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Professor Gordon Gribble, Department of Chemistry, Dartmouth College, USA Professor Gribble has been the co-editor of the annual book series Progress in Heterocyclic Chemistry for the past 10 years. His research programs involve several areas of organic chemistry, most of which involve synthesis: biologically active natural products, novel indole chemistry, anticancer triterpenoid synthesis, new synthetic methodology, and novel radical and cycloaddition chemistry of heterocycles.
1 Introduction 1
1.1 Preview 1
1.2 Indole-Containing Natural Products 1
1.3 Biological Activity of Indoles 4
1.4 Indole-Containing Pharmaceuticals 15
1.5 Indole-Containing Materials 21
1.6 Indole-Containing Ligands 28
1.7 Reviews of Indole-Ring Synthesis 32
1.7.1 General Reviews on Indole Ring Synthesis 32
1.7.2 Specialized Reviews 32
1.7.3 Name Reactions 33
1.7.4 Miscellaneous Reviews 33
1.7.5 Synthesis of Carbazoles, Carbolines, and Indolocarbazoles 34
1.7.6 Reviews of Indole Analogues 34
References 34
PART I Sigmatropic Rearrangements 39
2 Fischer Indole Synthesis 41
2.1 Preview 41
2.2 Methods 41
2.2.1 Traditional Methods 41
2.2.2 Metal-Catalyzed Methods 44
2.2.3 Solid-Phase Fischer Indolization Method 56
2.2.4 Other General Methods 57
2.2.5 Hydrazones 63
2.2.6 Other Variations of Fischer Indole Synthesis 66
2.3 Applications of Fischer Indolizations 68
2.3.1 Drug Targets 68
2.3.2 Natural Products 82
2.3.3 Materials 97
2.3.4 General 98
References 108
3 Gassman Indole Synthesis 116
4 Bartoli Indole Synthesis 121
5 Thyagarajan Indole Synthesis 131
6 Julia Indole Synthesis 137
7 Miscellaneous Sigmatropic Rearrangements 139
PART II Nucleophilic Cyclization 145
8 Madelung Indole Synthesis 147
9 Wittig-Madelung Indole Synthesis 156
10 Jones-Schmid Indole Synthesis 165
11 Couture Indole Synthesis 174
12 Wender Indole Synthesis 176
13 Smith Indole Synthesis 181
14 Kihara Indole Synthesis 186
15 Nenitzescu 5-Hydroxyindole Synthesis 188
16 Engler-Kita Indole Synthesis 206
17 Bailey-Liebeskind-O'Shea Indoline-Indole Synthesis 213
18 Wright Indoline Synthesis 219
19 Saegusa Indole Synthesis 221
20 Ichikawa Indole Synthesis 228
21 Miscellaneous Nucleophilic Cyclizations that Form the Indole Ring 230
22 Sugasawa Indole Synthesis 244
PART III Electrophilic Cyclization 247
23 Bischler Indole Synthesis 249
24 The Nordlander Indole Synthesis 260
25 Nitrene Cyclization 264
26 Cadogan-Sundberg Indole Synthesis 266
27 Sundberg Indole Synthesis 278
28 Hemetsberger Indole Synthesis 287
29 Taber Indole Synthesis 296
30 Knochel Indole Synthesis 299
31 Täuber Carbazole Synthesis 301
32 Quéguiner Azacarbazole Synthesis 304
33 Iwao Indole Synthesis 307
34 Hewson Indole Synthesis 309
35 Magnus Indole Synthesis 310
36 Feldman Indole Synthesis 311
37 Butin Indole Synthesis 313
38 Miscellaneous Electrophilic Cyclizations 317
PART IV Reductive Cyclization 323
39 Nenitzescu o,ß-Dinitrostyrene Reductive Cyclization 325
40 Reissert Indole Synthesis 332
41 Leimgruber-Batcho Indole Synthesis 338
42 Pschorr-Hoppe Indole Synthesis 349
43 Makosza Indole Synthesis 354
