Organization
Chapter X Annexes
1. Austria
1.1 Statute
1.2 Outline of the Austrian Reform
1.3 Draft Text
2. England
3 France
4. Germany
5. Switzerland
Table of Cases
Bibliography
Index
Back Cover

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