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Understand the role of network communications in the private sector with this timely guide
4G and 5G wireless communication technologies have come to dominate network communications in recent years, and their expansion is only continuing. Most existing treatments of this key subject, however, deal with large-scale public networks, not the private networks whose deployment constitutes one of the major current growth areas in wireless technology. There is an urgent need for a guide to network communication deployment specifically for private enterprises.
Mobile Communication Systems for Private Networks meets this need with a cutting-edge but accessible overview of the subject. Alerting to the specific needs of the private enterprise network and the disruption potential of cellular network operations, it surveys the early lessons of the global private network rollout for the benefit of future operations. With an eye towards future challenges and developments, this essential text is suitable for professionals in the network communications industry and its partners.
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Mobile Communication Systems for Private Networks is an ideal reference for end user devices, network operators, chip manufacturers, researchers, and all other professionals and stakeholders with roles in the information and operational technology industries.
Srinivasan Balasubramanian is an industry expert in telecommunications, networking, and enterprise systems, with extensive experience across multiple generations of cellular technology, including both 4G and 5G. He has relationships across the network operations field, and his 532+ patents make him a proven innovator.
Preface xxi
Acknowledgments xxxv
Introduction xxvii
Part I Laying the Foundation 1
I.1 LTE Fundamentals 3
I.1.1 Introduction 3
I.1.2 LTE Network Architecture 4
I.1.3 LTE Identifiers 5
I.1.4 Broadcast Signals/Messages and Cell Selection 9
I.1.5 What Happens When a UE Is Switched On? 10
I.1.6 LTE Resource Grid 15
I.1.7 RACH Procedure 15
I.1.8 RRC Connection Setup 15
I.1.9 Non- access Stratum Procedures 15
I.1.10 DL Packet Transmission 27
I.1.11 UL Packet Transmission 33
I.1.12 Encryption 35
I.1.13 Channel Estimation 37
I.1.14 Layer 2 Protocols 38
I.1.15 Cell Reselection 47
I.1.16 Connected Mode Mobility 53
I.1.17 Timing Advance 55
I.1.18 Summary 58
Reference 59
Part I.2 NR Fundamentals 61
I.2.1 5G NR Fundamentals 63
I.2.1.1 5G NR Introduction 63
I.2.1.2 Channel Bandwidth 66
I.2.1.3 NR Network Architecture 69
I.2.1.4 RAN Evolution 74
I.2.1.5 Summary 92
References 92
I.2.2 NR Physical Layer 93
I.2.2.1 Introduction 93
I.2.2.2 Physical Channels and Reference Signals 93
I.2.2.3 NR UE Acquisition 97
I.2.2.4 Control Resource Set 100
I.2.2.5 NR UE Scheduling 105
I.2.2.6 NR PUCCH Operations 106
I.2.2.7 NR MIMO Operations 111
I.2.2.8 NR Power Control 112
I.2.2.9 Summary 114
Reference 114
I.2.3 Beamforming and Massive MIMO 115
I.2.3.1 Introduction 115
I.2.3.2 Beamforming - Spatial Diversity 116
I.2.3.3 Beam Management 119
I.2.3.4 Massive MIMO, Operation in UL and dl 119
I.2.3.5 Summary 126
Further Reading 127
I.2.4 NR Millimeter Wave 129
I.2.4.1 mmWave Introduction 129
I.2.4.2 Mitigative Techniques to Operate with mmWave 130
I.2.4.3 Summary 132
References 132
I.2.5 NR Unlicensed 135
I.2.5.1 Introduction 135
I.2.5.2 Techniques Introduced in 3GPP to Aid NR- U 137
I.2.5.3 Summary 143
References 143
I.2.6 NR Mobility 145
I.2.6.1 Introduction 145
I.2.6.2 Connected Mode Mobility - NSA Option 3 Family 152
I.2.6.3 Summary 153
References 153
I.2.7 NR Protocols 157
I.2.7.1 Introduction 157
I.2.7.2 NSA Option 3 Mode of Operation 158
I.2.7.3 5G NR RRC States: SA Option 2 159
I.2.7.4 PDCP Duplication 159
I.2.7.5 SDAP Layer 161
I.2.7.6 PDCP Functions 163
I.2.7.7 RLC Functions 163
I.2.7.8 MAC Layer 164
I.2.7.9 Summary 167
References 167
I.3 Standards 171
I.3.1 3gpp 171
I.3.2 WinnForum Specifications for Shared Spectrum Usage 172
I.3.3 OnGo Alliance 176
I.3.4 Small Cell Forum 178
I.3.5 GSMA 178
I.3.6 5G ACIA 182
I.3.7 O- RAN Alliance 183
I.3.8 National Spectrum Consortium 185
I.3.9 Summary 185
References 186
