1. Introduction 2. The UK Listing Authority Rules 3. Disclosure Rules Applying to AIM, OFEX and ATSs 4. The Model Code 5. The Criminal Law 6. Market Abuse 7. Other Regulation-Financial Promotion/Takeover Code/Exchange Regulation 8. Civil Liability 9. The Application of the US Federal Securities Law 10. Systems and Controls Requirements 11. The FSA's Enforcement Powers and Policies
