
GaN Transistors for Efficient Power Conversion
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This updated, third edition of a popular book on GaN transistors for efficient power conversion has been substantially expanded to keep students and practicing power conversion engineers ahead of the learning curve in GaN technology advancements. Acknowledging that GaN transistors are not one-to-one replacements for the current MOSFET technology, this book serves as a practical guide for understanding basic GaN transistor construction, characteristics, and applications. Included are discussions on the fundamental physics of these power semiconductors, layout, and other circuit design considerations, as well as specific application examples demonstrating design techniques when employing GaN devices.
GaN Transistors for Efficient Power Conversion, 3rd Edition brings key updates to the chapters of Driving GaN Transistors; Modeling, Simulation, and Measurement of GaN Transistors; DC-DC Power Conversion; Envelope Tracking; and Highly Resonant Wireless Energy Transfer. It also offers new chapters on Thermal Management, Multilevel Converters, and Lidar, and revises many others throughout.
* Written by leaders in the power semiconductor field and industry pioneers in GaN power transistor technology and applications
* Updated with 35% new material, including three new chapters on Thermal Management, Multilevel Converters, Wireless Power, and Lidar
* Features practical guidance on formulating specific circuit designs when constructing power conversion systems using GaN transistors
* A valuable resource for professional engineers, systems designers, and electrical engineering students who need to fully understand the state-of-the-art
GaN Transistors for Efficient Power Conversion, 3rd Edition is an essential learning tool and reference guide that enables power conversion engineers to design energy-efficient, smaller, and more cost-effective products using GaN transistors.
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Persons
Alex Lidow, Ph.D., is CEO of Efficient Power Conversion Corporation (EPC), USA.
Michael de Rooij, Ph.D., is Vice President of Applications Engineering at EPC Corporation, USA.
Johan Strydom, Ph.D., is Advanced Development Manager, Kilby Labs, Texas Instruments, USA.
David Reusch, Ph.D., is Principal Scientist, VPT, Inc., USA.
John Glaser is Director, Applications Engineering, EPC Corporation, USA.
Content
Foreword xv
Acknowledgments xvii
1 GaN Technology Overview 1
1.1 Silicon Power Metal Oxide Silicon Field Effect Transistors 1976-2010 1
1.2 The Gallium Nitride Journey Begins 2
1.3 GaN and SiC Compared with Silicon 2
1.3.1 Bandgap (Eg) 3
1.3.2 Critical Field (Ecrit) 3
1.3.3 On-Resistance (RDS(on)) 4
1.3.4 The Two-Dimensional Electron Gas (2DEG) 4
1.4 The Basic GaN Transistor Structure 6
1.4.1 Recessed Gate Enhancement-Mode Structure 7
1.4.2 Implanted Gate Enhancement-Mode Structure 8
1.4.3 pGaN Gate Enhancement-Mode Structure 8
1.4.4 Hybrid Normally Off Structures 8
1.4.5 Reverse Conduction in HEMT Transistors 10
1.5 Building a GaN Transistor 11
1.5.1 Substrate Material Selection 11
1.5.2 Growing the Heteroepitaxy 12
1.5.3 Processing the Wafer 12
1.5.4 Making Electrical Connection to the Outside World 13
1.6 GaN Integrated Circuits 15
1.7 Summary 21
References 21
2 GaN Transistor Electrical Characteristics 25
2.1 Introduction 25
2.2 Device Ratings 25
2.2.1 Drain-Source Voltage 25
2.3 On-Resistance (RDS(on)) 30
2.4 Threshold Voltage 33
2.5 Capacitance and Charge 34
