In an increasingly global world, capital raising, securities trading and mergers and acquisitions often involve some connection with the United States and implicate the U.S. securities laws.
<p class=copymedium><b>United States Securities Law: A Practical Guide</b>, offers a concise overview of the law and practice of issuing securities, listings, takeovers and the securities markets in the United States from the perspective of a non-U.S. participant. Originally published in 1992, this new edition has been significantly expanded and updated.
<p class=copymedium>The book is intended primarily for managers, financial intermediaries, lawyers and others seeking an overview of the topic. It offers a combination of practical insight and precise analysis.
Sprache
Verlagsort
Zuidpoolsingel
Niederlande
Zielgruppe
Für höhere Schule und Studium
Für Beruf und Forschung
Research
Editions-Typ
Maße
Gewicht
ISBN-13
978-90-411-9896-9 (9789041198969)
Schweitzer Klassifikation
<ol class=copymedium><b>Introduction</b>
1: The framework for U.S. securities regulation
<b>1: Public Offerings</b>
1. Regulation of securities offerings: the 1933 Act
2. Registration procedure
3. Publicity
4. Special types of offerings
<b>2: Offerings Exempt from SEC Registration</b>
1. Exemption from registration based on type of security
2. Exemptions from registration based on the type of offering
3. International offerings
4. Secondary market transactions
5. Rule 144A offerings
6. Further considerations in private and Rule 144A offerings
<b>3: Special Issues in Public and Private Offerings</b>
1. Public vs. private and Rule 144A offerings: a comparison
2. Equity-linked transactions
3. Problems of integration between public and private offerings
4. Problems posed by the Investment Company Act
5. State securities laws
6. Self-regulatory agencies
<b>4: 1934 Act Registration and Integrated Disclosure Requirements</b>
1. Principles of registration under the 1934 Act
2. Requirements subsequent to registration
3. Integrated disclosure requirements
<b>5: Mergers and Acquisitions</b>
1. Pre-bid share Acquisitions
2. Federal securities law applicable to tender and exchange offers
3. "Going private" transactions
4. Registration requirements
5. Proxy Solicitations
6. Strategies for foreign - foreign bids
7. Other federal laws
8. State law applicable to mergers and acquisitions
9. Acquisition techniques
10. Defensive techniques for a U.S. company
<b>6: Market Regulation</b>
1. Disclosure
2. Insider Trading
3. Distribution of Securities
4. Other laws
<b>7: Listing and Trading</b>
1. Stock Exchanges
2. Over-the-counter markets
3. Clearance and Settlement
<b>8: Market Regulators and Market Participants</b>
1. Securities and Exchange Commission
2. Other regulatory authorities
3. Enforcement of securities regulations
4. Regulation of broker-dealers
5. Other market participants
<b>9: Financial Instruments</b>
1. Creating securities
2. Form of securities
3. Other financial instruments
<b>10: Rethinking the Fundamentals</b></ol>
