Market Conduct for Investment Managers is a practical guide for investment managers who face a distinct range of market conduct issues. The book is designed to help navigate this complex area by raising levels of awareness and intuitive understanding through the use of real-world insights and a host of case studies and practical scenarios.
Sprache
Verlagsort
Verlagsgruppe
Zielgruppe
Gewicht
ISBN-13
978-0-414-07153-7 (9780414071537)
Copyright in bibliographic data and cover images is held by Nielsen Book Services Limited or by the publishers or by their respective licensors: all rights reserved.
Schweitzer Klassifikation
1. Introduction
2. Legal and Regulatory Framework
3. Fundamental Principles
4. Scope and Territoriality of MAR
5. Inside Information / MNPI
6. Insider Dealing
7. Unlawful Disclosure
8. Market Manipulation
9. Market Soundings
10. Loans and Other "Out-of-Scope" Instruments
11. Company Meetings / Dialogue
12. Einhorn / Greenlight
13. Rumours
14. Suspicious Transactions and Orders
15. Common "Buy-Side" Issues
16. Practicalities
17. Scenarios