2.6 Reverse Conduction 37
2.7 Summary 39
References 40
3 Driving GaN Transistors 41
3.1 Introduction 41
3.2 Gate Drive Voltage 44
3.3 Gate Drive Resistance 45
3.4 Capacitive Current-Mode Gate Drive Circuits for Gate Injection Transistors 46
3.5 dv/dt Considerations 48
3.5.1 Controlling dv/dt at Turn-On 48
3.5.2 Complementary Device Turn-On 49
3.6 di/dt Considerations 51
3.6.1 Device Turn-On and Common-Source Inductance 51
3.6.2 Off-State Device di/dt 53
3.7 Bootstrapping and Floating Supplies 54
3.8 Transient Immunity 57
3.9 High-Frequency Considerations 59
3.10 Gate Drivers for Enhancement-Mode GaN Transistors 60
3.11 Cascode, Direct-Drive, and Higher-Voltage Configurations 60
3.11.1 Cascode Devices 60
3.11.2 Direct-Drive Devices 63
3.11.3 Higher-Voltage Configurations 64
3.12 Summary 64
References 65
4 Layout Considerations for GaN Transistor Circuits 69
4.1 Introduction 69
4.2 Minimizing Parasitic Inductance 69
4.3 Conventional Power-Loop Designs 72
4.3.1 Lateral Power-Loop Design 72
4.3.2 Vertical Power-Loop Design 73
4.4 Optimizing the Power Loop 74
4.4.1 Impact of Integration on Parasitics 75
4.5 Paralleling GaN Transistors 76
4.5.1 Paralleling GaN Transistors for a Single Switch 76
4.5.2 Paralleling GaN Transistors for Half-Bridge Applications 79
4.6 Summary 83
References 83
5 Modeling and Measurement of GaN Transistors 85
5.1 Introduction 85
5.2 Electrical Modeling 85
5.2.1 Basic Modeling 85
5.2.2 Limitations of Basic Modeling 88
5.2.3 Limitations of Circuit Simulation 90
5.3 Measuring GaN Transistor Performance 91
5.3.1 Voltage Measurement Requirements 94
5.3.2 Probing and Measurement Techniques 96
5.3.3 Measuring Non-Ground-Referenced Signals 99
5.3.4 Current Measurement Requirement 100
5.4 Summary 101
References 102
6 Thermal Management 105
6.1 Introduction 105
6.2 Thermal Equivalent Circuits 105
6.2.1 Thermal Resistances in a Lead Frame Package 105
6.2.2 Thermal Resistances in a Chip-Scale Package 107
6.2.3 Junction-to-Ambient Thermal Resistance 108
6.2.4 Transient Thermal Impedance 109
6.3 Improving Thermal Performance with a Heatsink 110
6.3.1 Selection of Heatsink and Thermal Interface Material (TIM) 111
6.3.2 Heatsink Attachment for Bottom-Side Cooling 112
6.3.3 Heatsink Attachment for Multisided Cooling 113
6.4 System-Level Thermal Analysis 114
6.4.1 Thermal Model of a Power Stage with Discrete GaN Transistors 115
6.4.2 Thermal Model of a Power Stage with a Monolithic GaN Integrated Circuit 117
6.4.3 Thermal Model of a Multiphase System 118
6.4.4 Temperature Measurement 120
6.4.4.1 Optical 120
6.4.4.2 Physical Contact 121
6.4.4.3 Temperature-Sensitive Electrical Parameter 122
6.4.5 Experimental Characterization 122
6.4.6 Application Examples 124
6.5 Summary 128
References 128
7 Hard-Switching Topologies 131
7.1 Introduction 131
7.2 Hard-Switching Loss Analysis 131
7.2.1 Hard-Switching Transitions with GaN Transistors 132
7.2.2 Output Capacitance (COSS) Losses 135
7.2.3 Turn-On Overlap Loss 138
7.2.3.1 Current Rise Time 139
7.2.3.2 Voltage Fall Time 142
7.2.4 Turn-Off Overlap Losses 145
7.2.4.1 Current Fall Time 146
7.2.4.2 Voltage Rise Time 147
7.2.5 Gate-Charge (QG) Losses 147
7.2.6 Reverse Conduction Losses (PSD) 147
7.2.6.1 Impact of Dead Time Selection on Reverse Conduction Loss 147
7.2.6.2 Adding an Anti-Parallel Schottky Diode 150
7.2.6.3 Dynamic COSS-Related Reverse Conduction Losses 153
7.2.7 Reverse Recovery (QRR) Losses 153
7.2.8 Hard-Switching Figure of Merit 154
7.3 Impact of Parasitic Inductance on Hard-Switching Losses 154
7.3.1 Impact of Common-Source Inductance (LCS) 154
