
Building Performance Analysis
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Shortlisted in the CIBSE 2020 Building Performance Awards
Building performance is an important yet surprisingly complex concept. This book presents a comprehensive and systematic overview of the subject. It provides a working definition of building performance, and an in-depth discussion of the role building performance plays throughout the building life cycle. The book also explores the perspectives of various stakeholders, the functions of buildings, performance requirements, performance quantification (both predicted and measured), criteria for success, and the challenges of using performance analysis in practice.
Building Performance Analysis starts by introducing the subject of building performance: its key terms, definitions, history, and challenges. It then develops a theoretical foundation for the subject, explores the complexity of performance assessment, and the way that performance analysis impacts on actual buildings. In doing so, it attempts to answer the following questions: What is building performance? How can building performance be measured and analyzed? How does the analysis of building performance guide the improvement of buildings? And what can the building domain learn from the way performance is handled in other disciplines?
* Assembles the current body of knowledge on building performance analysis in one unique resource
* Offers deep insights into the complexity of using building performance analysis throughout the entire building life cycle, including design, operation and management
* Contributes an emergent theory of building performance and its analysis
Building Performance Analysis will appeal to the building science community, both from industry and academia. It specifically targets advanced students in architectural engineering, building services design, building performance simulation and similar fields who hold an interest in ensuring that buildings meet the needs of their stakeholders.
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PIETER DE WILDE is Professor of Building Performance Analysis at Plymouth University, UK. His research interests are the design, construction and operation of buildings that perform as expected by all stakeholders. Educated at TU Delft in the Netherlands, he has over 20 years of experience with research projects that involve both building performance simulation and building monitoring. He serves on the Board of the International Building Performance Simulation Association (IBPSA) and the European Group for Intelligent Computing in Engineering (EG-ICE). Professor de Wilde is Fellow of IBPSA and CIBSE, and member of ASHRAE.
Content
Endorsement by IBPSA ix
Foreword xi
Preface xiii
Acknowledgements xv
Endorsements xvii
1 Introduction 1
1.1 Building Performance: Framing, Key Terms and Definition 7
1.2 Performance in the Building Domain 14
1.2.1 Development of the Notion of Building Performance 15
1.2.2 History of Building Codes, Regulations and Rating Schemes 23
1.2.3 Selected Recent Developments in Building Performance 28
1.3 Outline of the Book 34
1.4 Reflections on Building Performance Analysis 37
1.5 Summary 38
1.6 Key References 41
Part I Foundation 43
2 Building Performance in Context 45
2.1 Building Life Cycle 47
2.2 Stakeholders 50
2.3 Building Systems 54
2.4 Building Performance Challenges 58
2.5 Building Performance Context in Current Practice 64
2.6 Reflections on the Complexity of the Context 67
2.7 Summary 68
2.8 Key References 70
3 Needs, Functions and Requirements 73
3.1 Requirement Specification 75
3.2 Requirement Types 83
3.3 Functional Requirements 86
3.4 Building Functions 90
3.5 Stakeholder World Views 96
3.6 Building Performance Requirements 99
3.7 Building Needs, Functions and Requirements in Current Practice 105
3.8 Reflections on Building Performance Requirements 109
3.9 Summary 111
3.10 Key References 114
Part II Assessment 117
4 Fundamentals of Building Performance 119
4.1 Performance: The Interface between Requirements and Systems 123
4.2 Quantifying Performance 128
4.3 Experimentation and Measurement 134
4.4 Building Performance Metrics, Indicators and Measures 140
4.4.1 Performance Metrics 141
4.4.2 Performance Indicators 144
4.4.3 Performance Measures 154
4.5 Handling and Combining Building Performance 157
4.6 Signs of Performance Issues 159
4.7 Building Performance in Current Practice 161
4.8 Reflections on Working with Building Performance 164
4.9 Summary 165
4.10 Key References 168
5 Performance Criteria 171
5.1 Goals, Targets and Ambitions 174
5.2 Benchmarks and Baselines 182
5.3 Constraints, Thresholds and Limits 189
5.4 Performance Categories and Bands 194
5.5 Criteria in Current Practice 196
5.6 Reflections on Performance Criteria 198
5.7 Summary 199
5.8 Key References 202
6 Performance Quantification 205
6.1 Physical Measurement 208
6.1.1 Selected Physical Measurements and Tests 209
6.1.2 Standards for Physical Measurement 228
6.2 Building Performance Simulation 234
6.2.1 Selected Building Simulation Tool Categories 239
6.2.2 Validation, Verification and Calibration 259
6.3 Expert Judgment 262
6.4 Stakeholder Evaluation 267
6.5 Measurement of Construction Process Performance 271
6.6 Building Performance Quantification in Current Practice 273
6.7 Reflections on Quantification Methods 275
6.8 Summary 276
6.9 Key References 279
7 Working with Building Performance 283
7.1 Examples: Selected Building Performance Analysis Cases 285
7.2 Criterion Development 293
