All solicitors are processing the personal data of clients, which they and their staff must keep secure to observe the duty of confidentiality. Outcome (7.5) of the SRA Code of Conduct requires firms to comply with data protection legislation. Failure to comply with the statutory and regulatory requirements leaves practices open to disciplinary sanction from the SRA/SDT and enforcement action, including fines up to GBP500,000 from the Information Commissioner. Data Protection Toolkit comprehensively looks at the impact of data protection requirements on all staff, including COLPs and COFAs. It provides a number of easy-to-adapt precedents and templates to ensure that practices meet all of the legal and regulatory requirements to protect personal data. The toolkit takes a holistic approach to data protection obligations in a legal firm and includes information on: systems and processes managing risk managing client information data security and encryption monitoring and auditing compliance.
Sprache
Verlagsort
Zielgruppe
Maße
Höhe: 246 mm
Breite: 172 mm
ISBN-13
978-1-907698-92-7 (9781907698927)
Copyright in bibliographic data and cover images is held by Nielsen Book Services Limited or by the publishers or by their respective licensors: all rights reserved.
Schweitzer Klassifikation
Alison Matthews is one of the UK's leading experts on money laundering and professional conduct. Formerly Director of Compliance at Irwin Mitchell she is now a Compliance Consultant. She was formerly the Chair of the Law Society's Money Laundering Taskforce as well as a member of the Government's Money Laundering Advisory Committee.
Part 1: Setting the scene; 1. Setting up systems; 2. Assessing the risk to the legal practice; Part 2: Client interface; 3. Client inception; 4. Ongoing monitoring; 5. Data security; 6. Data Sharing; 7. Subject access requests; 8. Complaints handling; 9. Documentation retention and destruction; Part 3: Making sure it all works; 10. Training; 11. Monitoring and auditing compliance.
