Unlike many standard works on compliance, this book focuses not on the goals, but on the means that enable effective compliance. From the internal perspective of the compliance officer, everyday problems are addressed and solved with the help of concrete, tried-and-tested measures. Based on the tension between profit generation and compliance, ethical principles as well as the appearance of compliance, its handling of contacts and its procedure in the event of violations are also discussed. Psychological and sociological insights broaden the perspective, put people at the center and offer new starting points for the design of successful compliance.
Auflage
Sprache
Verlagsort
Verlagsgruppe
Zielgruppe
Illustrationen
45
45 s/w Abbildungen
XIV, 236 p. 45 illus.
Maße
Höhe: 240 mm
Breite: 168 mm
Dicke: 14 mm
Gewicht
ISBN-13
978-3-662-66747-7 (9783662667477)
DOI
10.1007/978-3-662-66748-4
Schweitzer Klassifikation
Thomas Schneider holds a degree in business administration. After working for many years as an internal auditor for a Dax 30 company, he has been responsible for the compliance management of a medium-sized steel trader in Essen for several years. He regularly publishes articles and books on the subject of compliance and speaks at conferences.
Background and foundation of compliance.- Decisions, goals, and planning.- Compliance officer appearance.- Supervisors, groups, and entry-level employees.- Partners, allies, competitors.- Audits and training.- Conflicts, compliance violation, and detection.- Development and perspectives.