7.3 Tool and Instrument Configuration 310
7.4 Iterative Analysis 313
7.5 Building Performance Analysis in Current Practice 314
7.6 Reflections on Working with Building Performance 318
7.7 Summary 319
7.8 Key References 321
Part III Impact 323
8 Design and Construction for Performance 325
8.1 Performance- Based Design 328
8.2 Performance- Based Design Decisions 343
8.2.1 Normative Decision Methods 350
8.2.2 Naturalistic Decision Making 353
8.2.3 Decision-Making Challenges 355
8.3 Tools for Performance-Based Design 356
8.4 Performance Visualization and Communication 369
8.5 Construction for Performance 374
8.6 Design and Construction for Performance Challenges 377
8.7 Reflections on Designing for Performance 379
8.8 Summary 381
8.9 Key References 383
9 Building Operation, Control and Management 387
9.1 Building Performance Management and Control 390
9.1.1 Building Automation Systems 393
9.1.2 Model-Based Predictive Control 397
9.2 Performance Monitoring 398
9.2.1 Specialized Monitoring Techniques 405
9.2.2 International Performance Measurement and Verification Protocol 407
9.3 Fault Detection and Diagnostics 408
9.4 Performance Service Companies and Contracts 413
9.5 Building Operation, Control and Management Challenges 417
9.6 Reflections on Building Automation and Monitoring 419
9.7 Summary 420
9.8 Key References 422
10 High Performance Buildings 425
10.1 Existing Definitions for High Performance Buildings 427
10.2 Emerging Technologies 431
10.3 Smart and Intelligent Buildings 435
10.4 High Performance Building Challenges 437
10.5 Reflection: A Novel Definition for High Performance Buildings 440
10.6 Summary 442
10.7 Key References 444
Epilogue 447
11 Emergent Theory of Building Performance Analysis 449
11.1 Observations, Explanations, Principles and Hypotheses 449
11.2 Suggested Guidelines for Building Performance Analysis 460
11.2.1 Building Performance Analysis During Design 460
11.2.2 Building Performance Analysis During Operation 462
11.2.3 Building Performance Analysis in Research 463
11.3 Future Challenges 463
11.4 Closure 465
Appendix A: Overview of Building Performance Aspects 467
Appendix B: Criterion Development Template 471
Appendix C: Tool/Instrument Configuration Checklist 473
Appendix D: Measurement Instruments 477
Glossary 481
Building Performance Abbreviations 487
Generic Abbreviations 489
List of Figures and Tables 493
Symbols and Units 497
About the Author 501
References: Longlist and Secondary Sources 503
Index 589
1
Introduction
Modern society is strongly focussed on performance and efficiency. There is a constant drive to make production processes, machines and human activities better, and concepts like high performance computing, job performance and economic performance are of great interest to the relevant stakeholders. This also applies to the built environment, where building performance has grown to be a key topic across the sector. However, the concept of building performance is a complex one and subject to various interpretations. The dictionary provides two meanings for the word performance. In technical terms, it is 'the action or process of performing a task or function'. It may also mean the 'act of presenting a play, concert, or other form of entertainment' (Oxford Dictionary, 2010). Both interpretations are used in the building discipline; the technical one is prevalent in building engineering, while the other one frequently appears in relation to architecture and buildings as work of art (Kolarevic and Malkawi, 2005: 3). But the issue goes much deeper. As observed by Rahim (2005: 179), 'technical articles of research tend to use the term "performance" but rarely define its meaning'. In the humanities, performance is a concept that implies dynamic, complex processes with changing values, meanings and structures (Kolarevic, 2005b: 205).
Whether approaching building performance from a technological or aesthetic perspective, buildings are complex systems. Typically they consist of a structure, envelope, infill and building services. Many of these are systems in their own right, making a building a 'system of systems'. All of these work together to ensure that the building performs a whole range of functions, like withstanding structural loads caused by people and furniture, protecting the occupants from environmental conditions, allowing safe evacuation in case of emergency, delivering a return on investment or making an architectural statement. Building performance thus is a central concept in ensuring that buildings meet the requirements for which they are built and that they are fit for purpose. Building performance plays a role in all stages of the building life cycle, from developing the building brief1 to design and engineering, construction, commissioning, operation, renovation and ultimately deconstruction and disposal.
Different disciplines contribute knowledge on specific performance aspects of buildings, such as architectural design, mechanical engineering, structural engineering and building science.2 Other disciplines focus on specific systems, such as building services engineering or facade engineering, or are grounded in a common method, such as building performance simulation or the digital arts; in many cases disciplines overlap. The knowledge of all these disciplines needs to be combined into a building design, a building as a product and ultimately an asset in operation, which adds further complexities of interdisciplinarity, information exchange, management and control.