7.3.2 Impact of Power-Loop Inductance on Device Losses 157
7.4 Frequency Impact on Magnetics 160
7.4.1 Transformers 160
7.4.2 Inductors 161
7.5 Buck Converter Example 162
7.5.1 Comparison with Experimental Measurements 169
7.5.2 Consideration of Parasitic Inductance 170
7.6 Summary 174
References 174
8 Resonant and Soft-Switching Converters 177
8.1 Introduction 177
8.2 Resonant and Soft-Switching Techniques 177
8.2.1 Zero-Voltage and Zero-Current Switching 177
8.2.2 Resonant DC-DC Converters 179
8.2.3 Resonant Network Combinations 179
8.2.4 Resonant Network Operating Principles 180
8.2.5 Resonant Switching Cells 181
8.2.6 Soft-Switching DC-DC Converters 182
8.3 Key Device Parameters for Resonant and Soft-Switching Applications 182
8.3.1 Output Charge (QOSS) 182
8.3.2 Determining Output Charge from Manufacturers' Datasheets 183
8.3.3 Comparing Output Charge of GaN Transistors and Si MOSFETs 184
8.3.4 Gate Charge (QG) 185
8.3.5 Determining Gate Charge for Resonant and Soft-Switching Applications 186
8.3.6 Comparing Gate Charge of GaN Transistors and Si MOSFETs 187
8.3.7 Comparing Performance Metrics of GaN Transistors and Si MOSFETs 187
8.4 High-Frequency Resonant Bus Converter Example 188
8.4.1 Resonant GaN and Si Bus Converter Designs 191
8.4.2 GaN and Si Device Comparison 191
8.4.3 Zero-Voltage Switching Transition 193
8.4.4 Efficiency and Power Loss Comparison 195
8.4.5 Impact of Further Device Improvements on Performance 197
8.5 Summary 199
References 199
9 RF Performance 201
9.1 Introduction 201
9.2 Differences Between RF and Switching Transistors 202
9.3 RF Basics 204
9.4 RF Transistor Metrics 205
9.4.1 Determining the High-Frequency Characteristics of RF Transistors 206
9.4.2 Pulse Testing for Thermal Considerations 207
9.4.3 Analyzing the s-Parameters 209
9.4.3.1 Test for Stability 209
9.4.3.2 Transistor Input and Output Reflection 210
9.4.3.3 Transducer Gain 211
9.4.3.4 Unilateral/Bilateral Transistor Test 211
9.5 Amplifier Design Using Small-Signal s-Parameters 212
9.5.1 Conditionally Stable Bilateral Transistor Amplifier Design 213
9.5.1.1 Available Gain 213
9.5.1.2 Constant Available Gain Circles 213
9.6 Amplifier Design Example 214
9.6.1 Matching and Bias Tee Network Design 216
9.6.2 Experimental Verification 219
9.7 Summary 221
References 221
10 DC-DC Power Conversion 223
10.1 Introduction 223
10.2 Non-Isolated DC-DC Converters 223
10.2.1 The 12 VIN-1.2 VOUT Buck Converter with Discrete Devices 224
10.2.2 The 12 VIN-1 VOUT Monolithic Half-Bridge IC-Based Point-of-Load Module 228
10.2.3 Very-High-Frequency 12 VIN Monolithic Half-Bridge IC-Based Point-of-Load Module 230
10.2.4 The 28 VIN-3.3 VOUT Point-of-Load Module 233
10.2.5 The 48 VIN-12 VOUT Buck Converter with Parallel GaN Transistors for High-Current Applications 233
10.3 Transformer-Based DC-DC Converters 239
10.3.1 Eighth-Brick Converter Example 239
10.3.2 High-Performance 48 V Step-Down LLC DC Transformer 243
10.3.2.1 Circuit Overview 243
10.3.2.2 GaN Transistor Advantage in the LLC Converter 244
10.3.2.3 A 1 MHz, 900 W, 48 V-12 V LLC Example Using GaN Transistors 245
10.3.2.4 A 1 MHz, 900 W, 48 V-6 V LLC Example Using GaN Transistors 248
10.4 Summary 249
References 250
11 Multilevel Converters 251
11.1 Introduction 251
11.2 Benefits of Multilevel Converters 251
11.2.1 Applying Multilevel Converters to 48 V Applications 252
11.2.2 Multilevel Converters for High-Voltage (400 V) Applications 254
11.3 Gate Driver Implementation 255
11.4 Bootstrap Power Supply Solutions for GaN Transistors 256