44 Rawal Indole Synthesis 361
45 The Baeyer-Jackson Indole Synthesis and Miscellaneous Reductive Cyclization Indole Syntheses 363
PART V Oxidative Cyclization 381
46 Watanabe Indole Synthesis 383
47 Knölker Carbazole Synthesis 391
48 Miscellaneous Oxidative Cyclizations 396
PART VI Radical Cyclization 403
49 Fukuyama Indole Synthesis 405
50 Other Tin-Mediated Indole Syntheses 409
51 The Murphy Indole Synthesis 412
52 Miscellaneous Radical-Promoted Indole Syntheses 414
53 The Graebe-Ullmann Carbazole-Carboline Synthesis 424
PART VII Cycloaddition and Electrocyclization 435
54 Diels-Alder Cycloaddition 437
55 Plieninger Indole Synthesis 464
56 Photochemical Synthesis of Indoles and Carbazoles 468
57 Dipolar Cycloaddition, Anionic, and Electrocyclization Reactions 483
PART VIII Indoles from Pyrroles 493
58 Electrophilic Cyclization of Pyrrole 495
59 Palladium-Catalyzed Cyclization of Pyrroles 503
60 Cycloaddition Syntheses from Vinyl Pyrroles 506
61 Electrocyclization of Pyrroles 512
62 Indoles from Pyrrolo-2,3-Quinodimethanes 517
63 Indoles via Dehydrogenation of Pyrroles 520
64 Miscellaneous Indole Syntheses from Pyrroles 525
65 Indoles via Arynes 528
PART IX Indoles from Indolines 537
66 Indoline Dehydrogenation 539
67 Indolines to Indoles by Functionalized Elimination 553
68 Indolines from Oxindoles, Isatins, and Indoxyls 558
PART X Metal-Catalyzed Indole Synthesis 573
69 Copper-Catalyzed Indole Synthesis 575
70 Palladium-Catalyzed Indole Ring Synthesis: Hegedus 588
71 Palladium-Catalyzed Indole Ring Synthesis: Mori-Ban-Heck 592
72 Palladium-Catalyzed Indole Ring Synthesis: Aryl-Heck 597
73 Palladium-Catalyzed Indole Ring Synthesis: Oxidative Cyclization 600
74 Palladium-Catalyzed Indole Ring Synthesis: Watanabe-Cenini-Söderberg 604
75 Palladium-Catalyzed Indole Ring Synthesis: Yamanaka-Sakamoto-Sonogashira 607
76 Palladium-Catalyzed Indole Ring Synthesis: Larock 611
77 Palladium-Catalyzed Indole Ring Synthesis: Cacchi 615
78 Palladium-Catalyzed Indole Ring Synthesis: Buchwald-Hartwig 619
79 Palladium-Catalyzed Indole Ring Synthesis: Miscellaneous 623
80 Rhodium-Catalyzed Indole Ring Synthesis 632
81 Gold-Catalyzed Indole Ring Synthesis 640
82 Ruthenium-Catalyzed Indole Ring Synthesis 645
83 Platinum-Catalyzed Indole Ring Synthesis 648
84 Silver- and Zinc-Catalyzed Indole Ring Synthesis 651
85 Iron-, Iridium-, and Indium-Catalyzed Indole Ring Syntheses 655
86 Nickel-, Cobalt-, and Molybdenum-Catalyzed Indole Ring Syntheses 660
87 Mercury- and Chromium-Catalyzed Indole Ring Syntheses 663
88 Miscellaneous Metal-Catalyzed Indole Ring Syntheses 666
PART XI Miscellaneous 669
89 Miscellaneous Indole Ring Syntheses 671
Index 676
From its early isolation by Baeyer from the reaction of indigo with a mixture of sulfuric acid and sulfuric anhydride [1], indole-indigo?+?oleum-has a remarkable history and has made a huge impact on society, as we will see in this chapter. The reader is referred to several general reviews on the chemistry and synthesis of indoles [2-11] and their role in society [12]. Reviews devoted solely to indole ring synthesis are tabulated in Section 7 in this chapter.
