Concern about regulation of insider dealing in the context of new and controversial legislation in Britain, and significant developments in the courts relating to fiduciary liability, led the British Institute of Securities Laws, in conjunction with Jesus College, Cambridge, to organize a two-day workshop in July 1994. The deliberatios of those involved in these proceedings inspired this collection of essays. This title seeks to give the reader a series of perspectives of some of the issues involved in fashioning an acceptable level of control over such abuses.
Sprache
Verlagsort
Zielgruppe
Für höhere Schule und Studium
Für Beruf und Forschung
Maße
ISBN-13
978-1-899738-05-2 (9781899738052)
Copyright in bibliographic data is held by Nielsen Book Services Limited or its licensors: all rights reserved.
Schweitzer Klassifikation
European foundations; the insider dealing directive; a view from Brussels; insider dealing and the Criminal Justice Act 1993; who is an insider?; inside information; defences to insider dealing; conflicts of interest in the securities industry; conflicts of interest - regulatory rules and the common law; insider conflicts in US and Japan - an American perspective; conflicts of interest in Japan; civil liability for insider dealing; enforcement of financial services law with reference to insider dealing; compliance procedures; the compliance officer's role; the insider and tentative information.
