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List of Contributors xv
Series Preface xix
Preface xxi
1 Model?-Based Preparative Chromatography Process Development in the QbD Paradigm 1Arne Staby, Satinder Ahuja, and Anurag S. Rathore
1.1 Motivation 1
1.2 Regulatory Context of Preparative Chromatography and Process Understanding 1
1.3 Application of Mathematical Modeling to Preparative Chromatography 6
Acknowledgements 8
References 8
2 Adsorption Isotherms: Fundamentals and Modeling Aspects 11Jørgen M. Mollerup
2.1 Introduction 11
2.2 Definitions 12
2.3 The Solute Velocity Model 14
2.4 Introduction to the Theory of Equilibrium 17
2.5 Association Equilibria 21
2.6 The Classical Adsorption Isotherm 24
2.7 The Classical Ion Exchange Adsorption Isotherm 26
2.8 Hydrophobic Adsorbents, HIC and RPC 38
2.9 Protein-Protein Association and Adsorption Isotherms 47
2.10 The Adsorption Isotherm of a GLP?-1 Analogue 51
2.11 Concluding Remarks 59
Appendix 2.A Classical Thermodynamics 60
References 77
3 Simulation of Process Chromatography 81Bernt Nilsson and Niklas Andersson
3.1 Introduction 81
3.2 Simulation?-Based Prediction of Chromatographic Processes 82
3.3 Numerical Methods for Chromatography Simulation 94
3.4 Simulation?-Based Model Calibration and Parameter Estimation 96
3.5 Simulation?-Based Parametric Analysis of Chromatography 97
3.6 Simulation?-Based Optimization of Process Chromatography 101
3.7 Summary 106
Acknowledgement 107
References 108
4 Simplified Methods Based on Mechanistic Models for Understanding and Designing Chromatography Processes for Proteins and Other Biological Products 111Noriko Yoshimoto and Shuichi Yamamoto
4.1 Introduction 111
4.2 HETP and Related Variables in Isocratic Elution 114
4.3 Linear Gradient Elution (LGE) 120
4.4 Applications of the Model 130
4.5 Summary 145
Appendix 4.A Mechanistic Models for Chromatography 149
Appendix 4.B Distribution Coefficient and Binding Sites [20- 149
References 152
5 Development of Continuous Capture Steps in Bioprocess Applications 159Frank Riske and Tom Ransohoff
5.1 Introduction 159
5.2 Economic Rationale for Continuous Processing 160
5.3 Developing a Continuous Capture Step 162
5.4 The Operation of MCC Systems 165
5.5 Modeling MCC Operation 167
5.6 Processing Bioreactor Feeds on a Capture MCC 169
5.7 The Future of MCC 171
References 172
6 Computational Modeling in Bioprocess Development 177Francis Insaidoo, Suvrajit Banerjee, David Roush, and Steven Cramer
6.1 Linkage of Chromatographic Thermodynamics (Affinity, Kinetics, and Capacity) 177
6.2 Binding Maps and Coarse?-Grained Modeling 180
6.3 QSPR for Either Classification or Quantification Prediction 188
6.4 All Atoms MD Simulations for Free Solution Studies and Surfaces 192
6.5 Ensemble Average and Comparison of Binding of Different Proteins in Chromatographic Systems 204
6.6 Antibody Homology Modeling and Bioprocess Development 205
6.7 Summary of Gaps and Future State 209
Acknowledgment 212
References 212
7 Chromatographic Scale?-Up on a Volume Basis 227Ernst B. Hansen
7.1 Introduction 227
7.2 Theoretical Background 229
7.3 Proof of Concept Examples 232
7.4 Design Applications: How to Scale up from Development Data 233
7.5 Discussion 240
7.6 Recommendations 242
References 245
8 Scaling Up Industrial Protein Chromatography: Where Modeling Can Help 247Chris Antoniou, Justin McCue, Venkatesh Natarajan, Jörg Thömmes, and Qing Sarah Yuan
8.1 Introduction 247
8.2 Packing Quality: Why and How to Ensure Column Packing Quality Across Scales 248
8.3 Process Equipment: Using CFD to Describe Effects of Equipment Design on Column Performance 257
8.4 Long?-Term Column Operation at Scale: Impact of Resin Lot?-to?-Lot Variability 264
8.5 Closing Remarks 265
References 265
9 High?-Throughput Process Development 269Silvia M. Pirrung and Marcel Ottens
9.1 Introduction to High?-Throughput Process Development in Chromatography 269
9.2 Process Development Approaches 271
9.3 Case Descriptions 279
9.4 Future Directions 286
References 286
