A Practitioner s Guide to Inside Information draws together all the strands and provides an effective guide through the legislative and regulatory maze. It gives the reader guidance on the practical steps to take to ensure effective risk management and on the establishment and maintenance of appropriate systems and controls.
The book addresses the law and regulation with respect to inside information found in FSMA, the FSA Handbook, various exchange rules, the Takeover Code and civil and criminal law. It serves as a guide to a listed company s compliance with the UK regulatory environment relating to inside information, including systems and controls requirements and corporate governance standards. It also sets out the scope of US securities law and regulation insofar as it might apply to UK issuers.
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978-0-414-04858-4 (9780414048584)
Copyright in bibliographic data and cover images is held by Nielsen Book Services Limited or by the publishers or by their respective licensors: all rights reserved.
Schweitzer Klassifikation
Chapter 1
Introduction
Chapter 2
The UK Listing Authority Rules
Chapter 3
Disclosure Rules applying to AIM, OFEX and ATSs
Chapter 4
The Model Code
Chapter 5
The Criminal Law
Chapter 6
Market Abuse
Chapter 7
Other Regulation
Chapter 8
Civil Liability
Chapter 9
The Application of US Federal Securities Law
Chapter 10
Systems and Controls Requirement
Chapter 11
The FSA's Enforcement Powers and Policies
Appendix 1
Inside Information Management and Disclosure Policy