11.5 Multilevel Converters for PFC Applications 261
11.6 Experimental Examples 263
11.6.1 Low Voltage 263
11.6.2 High Voltage 264
11.7 Summary 264
References 265
12 Class D Audio Amplifiers 269
12.1 Introduction 269
12.1.1 Total Harmonic Distortion 271
12.1.2 Intermodulation Distortion 272
12.2 GaN Transistor Class D Audio Amplifier Example 273
12.2.1 Closed-Loop Amplifier 274
12.2.2 Open-Loop Amplifier 276
12.3 Summary 278
References 278
13 Lidar 281
13.1 Introduction to Light Detection and Ranging (Lidar) 281
13.2 Pulsed Laser Driver Overview 281
13.2.1 Pulse Requirements 282
13.2.2 Semiconductor Optical Sources 284
13.2.3 Basic Driver Circuits 285
13.2.4 Driver Switch Properties 286
13.3 Basic Design Process 288
13.3.1 Resonant Capacitive Discharge Laser Driver Design 288
13.3.2 Quantitative Effect of Stray Inductance 289
13.4 Hardware Driver Design 290
13.5 Experimental Results 291
13.5.1 High-Speed Laser Driver Design Example 291
13.5.2 Fastest 292
13.5.3 Highest Current 293
13.5.4 Low Voltage 293
13.6 Other Considerations 294
13.6.1 Resonant Capacitors 294
13.6.2 Charging 295
13.6.3 Voltage Probing 295
13.6.4 Current Sensing 296
13.6.5 Dual-Edge Control 297
13.7 Summary 299
References 299
14 Envelope Tracking 301
14.1 Introduction 301
14.2 High-Frequency GaN Transistors 302
14.3 Topologies for Envelope Tracking Supplies 304
14.3.1 Multiphase Converter 305
14.3.2 Multilevel Converter 306
14.4 Gate Driver Design 307
14.5 Design Example: Tracking a 20 MHz LTE Envelope Signal 308
14.6 Summary 311
References 311
15 Highly Resonant Wireless Power 315
15.1 Introduction 315
15.2 Overview of a Wireless Power System 316
15.3 Amplifiers for Wireless Power Systems 320
15.3.1 The Class E Amplifier 320
15.3.2 ZVS Class D Amplifier 321
15.4 Transistors Suitable for Wireless Power Amplifiers 322
15.4.1 Figure of Merit for Wireless Power Amplifier Topologies 322
15.4.2 GaN Transistors Evaluation in Wireless Power Applications 323
15.5 Experimental Validation of GaN Transistor-Based Wireless Power Amplifiers 325
15.5.1 Differential-Mode Class E Amplifier Example 325
15.5.2 Differential-Mode ZVS Class D Amplifier Example 330
15.6 Summary 334
References 334
16 GaN Transistors for Space Applications 337
16.1 Introduction 337
16.2 Failure Mechanisms 337
16.3 Standards for Radiation Exposure and Tolerance 338
16.4 Gamma Radiation Tolerance 338
16.5 SEE Testing 340
16.6 Neutron Radiation (Displacement Damage) 341
16.7 Performance Comparison Between GaN Transistors and Rad-Hard Si MOSFETs 343
16.8 Summary 344
References 345
17 Replacing Silicon Power MOSFETs 347
17.1 Introduction: What Controls the Rate of Adoption? 347
17.2 New Capabilities Enabled by GaN Transistors 347
17.3 GaN Transistors are Easy to Use 349
17.4 Cost Versus Time 350
17.4.1 Starting Material 351
17.4.2 Epitaxial Growth 351
17.4.3 Wafer Fabrication 351
17.4.4 Test and Assembly 352
17.5 GaN Transistors are Reliable 352
17.6 Future Direction of GaN Transistors 352
17.7 Summary 353
References 354
Appendix 355
Index 361
1
GaN Technology Overview
1.1 Silicon Power Metal Oxide Silicon Field Effect Transistors 1976-2010
For over four decades, power management efficiency and cost have improved steadily as innovations in power metal oxide silicon field effect transistor (MOSFET) structures, technology, and circuit topologies have kept pace with the growing need for electrical power in our daily lives. In the new millennium, however, the rate of improvement has slowed as the silicon power MOSFET asymptotically approaches its theoretical bounds.