10 High?-Throughput Column Chromatography Performed on Liquid Handling Stations 293Patrick Diederich and Jürgen Hubbuch
10.1 Introduction 293
10.2 Chromatographic Methods 299
10.3 Results and Discussion 300
10.4 Summary and Conclusion 328
Acknowledgements 329
References 330
11 Lab?-Scale Development of Chromatography Processes 333Hong Li, Jennifer Pollard, and Nihal Tugcu
11.1 Introduction 333
11.2 Methodology and Proposed Workflow 336
11.3 Conclusions 377
Acknowledgments 377
References 377
12 Problem Solving by Using Modeling 381Martin P. Breil, Søren S. Frederiksen, Steffen Kidal, and Thomas B. Hansen
12.1 Introduction 381
12.2 Theory 382
12.3 Materials and Methods 385
12.4 Determination of Model Parameters 385
12.5 Optimization In Silico 388
12.6 Extra?-Column Effects 390
Abbreviations 397
References 398
13 Modeling Preparative Cation Exchange Chromatography of Monoclonal Antibodies 399Stephen Hunt, Trent Larsen, and Robert J. Todd
13.1 Introduction 399
13.2 Theory 401
13.3 Model Development 403
13.4 Model Application 413
13.5 Conclusions 424
Nomenclature 425
Greek letters 425
References 426
14 Model?-Based Process Development in the Biopharmaceutical Industry 429Lars Sejergaard, Haleh Ahmadian, Thomas B. Hansen, Arne Staby, and Ernst B. Hansen
14.1 Introduction 429
14.2 Molecule-FVIII 430
14.3 Overall Process Design 431
14.4 Use of Mathematical Models to Ensure Process Robustness 432
14.5 Experimental Design of Verification Experiments 435
14.6 Discussion 438
14.7 Conclusion 439
Acknowledgements 439
Appendix 14.A Practical MATLAB Guideline to SEC 439
Appendix 14.B Derivation of Models Used for Column Simulations 449
References 455
15 Dynamic Simulations as a Predictive Model for a Multicolumn Chromatography Separation 457Marc Bisschops and Mark Brower
15.1 Introduction 457
15.2 BioSMB Technology 459
15.3 Protein A Model Description 460
15.4 Fitting the Model Parameters 463
15.5 Case Studies 464
15.6 Results for Continuous Chromatography 469
15.7 Conclusions 475
References 476
16 Chemometrics Applications in Process Chromatography 479Anurag S. Rathore and Sumit K. Singh
16.1 Introduction 479
16.2 Data Types 480
16.3 Data Preprocessing 481
16.4 Modeling Approaches 485
16.5 Case Studies of Use of Chemometrics in Process Chromatography 490
16.6 Guidance on Performing MVDA 495
References 497
17 Mid?-UV Protein Absorption Spectra and Partial Least Squares Regression as Screening and PAT Tool 501Sigrid Hansen, Nina Brestrich, Arne Staby, and Jürgen Hubbuch
17.1 Introduction 501
17.2 Mid?-UV Protein Absorption Spectra and Partial Least Squares Regression 503
17.3 Spectral Similarity and Prediction Precision 511
17.4 Application as a Screening Tool: Analytics for High?-Throughput Experiments 516
17.5 Application as a PAT Tool: Selective In?-line Quantification and Real?-Time Pooling 518
17.6 Case Studies 523
17.7 Conclusion and Outlook 532
References 532
18 Recent Progress Toward More Sustainable Biomanufacturing: Practical Considerations for Use in the Downstream Processing of Protein Products 537Milton T. W. Hearn
18.1 Introduction 537
18.2 The Impact of Individualized Unit Operations versus Integrated Platform Technologies on Sustainable Manufacturing 543
18.3 Implications of Recycling and Reuse in Downstream Processing of Protein Products Generated by Biotechnological Processes: General Considerations 549
18.4 Metrics and Valorization Methods to Assess Process Sustainability 553
18.5 Conclusions and Perspectives 573
Acknowledgment 573
References 574
Index 583
This book covers various aspects of preparative chromatography, with a unique combination of academic research and industrial applications. We expect it to appeal to those in academia and industry who are involved in process development and the production of peptides and proteins, an area where the industry is typically reluctant to publicly share their knowledge because of trade secret considerations. Most of these major developments have either not been disclosed at all or exist only as oral conference contributions. This book aims to alleviate some of these gaps as we aim to supplement the academic contributions with industrial contributions. This aspect makes the treatment quite novel and unique when compared with other texts on the topic.