Indole (1) itself has several interesting natural sources, the most familiar of which is mammalian feces [13, 14], although its toxicity is low (LD50?=?1,100?kg/mg in rats) [15]. Indole has also been identified in significant amounts in flowers (jasmine, narcissus, lilac, Easter lily, lemon flower, tuberose, and honeysuckle) and in trace amounts in other flowers and foods (clove, orchid, gardenia, coffee flower, Daphne odora, tomato, molasses, sesame seed, rye bread, cheese, aged casein, and aging fish) [15]. Despite its objectionable and pervasive odor at high concentration, at low levels indole as been used by perfumers to augment fragrances. The odor threshold of indole is 140 parts per billion, significantly higher than, for example, methyl mercaptan (0.02?ppb) and dimethyl sulfide (0.30-1.00?ppb) [15]. Indole is also a component of human sweat [16] and breath [17]. Indeed, almost 30% of the volatile head space of sweat is due to indole [16]. Along with several other odorants, indole is attractive to mosquitos (Anopheles gambiae) [18].
Other well-known indoles that have various natural sources are skatole (3-methylindole) (2), serotonin (3), L'tryptophan (4), tryptamine (5), the plant growth hormones 3-indoleacetic acid (6) and 4-chloro-3-indoleacetic acid (7) [19], the mushroom hallucinogen psilocin (8), and the indole-derived ancient dyes indigo (9) [20] and Tyrian Purple (10) [19] (Scheme 1).
Scheme 1 Well-Known Common Natural Indoles
The vast marine environment, which covers 70% of Earth's surface, provides a wealth of naturally occurring indoles, and several reviews are available [21-24]. According to Hamann, 95% of the marine tropical biosphere accounts for 34 of the 36 phyla of life on Earth [24]. Some recently discovered marine indoles are depicted in Scheme 2. Several eusyntyelamides (e.g., D (11)) were isolated from the Arctic bryozoan Tegella cf. spitzbergensis [25], and the indole 12 was discovered in the marine fungus Aspergillus sydowii [26]. A New Zealand ascidian Didemnum sp. has furnished the ß-carboline alkaloid didemnidine B (13) [27], and the toxin, bunodosine 391 (14) is part of the venom of the sea anemone Bunodosoma cangicum [28]. The Arctic hydrozoan Thuiaria breitfussi has yielded the novel breitfussin B (15) [29]. Tribromoindole (16) was found in the red alga Laurencia similis collected from Hainan Island, China, along with two other tribromoindoles [30].
Scheme 2 Representative Newly Discovered Marine Indoles
Our terrestrial environment also contains a wealth of naturally produced indoles, and some recent examples are shown in Scheme 3 [31-38]. The novel thiazolyl-indole barakacin (17) was found in the ruminal bacterium Pseudomonas aeruginosa strain Z10 [31]. Spirobacillene A (18) was isolated from a culture of Lysinibacillus fusiformis KMC003 derived from coal mine acidic drainage [32]. The Chinese plant Alocasia macrorrhiza has yielded the five new indole alkaloids alocasins A-E (19-23) [33]. Isocyalexin A (24) is the first plant-derived isocyanide to be discovered, isolated from rutabaga roots (Braesica napobrassica) [34]. The human pathogenic fungus Exophiala dermatitidis generates exophialin (25), and 8-hydroxyexophialin (26) is found in cultures of the mutant strain Me1-1 of Exophiala dermatitidis [35]. A component of the dauer larval stage pheromone of the nematode Caenorhabditis elegans is indole 27 [36]. The novel tryptorheedei B (29) is found in the seeds of Entada rheedei, a large woody liana growing in tropical Africa and Southeast Asia [38]. The corresponding N-sulfonyl-L-tryptophan (tryptorheedei A) accompanies 29.