Power MOSFETs first appeared in 1976 as alternatives to bipolar transistors. These majority-carrier devices were faster, more rugged, and had higher current gain than their minority-carrier counterparts (for a discussion of basic semiconductor physics, a good reference is [1]). As a result, switching power conversion became a commercial reality. Among the earliest high-volume consumers of power MOSFETs were AC-DC switching power supplies for early desktop computers, followed by variable-speed motor drives, fluorescent lights, DC-DC converters, and thousands of other applications that populate our daily lives.
One of the first power MOSFETs was the IRF100 from International Rectifier Corporation, introduced in November 1978. It boasted a 100 V drain-source breakdown voltage and a 0.1 O on-resistance (RDS(on)), the benchmark of the era. With a die size over 40 mm2 and with a $34 price tag, this product was not destined to supplant the venerable bipolar transistor immediately. Since then, several manufacturers have developed many generations of power MOSFETs. Benchmarks have been set, and subsequently surpassed, each year for 40-plus years. As of the date of this writing, the 100 V benchmark arguably is held by Infineon with the BSZ096N10LS5. In comparison with the IRF100 MOSFET's resistivity figure of merit (4 O mm2), the BSZ096N10LS5 has a figure of merit of 0.060 O mm2. That is almost at the theoretical limit for a silicon device [2].
There are still improvements to be made in power MOSFETs. For example, super-junction devices and IGBTs have achieved conductivity improvements beyond the theoretical limits of a simple vertical, majority-carrier MOSFET. These innovations may still continue for quite some time and certainly will be able to leverage the low-cost structure of the power MOSFET and the know-how of a well-educated base of designers who, after many years, have learned to squeeze every ounce of performance out of their power conversion circuits and systems.
1.2 The Gallium Nitride Journey Begins
Gallium nitride (GaN) is called a wide bandgap (WBG) semiconductor due to the relatively large bonding energy of the atomic components in its crystal structure (silicon carbide [SiC] is the other most common WBG semiconductor). GaN HEMT (High Electron Mobility Transistors) devices first appeared in about 2004 with depletion-mode radio frequency (RF) transistors made by Eudyna Corporation in Japan. Using GaN-on-SiC substrates, Eudyna successfully produced transistors designed for the RF market [3]. The HEMT structure was based on the phenomenon first described in 1975 by Mimura et al. [4] and in 1994 by Khan et al. [5], which demonstrated the unusually high electron mobility described as a two-dimensional electron gas (2DEG) near the interface between an AlGaN and GaN heterostructure interface. Adapting this phenomenon to GaN grown on SiC, Eudyna was able to produce benchmark power gain in the multigigahertz frequency range. In 2005, Nitronex Corporation introduced the first depletion-mode RF HEMT device made with GaN grown on silicon wafers using their SIGANTIC® technology.
