With an emphasis on value creation and leadership, this book will help organizations around the globe to build stronger internal audit functions, highlighting the latest risks including COVID-19 and the most cutting-edge tools to assess them.
As environmental risks grow in number and complexity, and organizational resources become more constrained, the need to maximize both efficiency and effectiveness in internal auditing (IA) has never been greater. International IA expert Patricia Kaim leverages nearly 30 years' experience to offer real-world solutions to a range of IA issues, including how to:
audit key major areas, such as organizational culture, diversity and inclusion, fraud, blockchain, and cyber risk
design first-class continuous monitoring
improve stakeholder management and add value to a range of auditing activities
increase audit speed without compromising on quality
develop high-performing IA teams with high agility, emotional intelligence, and morale
Auditors, audit executives, and quality assurance professionals in business and government will gain a new understanding of how to add value to their organizations, and a toolkit of best practices in IA design, management, analytics, and more.
Sprache
Verlagsort
Verlagsgruppe
Zielgruppe
Für Beruf und Forschung
Professional Practice & Development
Illustrationen
2 s/w Abbildungen, 2 s/w Zeichnungen, 1 s/w Tabelle
1 Tables, black and white; 2 Line drawings, black and white; 2 Illustrations, black and white
Maße
Höhe: 235 mm
Breite: 157 mm
Dicke: 18 mm
Gewicht
ISBN-13
978-1-032-55719-9 (9781032557199)
Copyright in bibliographic data and cover images is held by Nielsen Book Services Limited or by the publishers or by their respective licensors: all rights reserved.
Schweitzer Klassifikation
Patricia Kaim, CIA, CFE, CAMS, CFRIS, and CCE. Patricia has over 26 years of experience in regulatory compliance, operational risk, information security and cyber, technology, digital banking, data management, cryptocurrencies, and business developments. Successfully drove change, managed complex projects regarding consumer banking, digital banking, and led the internal audit transformation for several organizations including data analytics and innovation. Patricia supervised large teams and complex projects over digital banking, consumer and branch banking (over 5,000 branches), asset management, capital markets, including third-party vendors, and SOX compliance. She has heavy experience working with examiners and regulators, and has had exposure to diverse cultures and the great opportunity to work in LATAM, Mexico, United States and India.
1 Effective Internal Audit Engagement. 2 Understanding the Three Lines of Defense Model. 3 How to Add Value to the Organization. 4 Conducting Effective Audits: Opportunities for Enhancement. 5 The Business Monitoring Approach: Taking a Value Approach. 6 Risk Assessment Approach: Taking a Value Approach. 7 Defining the Audit Plan: Taking a Value Approach. 8 Audit Plan Capacity and Allocation of Resources. 9. Issue Validation Activities: Taking a Value Approach. 10 Audit Working Papers and Detailed Review. 11 How to Manage the Stakeholder Relationship? 12 Tips for Planning a Smart Audit. 13 Data Analytics Tools and Continuous Auditing. 14 How to Complete Audits in 90 days? 15 First Class Internal Audit Team. 16 Audit Team Training and Development. 17 Tips to Manage and Motivate the Audit Team. 18 How to Recognize a World Class Internal Audit Function? 19 Top Internal Audit Risks and Hot Topics During the Pandemic. 20 Internal Audit Role in Fraud Assessments. 21 Internal Audit Role in Auditing Culture. 22 Internal Audit Role in Auditing Blockchain. 23 Chief Auditor Executive Role