Building performance is a dynamic concept. The architectural performance depends on the interplay between the observer, building and context. The technical performance relates to how a building responds to an external excitation such as structural loading, the local weather to which the building is exposed and how the building is used. This often introduces uncertainties when predicting performance. Furthermore building performance needs to materialize within the constraints of limited and often diminishing resources such as material, energy and money. Challenges such as the energy crisis of the 1970s, the concern about climate change and the 2008 global financial crisis all contribute to increasingly stringent targets and a drive towards more efficient buildings and a growing interest in building performance.
Within this context, a large body of literature exists on building performance. Underlying principles are provided by generic books like, amongst many others, Clifford et al. (2009) in their introduction to mechanical engineering, Incropera et al. (2007) on fundamentals of heat and mass transfer, Stroud and Booth (2007) on engineering mathematics, Zeigler et al. (2000) on theory of modelling and simulation or Basmadjian (2003) on the mathematical modelling of physical systems. The application of these principles to buildings and to the assessment of building performance can be found in more specialist works such as Clarke (2001) on energy modelling in building design, Underwood and Yik (2004) on energy modelling methods used in simulation, Hensen and Lamberts (2011) on building performance simulation in design and operation and Mumovic and Santamouris (2009) on their integrated approach to energy, health and operational performance. Architectural performance arguably is covered by Kolarevic and Malkawi (2005) in their work on performative architecture. This is complemented by countless articles in peer-reviewed archived journals such as Building and Environment, Automation in Construction, Energy and Buildings, Advanced Engineering Informatics, Architectural Science Review, the Journal of Building Performance Simulation, Building Research and Information and Design Studies. Building performance is also a day-to-day concern in the construction industry and is of central importance to building legislation.
With the complexity of buildings, the many functions they perform and the multitude of disciplines and sciences involved, there are many different viewpoints and interpretations of performance. The many stakeholders in building, such as architects, contractors, owners and tenants, all view it from a different position. Even in academia, different research interests lead to distinct schools of thought on performance. An example is the work by Preiser and Vischer (2005), who provide a worthwhile contribution on building performance assessment from the point of view of post-occupancy evaluation, yet do not really connect to the aforementioned building performance modelling and simulation domain. This lack of common understanding is problematic as it hinders the integration that is needed across the disciplines involved. It impedes the use of modelling and simulation in the design process or the learning from measurement and user evaluation in practice, since it makes it hard to sell services in these fields to building clients and occupants. The absence of a common understanding also means that building science and scholarship do not have a strong foundation for further progress and that the design and engineering sectors of the building sector are seen to lack credibility.
The discussion about building performance is further complicated by some intrinsic properties of the building sector. Some may consider building to be a straightforward, simple process that makes use of well-tested products and methods like bricks, timber and concrete that have been around for a long time and where lay people can do work themselves after visiting the local builders market or DIY3 centre; however this risks overlooking some serious complexity issues. Architectural diversity, responding to individualist culture, renders most buildings to be different from others and makes the number of prototypes or one-off products extremely large in comparison with other sectors such as the automotive, aerospace and ICT industries (Foliente, 2005a: 95). Typically, buildings are not produced in series; almost all buildings are individual, custom-built projects, and even series of homes built to the same specification at best reach a couple of hundred units. This in turn has implications for the design cost per unit, the production process that can only be optimized to a certain extent and, ultimately, building performance. With small series, the construction sector has only limited prospects for the use of prototypes or the use of the typical Plan-Do-Study-Act4 improvement cycles that are used in other manufacturing industries. Quality control programmes, modularization with standard connectors, construction of components in automated factories and other approaches used in for instance the automotive or electronic system industries are thus not easily transferred to construction as suggested by some authors such as Capehart et al. (2004) or Tuohy and Murphy (2015). Buildings are also complex in that they do not have a single dominant technology. While for instance most automobiles employ a metal structure, building structures can be made from in situ cast concrete, prefabricated concrete, timber or steel or a combination of these; similar observations can be made for the building shell, infill and services. Furthermore the construction industry is typically made up of many small companies who collaborate on an ad hoc basis, with continuous changes in team composition and communication patterns, which are all challenges for the dialogue about building performance. Of all products, buildings also are amongst those that undergo the most profound changes throughout their life; while changing the engine of a car normally is not economically viable, it is common practice to replace the heating system in a building, to retrofit the façade or even to redesign the whole building layout, with profound consequences on the building performance (Eastman, 1999: 27-30). Once buildings exhibit performance faults, these are often hard to rectify;...
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