This practical title provides comprehensive coverage of the law and regulation relating to all aspects of financial crime, as they affect the practitioner. In particular it: ? Goes through the different offences which constitute financial crime - fraud, money laundering, market abuse, bribery and corruption, tax evasion, etc ? Explains the legal principles of financial crime ? Covers sentencing and other penalties ? Explains how the different enforcement bodies (FSA, SOCA, SFO, HMRC) each operate in relation to the different types of financial crime ? Considers all the controls a firm needs to have in place in relation to the different types of offence ? Deals with internal investigations and employment issues ? Includes coverage of US issues, particularly as they impact on UK institutions. Contents Introduction - the financial crime enforcement landscape. UK Enforcement Bodies. Tax. Fraud. Data Security. Insider Dealing and Market Abuse. Bribery and Corruption Issues. Money Laundering/CTF. Financial and Trade Sanctions. US Issues. Civil Liability. Internal Investigations and Employment Issues. External Investigations. Jurisdiction: UK
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ISBN-13
978-0-414-04306-0 (9780414043060)
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Schweitzer Klassifikation
Autor*in
Freiberuflicher Redakteur
Introduction. International Issues. Fraud. Data Security, Identity Theft, Online Crime. Insider dealing and market abuse. Bribery and Corruption Issues. Money laundering / CTF. Financial and trade sanctions. Civil liability. External Investigations. Criminal investigations. Internal investigations and employment issues.