The book is divided into two parts: basic modeling and reviews and industrial separations/case studies. The basic modeling section aims to describe the recent developments in chromatographic theory and general approaches to research to provide increased understanding of the fundamentals behind chromatographic separation and behavior of proteins in these environments. The aim of this section is to provide a solid background in the theory of chromatography to the readers and to better prepare them for industrial case studies. Topics covered comprise the application of various approaches of modeling including computer simulations and mechanistic modeling. Chapter 1, by the editors, is designated to the general background for use of the various modeling tools and approaches.
The first section of the book contains fundamental contributions, general overviews, and reviews. Chapter 2, by Mollerup, provides a general and thorough overview of the thermodynamic tools and isotherm description necessary to model process chromatography in a double chapter. The author proposes approaches for acquiring accurate experimental data from which the model parameters in the adsorption isotherms can be estimated, in order to facilitate the use of simulation tools to the design and optimization of a chromatographic separation process.
Simulation of the performance of chromatographic separation of proteins is a powerful tool, and Chapter 3, by Nilsson and Andersson, presents a summary of the many methodologies applied to various chromatographic techniques including ion exchange, affinity, and multimodal chromatography. Predictions of chromatographic behavior have been presented for a set of different separation problems, illustrating that a large number of common protein separation problems can be simulated quite easily with today's technology.
Chapter 4, by Yoshimoto and Yamamoto, describes simplified methods for understanding and designing chromatography processes for proteins and other biological products, with a focus on modeling of gradient elution chromatography. Simplified models based on the mechanistic model for linear gradient elution chromatography of proteins and other large molecule biological products are presented, together with several applications of the models to process design and process understanding and for bio-recognition.
Continuous processing, including chromatography, has gained much attention the last decade, and Chapter 5, by Riske and Ransohoff, presents industrial application of such multicolumn chromatography (MCC) systems for general capture. The authors suggest that the appropriateness and use of MCC in capture steps and in other parts of the downstream process depend on a number of factors, including the molecular characteristics and stability of the target molecule, the feed titer and product amount required, and the facility design and intention (multipurpose or dedicated). As industry gains more experience with MCC and other forms of continuous processing, the authors foresee that MCC is likely to be more commonly used throughout industry.
Molecular dynamics (MD) is another area that is getting much attention in recent years, and this approach will undoubtedly be key to better understanding of interactions on the molecular level and will ultimately result in better mechanistic models. This topic is described with case studies in Chapter 6, by Insaidoo, Banerjee, Roush, and Cramer. The authors summarize the current state of computational biophysics for determination of individual contributions of key interactions at an atomistic level. They conclude that there remains a significant gap in the linkage of experimental techniques (typically macroscopic) to biophysical modeling and that it is essential that these gaps be closed in order to realize the potential for rational process design.
