The risks to financial institutions of significant reputational damage from being caught up in financial fraud or money laundering is growing in volume and sophistication year on year. The adoption and operation of effective compliance systems and robust deterrence policies and procedures can dramatically reduce risk and enable senior management to spend more time on business generation. This unique work offers crucial guidance to those engaged in the deterrence of money laundering and fraud, including comprehensive treatment of: * Threat analysis * Relevant UK legislation and regulation * Compliance systems Essential Money Laundering Deterrence provides an essential tool for financial institutions, and their professional advisers, in the protection of their financial and operational integrity.
The risks to financial institutions of significant reputational damage from being caught up in financial fraud or money laundering is growing in volume and sophistication year on year. The adoption and operation of effective compliance systems and robust deterrence policies and procedures can dramatically reduce risk and enable senior management to spend more time on business generation. This unique work offers crucial guidance to those engaged in the deterrence of money laundering and fraud, including comprehensive treatment of: * Threat analysis * Relevant UK legislation and regulation * Compliance systems Essential Money Laundering Deterrence provides an essential tool for financial institutions, and their professional advisers, in the protection of their financial and operational integrity.
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978-1-904501-20-6 (9781904501206)
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Schweitzer Klassifikation
Richard Parlour is the principal of Financial Markets Law International law firm and has fifteen years' of experience in financial markets law and regulation. He started in the derivatives practice at Clifford Chance in 1988 when the Financial Services Act came into force, and since then has been advising a wide variety of financial institutions, governments, regulators, professional firms and end users on a range of issues. He has spent time on secondment to the London International Financial Futures and Options Exchange, and has worked closely with the European institutions in Brussels. He is an author of numerous books and articles on financial markets matters.
Richard Parlour is the principal of Financial Markets Law International law firm and has fifteen years' of experience in financial markets law and regulation. He started in the derivatives practice at Clifford Chance in 1988 when the Financial Services Act came into force, and since then has been advising a wide variety of financial institutions, governments, regulators, professional firms and end users on a range of issues. He has spent time on secondment to the London International Financial Futures and Options Exchange, and has worked closely with the European institutions in Brussels. He is an author of numerous books and articles on financial markets matters.