Scheme 3 Representative Recently Discovered Terrestrial Indoles
Carbazoles and the related indolocarbazoles represent a huge collection of natural products, and some recently discovered examples are shown in Scheme 4. A marine Streptomyces sp. SCSIO02999 has yielded four new carbazolo-sesquiterpenes, dixiamycins A (30), B (31), oxiamycin (32), and chloroxiamycin (33) [39]. The novel ß-carboline 34 is found in the mushroom Mycena metata [40], and the extraordinary fradcarbazole A (35) is one of three related indolocarbazoles produced by the marine Streptomyces fradiae [41]. A series of new carbazole alkaloids, clausenawallines G-K (e.g., 36), was isolated from twigs of Clausena wallichii, a folk medicine plant distributed throughout Southeast Asia [42].
Scheme 4 Representative Recently Discovered Carbazoles, Carbolines, and Indolocarbazoles
All indoles probably have some biological activity. Kumar and colleagues have briefly tabulated the range of activities that indoles possess [43]. More generally, Rosén and colleagues compare the chemical space that is occupied by natural products and bioactive compounds as a strategic starting point for drug discovery [44]. Section 3 presents biological activities of indoles, and Section 4 covers those bona fide indole-containing pharmaceuticals.
A growing worldwide problem is drug resistance to disease-inflicting bacteria, such as MRSA (methicillin-resistant Staphylococcus aureus) [45, 46]. Several indoles show promise in treating these bacterial infections, such as aryloxyindole 37 [47], 2-aryl-5-nitroindole 38 [48], cationic peptide 39 [49], and pacidamycin D (40) [50]. Biofilm infections cause 17 million new cases and up to 550,000 fatalities per year in the United States. Menthyl indole 41 is very active against biofilm formation induced by several strains of S. aureus [51] (Scheme 5).
Scheme 5 Representative Antibacterial Indoles
Marine biofouling is a major problem to the shipping industry, but not to sponges, many of which produce antifouling compounds that inhibit settlement and smothering by barnacle larvae (Balanus improvisus). Some of these indole compounds are shown in Scheme 6. The novel cyclopeptide bromobenzisoxalone barettin 42 was isolated from the marine sponge Geodia barretti [52], and the marine ascidian Stomoza murrayi contains several brominated indole-3-carbaldehydes such as tribromoindole 43, both of which prevent larval settlement or overgrowth by other marine species [53]. The physostigmine-like alkaloid urochordamine A (44) from the tunicate Ciona savignyi has potent larval settlement and metamorphosis-promoting activity at 2?µg/mL [54]. The Mediterranean gorgonian Paramuricea clavata contains several antifouling indoles, such as 2-bromo-N-methyltryptamine (45) [55].
Scheme 6 Representative Antifouling Indoles
Antifungal activity is seen with indole RWJ-61907 (46), which inhibits the growth of Saccharomyces cerevisiae and Candida albicans [56]. The N-methylcryptolepine salt 47 shows activity against Cryptococcus neoformans and C. albicans, two fungi associated with human immunodeficiency virus (HIV) and acquired immunodeficiency syndrome (AIDS), and Aspergillus flavus [57]. Antiparasitic activity is observed for several indole diamidines, such as 48, which is active against Trypanosoma brucei rhodesiense and Plasmodium falciparum [58]. The glycosyl-isoindigo derivative 49 is active in vitro against Trypanosoma brucei rhodesiense, Trypanosoma cruzi Tulahuen (Chagas disease), Plasmodium falciparum (malaria), and Leishmania donovani (leishmaniasis [59]) (Scheme 7).
Scheme 7 Representative Antifungal and Antiparasitic Indoles
The final stage of HIV disease is AIDS. At the end of 2011 some 34 million people were living with HIV worldwide, and 1.7 million AIDS-related deaths were reported in 2011 [60]. Although these figures are lower than they were ten years ago, HIV drugs are still in great demand. Several indole derivatives show promise in this area (Scheme 8). Notably, indolyl aryl sulfones (e.g., 50...
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