
Critical Analysis of Prototype Autonomous Vehicle Crash Rates
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Content
- Cover
- Title Page
- Copyright Page
- Table of Contents
- Table of Figures
- Table of Tables
- Foreword
- Preface
- Author's Note Regarding Abbreviations, Keywords, and Phrases
- Acknowledgments
- Introduction
- CHAPTER 1 Methods
- 1.1 IRR Estimation Method
- 1.2 IRR Confidence Limit Estimation Method
- 1.3 Heterogeneity Best Practice Violation
- 1.4 Matching AV Crashes to Police Records
- 1.5 Reason for Not Using Statistical Significance Tests
- References
- CHAPTER 2 The First Major AV Safety Study: Schoettle and Sivak (2015)
- 2.1 Summary of Schoettle and Sivak (2015)
- 2.1.1 Original Schoettle and Sivak (2015) Data: AV versus CV Crash Rates
- 2.1.2 Unrecorded Crash Selection Bias: CV Crashes (Table 2.1 , Note f)
- 2.1.2.1 Adjustment for Unrecorded CV Crashes
- 2.1.3 AV Site Selection Biases: Environment, City Streets (Table 2.2 , Note d)
- 2.2 Critical Analysis of Schoettle and Sivak (2015) Study
- 2.2.1 Minor Systematic Error: Wrong Percentage of Unrecorded CV Injury Crashes (Table 2.2 , Note f)
- 2.2.1.1 Correction of Minor Systematic Error: CV Crashes (Table 2.2 , Note f)
- 2.2.2 Potential Site Selection Bias from Non-CA AV Tests (Table 2.2 , Note c)
- 2.2.2.1 Removal of Possible Site Selection Bias from Non-CA AV Tests
- 2.2.3 Best Practice Violation: Combining Heterogeneous Companies (Table 2.2 , Notes b and c)
- 2.2.3.1 Remove Best Practice Violation: Stratify Heterogeneous Companies
- 2.2.4 Best Practice Violation: Combining Heterogeneous Severities (Tables 2.1 and 2.2 , Notes b and f)
- 2.2.4.1 Remove Best Practice Violation: Stratify Heterogeneous Crash Severities
- 2.3 Reanalysis of Corrected Schoettle and Sivak (2015) Data
- 2.4 New Methods to Remove Unrecorded Crash Selection Bias and Site Selection Bias
- 2.4.1 First New Method to Remove Unrecorded Crash Selection Bias: Use Only Police-Recorded AV Crashes
- 2.4.2 Second New Method to Remove Unrecorded Crash Selection Bias and AV Site Selection Bias: AV Trend Analysis
- 2.4.2.1 Trend Analysis of Google AV Cumulative Crash Rate
- 2.4.2.2 Hypotheses for Upward Trend in 2015 Google AV Cumulative Crash Rate
- 2.4.2.2.1 Hypothesis 1. Changes in Google Testing Protocols.
- 2.4.2.2.2 Hypothesis 2. Negative Learning by the Google Neural Network.
- 2.4.2.2.3 Hypothesis 3. Upward Trend in CV Cumulative Crash Rate.
- 2.4.2.2.4 Hypothesis 4. Downward Trend in Test Drivers' Cumulative Disengagement Rate.
- 2.4.2.3 Tests of Hypotheses 3 and 4 for Upward Trend in 2015 Google AV Cumulative Crash Rate
- 2.5 Summary of Reanalysis of Schoettle and Sivak (2015) Data
- References
- CHAPTER 3 Google AV Crash Data versus Naturalistic Crash Data: Blanco et al. (2016)
- 3.1 Summary of Blanco et al. (2016): Google AV versus SHRP2 CV
- 3.1.1 Google AV Original Crash Data
- 3.1.2 SHRP2 CV Original Crash Data
- 3.1.3 Google AV versus SHRP2 CV Crash Rates
- 3.2 Epidemiologic Analysis: Blanco et al. (2016) Google AV versus SHRP2
- 3.2.1 Blanco et al. (2016) Replicated: Google AVs Reduce Crash Rate
- 3.2.2 Blanco et al. (2016) versus Schoettle and Sivak (2015)
- 3.3 Critical Analysis of Blanco et al. (2016): Site Selection Bias
- 3.3.1 Site Selection Bias Does Not Explain Why Google AVs Reduce the Severe Crash Rate (Table 3.1A)
- 3.3.2 Site Selection Bias Explains Why Google AVs Appear to Reduce the Major PDO Crash Rate (Table 3.1B)
- 3.3.3 Site Selection Bias Explains Why Google AVs Appear to Reduce the Minor PDO Crash Rate (Table 3.1C)
- 3.4 Standardizing the AV Crash Data Adjusts for Site Selection Bias
- 3.4.1 Standardize Google AV Crashes to SHRP2 Data Sites
- 3.4.2 Summary and Discussion of Standardized Results
- 3.4.3 Limitations of Standardization