Chapter 7, by Hansen, teaches the upscaling technique based on volumetric flow rate, which is founded in well-known chromatographic theory and equations, and the approach provides high process design flexibility. The chapter presents an overview of the underlying theory and also provides several examples of successful scale-ups on ion exchange and reversed-phase chromatography. A couple of industrial case studies related to these scale-ups are also presented. Finally, a step-by-step guide for scale-up is presented together with recommendations and a discussion of the challenges that a practitioner is likely to face.
The industrial separations section presents new and existing chromatographic unit operations and discusses how mechanistic and empirical modeling approaches are used to optimize equipment and methodologies. Equipment includes column hardware, scale-down equipment, continuous operation mode, etc., as well as tools for monitoring and control; for example, on-, in-, and at-line equipment for improved process development and manufacturing methods. Improved methodologies comprise scaling approaches, the use of models for validation, uncertainty and robustness evaluations, and process design. A mix of industrial, equipment vendor, and academic authors contributed to this section. Chapter 8, by Antoniou, McCue, Natarajan, Thömmes, and Yuan, provides a number of examples where modeling may help in scale-up of chromatography in industry and how computational fluid dynamics (CFD) has been applied. The authors explore why column packing is such an important criterion that has to be consistent across scales, and they discuss how models can be utilized to predict column packing across scales and to perform packing consistently in an industrial environment.
Chapters 9, 10, and 11 (by Pirrung and Ottens; Diederich and Hubbuch; and Li, Pollard, and Tugcu, respectively) present industrial applications of process development, optimization, and small-scale practice. Chapter 9, among others, demonstrates the use of the high-throughput process development (HTPD) setup to generate mechanistic model parameters for process development, optimization, and design. The authors have discussed the pros and cons of the various experimental approaches, including the one-factor-at-a-time (OFAT), design of experiments (DOE), mechanistic modeling, and hybrid approaches. Chapter 10 provides guidance to process development using robot systems, including modeling/simulation of peak shapes for mechanistic modeling and validation. Factors that have been examined include the influence of pipetting precision, absorption measurements in microtiter plates, peak fractionation, flow patterns, and salt step heights in gradient elution experiments. Separate and combined effects have been qualitatively and quantitatively investigated using both experiments and simulations based on a mechanistic model. The authors demonstrate that with a sufficient number of fractions collected per peak, a significant improvement in precision can be obtained despite low analytical precision. Finally, Chapter 11, focuses on DOE and OFAT in an HTPD setup and presents the state-of-the-art experimental process development approach. A methodology for lab-scale chromatography process development utilizing high-throughput tools in conjunction with traditional column-based methodologies has been presented. The proposed experimental plan for process development relies heavily on a DOE approach supplemented with OFAT experiments. It fully utilizes HTPD and transitions into lab-scale column experiments where additional confirmation is required for defining parameter ranges and scale-up.
Chapters 12, 13, and 14 (by Breil, Frederiksen, Kidal, and Hansen; Hunt, Larsen, and Todd; and Sejergaard, Ahmadian, T.B. Hansen, Staby, and E.B. Hansen, respectively,) present three industrial case studies of mechanistic modeling for use in-process development, optimization, challenge, and identification of critical process parameters, troubleshooting, deviation handling, control strategy setup, and establishing a design space for chromatographic purification. Also included are equation systems and computer coding that may help new applicants in setting up models. Chapter 13 presents an example where the general rate model has been used to describe transport behavior in the column and in the beads and the steric mass action binding model to describe protein binding to the resin matrix. This approach has been used successfully to describe the primary mechanisms involved in cation exchange chromatography of proteins. An open-source chromatography solver was used to estimate model parameters and evaluate the impact of operating parameters on process performance. Model parameters were estimated by performing a set of specific model calibration experiments. Pulse injection experiments...
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