Part II Technological Framework 187
Part II.1 Radio Access Network Aspects 189
II.1.1 Global Private Spectrum Allocations 191
II.1.1.1 Introduction 191
Ii.1.1.2 Pathss 196
Ii.1.1.3 Summary 197
References 197
II.1.2 CBRS Fundamentals 199
II.1.2.1 Concept of Shared Spectrum 199
II.1.2.2 CBRS Overview 201
II.1.2.3 CBRS Spectrum 203
II.1.2.4 CBRS User Categories 205
II.1.2.5 PAL Channel Allocation 207
II.1.2.6 Secondary Market 207
II.1.2.7 CBRS Architecture 208
II.1.2.8 Environmental Sensing Capability 211
II.1.2.9 Domain Proxy 211
II.1.2.10 Citizens Broadband Radio Service Device (CBSD) - eNB/gNB 211
II.1.2.11 CBRS Identifiers 213
II.1.2.12 CBSD Interactions with the SAS 217
II.1.2.13 User Equipment 218
II.1.2.14 Summary 219
References 219
II.1.3 RAN Scheduler 221
II.1.3.1 Introduction 221
II.1.3.2 Background 221
II.1.3.3 Typical Goals of a RAN Scheduler 222
II.1.3.4 Scheduler Configurations 223
II.1.3.5 Per Flow Input Parameters 225
II.1.3.6 UE Scheduler Fairness Time- Period Window 225
II.1.3.7 Fairness Factor 225
II.1.3.8 CQI Bias (W CQI) 226
II.1.3.9 Packet Delay Budget Weight (W PDB) 227
II.1.3.10 Per Flow Instantaneous Scheduling Priority 227
II.1.3.11 PFS Implementation 228
II.1.3.12 Summary 231
Further Reading 231
II.1.4 RAN Intelligent Controller (RIC) 233
II.1.4.1 Introduction 233
II.1.4.2 AI/ML for 5G in 3GPP 235
II.1.4.3 RIC High- Level Architecture 237
II.1.4.4 RIC Architecture 237
II.1.4.5 A1 and E2 Compliance 247
II.1.4.6 Integration with NWDAF 248
II.1.4.7 Summary 250
References 250
II.1. 5 Enterprise RAN Slice 253
II.1.5.1 Introduction 253
II.1.5.2 MNO Users Obtaining Resources from NHN Deployments 257
II.1.5.3 Enterprise Slice RAN Resource Management Concept Proposal for PNI- NPN 265
II.1.5.4 Summary 271
References 272
II.1.6 Self- organizing Networks (SON) 273
II.1.6.1 Graph Theory Application for Self- Organizing Networks 273
II.1.6.2 SON Algorithm Definition 278
II.1.6.3 SAS Functions 280
II.1.6.4 Summary 293
References 293
II.1.7 Fractional Frequency Reuse (FFR) Techniques 295
II.1.7.1 Introduction 295
II.1.7.2 Introduction of ICIC Features 295
II.1.7.3 Fractional Frequency Reuse (FFR) 298
II.1.7.4 FFR for CBRS 305
Ii.1.7.5 Proposal for Implementation FFR 307
Ii.1.7.6 Summary 309
References 310
Part II.2 Cellular Core Network 311
II.2.1 Converged Core 313
II.2.1.1 Introduction 313
II.2.1.2 LTE and NR End- to- End Architecture 314
II.2.1.3 LTE and NR Evolution Toward a Converged Core 320
II.2.1.4 Converged Core EPC to 5GC 341
II.2.1.5 Summary 347
References 351
II.2.2 Network Interfaces 353
II.2.2.1 Introduction 353
II2.2.2 LTE Network Interfaces 353
II.2.2.3 5G Protocol Stack 360
II.2.2.4 Summary 364
References 364
II.2.3 Security 367
II.2.3.1 Introduction 367
II.2.3.2 Zero Trust 368
II.2.3.3 Security Aspects of 4G/5G Networks 370
II.2.3.4 Mobile Security and Network Access Control 376
II.2.3.5 4G and 5G Authentication Summary View 381
II.2.3.6 4G/5G and Wi- Fi Security Comparisons 382
II.2.3.7 Summary 384
Further Reading 384
II.2. 4 Network Slices 387
II.2.4.1 Introduction 387
II.2.4.2 QoS Handling in LTE and NR 388
II.2.4.3 NR Slices 400
II.2.4.4 UE Slice Setup/Mobility Call Flow 405
II.2.4.5 NR Slices 407
II.2.4.6 LTE Slices 407
II.2.4.7 RAN Slice Approaches 410
II.2.4.8 Slices E2E 410
II.2.4.9 Enterprise Implementation Implications 412
II.2.4.10 Summary 413
References 413
Part II.3 Neutral Host Networks 417
II.3.1 Neutral Host Network 419
II.3.1.1 Overview 419
II.3.1.2 Comparisons with DAS Solutions 427
II.3.1.3 Enterprise Network as a Neutral Host 429
II.3.1.4 Summary 456
References 457
II.3.2 Admission and Congestion Control 459
II.3.2.1 Introduction 459
II.3.2.2 Summary 462
References 462
II.4 Nonpublic Networks 465
II.4.1 Overview of Nonpublic Networks 465
II.4.2 Stand- Alone Nonpublic Networks 465
II.4.3 Public Network Integrated Nonpublic Networks (PNI- NPN) 470
II.4.4 Summary 474
References 475
II.5 Device Provisioning 477
II.5.1 Introduction 477
II.5.2 Credential Provisioning Framework 478
II.5.3 Credential Distribution Process 479
II.5.4 SIM Provisioning Models 481
II.5.5 Summary 483
References 483
Part III Enterprise Applications 485
III.1 Part III: Enterprise Applications 487
