1. Objectives, Focus and Description of the Text.- Section I: Corporate Governance and the Audit Process.- 2. Responsibilities, Regulations, Control Frameworks.- 3. The Audit Beginning.- 4. Audit Field Work.- 5. Audit Conclusion.- Section II: Controls Overview .- 6.Types of Audits and Categories of Controls.- 7. Administrative Controls Established by Audit Clients.- 8. Physical Controls that Provide Safeguards.- 9. System and Application Access Controls.- 10. Enterprise Operational Controls.- 11. Separation of Duties.- 12. Application Controls.- 13. Recent Challenges.- Section III: Pro-active Measures.- 14. Identification of Exposures and Issues.- 15. Risk Management.- 16. Testing.- Section IV: Mock Audits.- 17. Preparation Steps for Mock Audits Roles.- 18. Mock Audit Field Work.- 19. Mock Audit Field Work.
