The 3rd edition of "Banking and Financial Services Regulation" provides detailed analysis and practical guidance on the UK regulatory system as it affects banking and financial services. The book has been written by a team of well known authors comprising practising lawyers, compliance officers, in-house counsel and academics.
Auflage
Sprache
Verlagsort
Verlagsgruppe
Bloomsbury Publishing PLC
Zielgruppe
Für höhere Schule und Studium
Für Beruf und Forschung
Editions-Typ
Maße
ISBN-13
978-0-406-94987-5 (9780406949875)
Copyright in bibliographic data is held by Nielsen Book Services Limited or its licensors: all rights reserved.
Schweitzer Klassifikation
"Banks and the Regulatory Regime; The Financial Services Authority and Financial Services and Markets Act; Regulated Activities - Banking and Investment Business; Other Regulated Activities; Authorisation and Approved Persons; Deposit Taking and Banking Supervision; Investment Management; Marketing and Financial Promotion;Market Misconduct; The Prevention of Money Laundering and Terrorist Finance; Client Care; Client Money; Record Keeping and notifications;Ensuring Compliance: Managing Regulatory and Reputational Risk;Capital Adequacy; Financial Derivatives; Global Custody; Listing and Regulated Exchanges and Clearing Houses; Investigations, Discipline and Enforcement; FSA decision making and the Financial Services and Markets Tribunal; International Supervisory Co-operation"