III.2 IIoT Protocols 489
III.2.1 Introduction 489
III.2.2 Industrial IoT (IIoT) Communication Protocols 489
III.2.3 Profinet 492
III.2.4 OPC UA 505
III.2.5 TSN 509
III.2.6 DetNet 512
III.2.7 Summary 515
III.3 IIoT with DetNet and TSN 517
III.3.1 Introduction 517
III.3.2 Integration of IIoT with 5G System 523
III.3.3 5G Features for TSN, TSCTSF, DetNet 525
III.3.4 Summary 527
References 527
III.4 Private Network Verticals 529
III.4.1 Ad Hoc Networks 529
III.4.2 Big Box Retail 531
III.4.3 Campus Emergencies 533
III.4.4 Collaborating Organizations 535
III.4.5 Conference Centers 538
III.4.6 Educational Institutions 540
III.4.7 Offices 545
III.4.8 Ports 546
III.4.9 Warehouse 548
III.4.10 Summary 550
Looking Ahead 551
Acronyms 563
Index 573
Looking back at my career working in the wireless field, the initial enterprise work environment I was in used tethered (ethernet) connectivity, switching to a hybrid mode and using wireless only when tethered connectivity was not available, and finally switching to operating with only wireless connectivity. Both the reliability and the ubiquitous availability of wireless connectivity have become basic necessities now. My initial foray into wireless was on 3GPP2, developing 1xRTT and High Rate Packet Data (HRDP) systems, and I still remember attending wireless conferences discussing contributions using printed copies, given the lack of connectivity while traveling to a site to meet.
Wireless voice solutions were the first to arrive and were mainly focused on cellular wide-area coverage-based support, creating the cellular industry. Voice service remained the main service that dominated the wireless industry even up to the third generation, even though data connectivity was introduced. The data connectivity through wireless was expensive to deploy, required high subscription costs, and was very restricted in its use. The barrier was broken with the 4G long-term evolution (LTE) technology, where data connectivity became a more accessible commodity. While cellular technology was evolving for wide-area coverage, the void of wireless connectivity for in-building home and enterprise data connectivity was filled by Wi-Fi. Given the low costs to both deploy and manage, Wi-Fi became the go-to choice for shorter-range connectivity. This resulted in the enterprise connectivity solutions industry growing in parallel with the cellular industry.
The Wi-Fi standards have made strides to meet enterprise demands. Since its introduction in 1997, the ongoing evolution of the Institute of Electrical and Electronics Engineers (IEEE) 802.11 Wi-Fi standards has led to much faster data transmission rates, longer ranges, and more reliable and secure connections. IEEE 802.11axT, or Wi-Fi 6, is the most recent standard in the IEEE 802.11 series, published in 2022. Wi-Fi 6E is an extension of the Wi-Fi 6 standard (which is based on the 802.11ax standard) that operates in the 6?GHz frequency band. It provides additional spectrum for Wi-Fi devices, enabling higher data rates, lower latency, and less interference compared to operating in the crowded 2.4?GHz and 5?GHz bands. Wi-Fi 7 is the next generation of wireless network technology that is being developed in the standards and brings with it some fundamental technical improvements over its predecessors.
One of the key aspects of Wi-Fi was its reliance on the use of unlicensed spectrum. Wi-Fi became and still is synonymous with "free," at least from a user perspective. This is certainly true when compared to the costs for data connectivity on a cellular platform. 4G LTE, and now 5G NR, has provided definitions for the use of 3GPP technologies in an unlicensed spectrum. It relied on a licensed spectrum as an anchor, and the unlicensed spectrum was used to augment the capacity and is termed as licensed assisted access (LAA). Given that the base stations for both licensed and unlicensed services needed to be deployed in close proximity, this was more suitable for small cell solutions. The support of small cells in a licensed spectrum required sophisticated spectrum sharing between the macro and small cells, which made it difficult for market adoption.