- 3.5 Blanco et al. (2016): Google AV versus U.S. National CV Comparison is Confounded by Unrecorded Crashes
- 3.5.1. SHRP2 versus U.S. National
- 3.5.2 Discussion of Blanco et al. (2016) Unrecorded Crash Results
- References
- CHAPTER 4 Crash Selection Bias and Site Selection Bias: Dixit et al. (2016)
- 4.1 Summary of Dixit et al. (2016)
- 4.2 Critical Analysis of Dixit et al. (2016)
- 4.2.1 Injury-Only CV Crash Systematic Error: (Table 4.1 , Note f)
- 4.2.2 (Table 4.1 , Notes b and f)
- 4.2.3 Improving Accuracy: Statewide CV MVMT (Table 4.1 , Note g)
- 4.2.4 Partly-Corrected Dixit et al. (2016) Data (Table 4.2)
- 4.2.5 Unrecorded Crash Selection Bias: (Table 4.2 , Notes b and f)
- 4.2.6 AV and CV Crashes (Table 4.2 , Notes b and f)
- 4.2.7 Discussion and Conclusion of Dixit et al. (2016) Review
- References and Endnotes
- CHAPTER 5 Crash Selection Biases and Site Selection Biases: Teoh and Kidd (2017)
- 5.1 Phase 1 "Mountain View": 2009-December 31, 2015
- 5.1.1 Teoh and Kidd's (2017) Phase 1 Original Data
- 5.1.1.1 AV Crashes
- 5.1.1.2 AV Mileage
- 5.1.1.3 CV Crash-Involvement
- Three CV Crash-Involvement Selection Criteria for Mountain View, CA
- 5.1.1.4 CV Mileage
- CV Mileage Selection Criteria for Mountain View, CA
- 5.1.1.5 Summary of Teoh and Kidd's (2017) Phase 1 Original Data
- 5.1.2 Critical Analysis of Teoh and Kidd (2017): Phase 1
- 5.1.2.1 AV Crash Selection Bias 1: "Police-Reportable" AV Crashes (Table 5.1 , Note b)
- Adjustment Method: Use Police-Recorded AV Crashes.
- 5.1.2.2 AV Crash Selection Bias 2: Censoring Transition Crashes (Table 5.1 , Note b)
- Correction Method: Count Transition Crashes as AV Crashes.
- 5.1.2.3 AV MVMT Site Selection Bias 1: Inclusion of Non-CA Mileage (Table 5.1 , Note c)
- Correction Method: Remove Non-CA Mileage.
- 5.1.2.4 AV MVMT Site Selection Bias 2: Unspecified AV Mileage in Other Cities (Table 5.1 , Note c)
- Correction Method: Not Possible.
- 5.1.2.5 CV Crash Selection Bias 1: Multi-Vehicle CV Crashes (Table 5.1 , Note f)
- Correction Method: Count Multi-Vehicle CV Crashes as One Crash.
- 5.1.2.6 CV Crash Selection Bias 2: Highway CV Crashes (Table 5.1 , Note f)
- Correction Method: Remove CV Crashes on Highways.
- 5.1.2.7 CV Crash Selection Bias 3: Counting Passenger Vehicles Only (Table 5.1 , Note f)
- Correction Method: Count All CV Types.
- 5.1.2.8 CV MVMT Minor Update for 2015 (Table 5.1 , Note g)
- Correction Method: Use Actual 2015 Data.
- 5.1.2.9 CV MVMT Site Selection Bias (Table 5.1 , Note g)
- Correction Method: None Available.
- 5.1.2.10 CV MVMT City Street Site Selection Bias (Table 5.1 , Note g)
- Correction Method: None Needed After Removal of Highway CV Crashes.
- 5.1.3 Teoh and Kidd's (2017) Partly-Corrected Phase 1 Data and AV IRR
- Why Only Partly-Corrected?: AV Crash Uncertainty Remains
- 5.1.4 Discussion and Conclusion to Teoh and Kidd's (2017) Phase 1
- 5.2 Phase 2 "All States": January 1, 2016, to August 31, 2016
- 5.2.1 Summary of Teoh and Kidd's (2017) Phase 2
- 5.2.2 Critical Analysis of Teoh and Kidd's (2017) Phase 2
- 5.3 Trends in Teoh and Kidd's (2017) Data
- 5.3.1 The Trend in AV Cumulative Crash Rate
- 5.3.2 The Trend in CV Cumulative Crash Rate
- 5.3.3 The Effect of the CV Cumulative Crash Rate on the AV Cumulative Crash Rate
- 5.3.4 The Trend in the Test Drivers' Cumulative Disengagement Rate
- 5.3.5 The Effect of the Test Drivers' Cumulative Disengagement Rate on the AV Cumulative Crash Rate
- 5.3.6 The Trend in the ADS Cumulative Disengagement Rate
- 5.3.7 The Effect of the ADS Cumulative Disengagement Rate on the AV Cumulative Crash Rate
- 5.4 Discussion of Reanalyzed Teoh and Kidd (2017) Data
- References and Endnotes
- CHAPTER 6 Heterogeneity and Crash Selection Bias: Favarò et al. (2017)
- 6.1 Summary of Favarò et al. (2017) Original Data
- 6.1.1 Original Data in Tabular Format