GaN RF transistors have continued to make inroads in RF applications as several other companies have entered the market. Acceptance outside of this application, however, has been limited by device cost as well as the inconvenience of depletion-mode operation (normally conducting and requires a negative voltage on the gate to turn the device off).
In June 2009, Efficient Power Conversion Corporation (EPC) introduced the first enhancement-mode GaN on silicon (eGaN®) field effect transistors (FETs) designed specifically as power MOSFET replacements (since eGaN FETs do not require a negative voltage to be turned off). At the outset, these products were produced in high volume at low cost by using standard silicon manufacturing technology and facilities. Since then, Matsushita, Transphorm, GaN Systems, ON Semiconductor, Panasonic, TSMC, Navitas, and Infineon, among others, have announced their intention to manufacture GaN transistors for the power conversion market.
The basic requirements for semiconductors used in power conversion are efficiency, reliability, controllability, and cost effectiveness. Without these attributes, a new device structure would not be economically viable. There have been many new structures and materials considered as a successor to silicon; some have been economic successes, others have seen limited or niche acceptance. In the next section, we will look at the comparison between silicon, SiC, and GaN as platform candidates to dominate the next-generation of power transistors.
1.3 GaN and SiC Compared with Silicon
Silicon has been a dominant material for power management since the late 1950s. The advantages silicon had over earlier semiconductors, such as germanium or selenium, could be expressed in four key categories:
- Silicon enabled new applications not possible with earlier materials.
- Silicon proved more reliable.
- Silicon was easier to use in many ways.
- Silicon devices cost less.
All of these advantages stemmed from the basic physical properties of silicon combined with a huge investment in manufacturing infrastructure and engineering. Let us look at some of those basic properties and compare them with other successor candidates. Table 1.1 identifies five key electrical properties of three semiconductor materials contending for the power management market.
Table 1.1 Material properties of GaN, 4H-SiC, and Si.
One way of translating these basic crystal parameters into a comparison of device performance is to calculate the best theoretical performance achievable for each of the three candidates. For power devices, there are many characteristics that matter in the variety of power conversion systems available today. Five of the most important are: conduction efficiency (on-resistance), breakdown voltage, size, switching efficiency, and cost.
In the next section, the first four of the material characteristics in Table 1.1 will be reviewed, leading to the conclusion that both SiC [6] and GaN are capable of producing devices with superior on-resistance, breakdown voltage, and a smaller-sized transistor compared to Si. In Chapter 2, how these material characteristics translate into superior switching efficiency for a GaN transistor will be explored and in Chapter 17, how a GaN transistor can also be produced at a lower cost than a silicon MOSFET of equivalent performance will be addressed.
1.3.1 Bandgap (Eg)
The bandgap of a semiconductor is related to the strength of the chemical bonds between the atoms in the lattice. These stronger bonds mean that it is harder for an electron to jump from one site to the next. Among the many consequences are lower intrinsic leakage currents and higher operating temperatures for higher bandgap semiconductors. Based on the data in Table 1.1, GaN and SiC both have higher bandgaps than silicon.
1.3.2 Critical Field (Ecrit)
The stronger chemical bonds that cause the wider bandgap also result in a higher critical electric field needed to initiate impact ionization, which results in avalanche breakdown. The voltage at which a device breaks down can be approximated with the formula:
(1.1)The breakdown voltage of a device (VBR) is therefore proportional to the width of the drift region (wdrift). In the case of SiC and GaN, the drift region can be 10 times smaller than in silicon for the same breakdown voltage. In order to support this electric field, there need to be carriers in the drift region that are depleted away at the point where the device reaches the critical field. This is where there is a huge gain in devices with high critical fields. The number of electrons (assuming an N-type semiconductor) between two terminals can be calculated using Poisson's equation:
(1.2)In this equation q is the charge of the electron (1.6 · 10-19 C), ND is the total number of electrons in the volume, ?o is the permittivity of a vacuum measured in Farads per meter (8.854 · 10-12 F/m), and ?r is the relative permittivity of the crystal compared to a vacuum. In its simplest form under DC conditions, permittivity is the dielectric constant of the...
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