All radio and telecommunications use waves of different frequencies (measured in Megahertz [MHz] and Gigahertz [GHz]) to carry data. These frequencies are grouped together to form bands, and multiple bands combine to form a spectrum of radio waves. Every successive generation of telecom has its fixed spectrum, and its bands are allocated to telecommunication companies for commercial use. Spectrum resource availability has become the biggest bottleneck, with wireless service providers paying huge sums of money to acquire spectrum resources and going through bidding wars involving large amounts of money. 3GPP-defined 4G/5G systems offer higher reliability when compared to Wi-Fi in terms of providing service guarantees and also deliver improved system capacity with the available spectrum. For this technology to be supported in an enterprise environment, a specific spectrum needs to be made available. Exclusive spectrum purchases by the smaller entities (both in geographic footprint and financial capacity) meant that an innovative approach was needed to address this demand. This naturally lent itself to the definition of shared spectrum use by these smaller entities.
In 2015, the Federal Communications Commission (FCC) developed a framework for the shared commercial use of the 3,550-3,700?MHz band (3.5?GHz band). The Citizens Broadband Radio Service (CBRS) was established with a tiered access and authorization framework to accommodate shared federal and non-federal use of the band. Wi-Fi uses unlicensed spectrum within the 2.4?GHz and 5?GHz frequency ranges, while CBRS uses shared spectrum within the 3.55?GHz and 3.70?GHz range that is regulated by a central entity and referred to as lightly licensed. The CBRS spectrum is divided into three tiers, each requiring specific licenses with strict priority based on the users (base station deployments by an enterprise) belonging to a tier. The creation of this shared spectrum use has generated momentum for lower-cost, smaller deployments using 4G LTE and 5G NR technologies on individual campuses, which can be deployed and managed similarly to Wi-Fi networks. With the CBRS spectrum serving as an example, several countries have defined procedures for smaller entities to acquire spectrum for enterprise-level operations, with more and more countries following suit. The amount of spectrum bandwidth allocated varies across different countries, but it is definitely a trend that is here to stay, providing smaller footprint spectrum usage that is readily available. Much of the focus is on optimally managing the spectrum to avoid interference between the deployed smaller networks and to enable fair sharing of the available spectrum. This aspect is actively evolving, with real-time demand-based spectrum management being envisioned.
As of the writing of this book, private network deployments are well underway, with implementations across several verticals, including educational institutions such as colleges and K-12 schools, offices, hospitals, ports, manufacturing industries, big-box retail, warehouses, mining, and many more. The use of 4G LTE/5G NR has enabled increased capacity, higher reliability, and fewer network nodes compared to Wi-Fi, supporting enterprise functions. The 3GPP standards body envisioned a set of features to support private networks and introduced these in Release 16 (published in July 2020) and Release 17 (January 2022). Most, if not all, private networks deployed now use Release 15 (June 2018), which is the initial release where 5G NR support is defined. Given that the end-user device availability was limited to Release 15 initially, and demand for private networks was growing, deployments needed to accommodate support for Release 15 devices. It turns out that many use cases can be addressed using Release 15. Advanced scenarios of macro network operators deploying smaller footprint networks and seamlessly transitioning across macro and small cell networks require the features introduced in Release 16 and beyond. Macro network operators are actively entering this space, given that users spend a lot of time indoors and there is a lack of good coverage provided by the macro network in buildings. Distributed antenna systems (DAS) exist but are very costly to deploy. However, where DAS solutions are deployed, they can be leveraged to support both licensed and shared spectrum.
The macro network operators are used to managing complex networks and actively tune the parameters to maximize the performance of the network, accommodating different user types. 4G LTE/5G NR systems are defined to accommodate complex scenarios and are inherently difficult to manage. Enterprise networks typically have Wi-Fi support and are very simple to deploy and manage. Take a home setting where the public at large can go and buy an access point, plug it in, and get it functioning in a matter of minutes. Granted that enterprise environments are a lot more complex, ensuring that there are no hidden spots where coverage is needed, supporting the required load, and managing the security of the system while also overseeing the enterprise applications are challenging. Now, bringing in a complex system like 4G LTE/5G NR and deploying it in the same environment becomes a tall order. The enterprise folks are not going to budge from the fact that managing this 3GPP-based network is much more complex than a Wi-Fi system. In fact, even if it is as straightforward as a Wi-Fi network, it still means the enterprise information technology (IT) has to manage yet another network and an additional screen to stare at. Both the deployment and the management of the 3GPP systems for enterprises need to be simplified enough not to scare away an enterprise entity from adopting it.
At this historic crossroad, it is strongly believed that a book on covering 4G/5G technology and its adoption into private networks will serve as an enlightening guideline to spur interest and enable increased adoption among different enterprises. Such a book will also attract a broad audience in both academia and industry, creating a...
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