- 6.1.2 Original Total AV and CV Data in Epidemiologic Format
- 6.2 Critical Analysis of Favarò et al. (2017)
- 6.2.1 Best Practice Violation 1: Heterogeneous Vehicle Types (Table 6.2 , Note h)
- 6.2.2 Best Practice Violation 2: Heterogeneous CV Sites (Table 6.2 , Notes b and f)
- 6.2.3 Unrecorded Crash Selection Bias (Table 6.2 , Note f)
- 6.3 Discussion of Favarò et al. (2017)
- 6.3.1 Corrections Not Made in Favarò et al.'s (2017) Data
- 6.3.2 Favarò et al. (2018) Study
- References and Endnotes
- CHAPTER 7 Crash Selection Bias and Site Selection Bias: Banerjee et al. (2018)
- 7.1 Summary of Banerjee et al. (2018)
- Banerjee et al.'s (2018) Method to Estimate Median APM
- 7.2 Critical Analysis of Banerjee et al. (2018)
- 7.2.1 Minor Error in Nissan Median APM
- 7.2.2 Data Anomalies
- 7.2.3 Failure to Replicate Median DPM
- 7.2.4 Terminology Definition Questions
- 7.2.4.1 Ambiguity in DPM Definition
- 7.2.4.2 Ambiguity in DPA Definition
- 7.2.4.3 Failure to Replicate Median APM per Manufacturer
- 7.2.5 AV Crash Rates and IRRs Estimated Using Standard Methods
- 7.2.6 Unrecorded Crash Selection Bias
- 7.2.7 Site Selection Bias
- 7.2.8 Conclusion to Analysis of the Banerjee et al. (2018) Study
- References
- CHAPTER 8 Overall Summary of AV IRR Estimates and Issues
- 8.1 Overview
- 8.2 Overall Summary of AV IRR Estimates
- Chapter 2: Schoettle and Sivak (2015) [8.1]
- Chapter 3: Blanco et al. (2016) [8.2]
- Chapter 4: Dixit et al. (2016) [8.3]
- Chapter 5: Teoh and Kidd (2017) [8.4]
- Chapter 6: Favarò et al. (2017) [8.5]
- Chapter 7: Banerjee et al. (2018) [8.6]
- Final IRR Estimates with Fewest Remaining Issues
- 8.3 Overall Summary of Identified Issues
- Issue 1. "Minor Systematic Error"
- Issue 2. "Substantial Systematic Error"
- Issue 3. "AV Crash Selection Bias"
- Issue 4. "AV MVMT Mileage Selection Bias"
- Issue 5. "Unrecorded CV Crash Selection Bias"
- Issue 6. "CV MVMT Mileage Selection Bias"
- Issue 7. "CV Crash Rate Differences at AV versus CV Sites," Site Selection Bias
- Issue 8. "Non-CA AV Test Sites," Site Selection Bias
- Issue 9. "AV Companies Heterogeneity ," Best Practice Violation
- Issue 10. "Crash Severity Heterogeneity ," Best Practice Violation
- Issue 11. "CV Sites Heterogeneity ," Best Practice Violation
- References
- CHAPTER 9 Overall Discussion
- 9.1 Final AV IRR Estimates
- 9.2 Final AV IRR Issues
- 9.3 New Findings
- 9.4 Limitations of the Reanalyses
- 9.5 Crash Rate Reduction: AVs versus Crash Avoidance Technologies
- 9.6 Did Lower AV Speeds Reduce the AV Severe Crash Rate?
- 9.7 Other Hypotheses to Explain the Upward Trend in AV Cumulative Crash Rate
- Hypothesis 5. Increased ODD Range
- Hypothesis 6. Increased AVs
- Hypothesis 7. CVs Are the Problem, not AVs
- References
- CHAPTER 10 Overall Conclusions
- References
- CHAPTER 11 Specific Recommendations
- References and Endnotes
- Appendix A AV Hopes and Modeling Studies
- A.1. AV Advocate Hopes Are Based on Reducing Human Error
- A.2. AV Safety Hopes Are Based on an Implicit Syllogism
- A.2.1 Error 1: The Syllogism's Major Premise Is Misstated
- A.2.2 Error 2: The Syllogism's Conclusion Is Overgeneralized
- A.2.3 Error 3: The Syllogism Contains an Oversight
- A.3. Modeling Studies
- Appendix B Abbreviations and Definitions
- Appendix C Transition Crashes: Descriptions and Comments
- C.1. Do Test Drivers Cause Crashes When They Transition to Manual Mode?
- C.1.1 Waymo AV/Motorcycle Crash on October 19, 2018
- C.1.2 GM Cruise AV/Motorcycle Crash on December 7, 2017
- Appendix D Should Crash Reports by AV Companies Be Accepted at Face Value?
- Appendix E Why Unreported and Unrecorded CV Crashes?
- E.1. Unreported CV Crashes
- E.2. Non-PR and Unrecorded CV Crashes
- E.2.1 Errors in Quoting Unreported CV Crash Data
- E.2.1.1 Systematic Errors in Abstract
- E.2.1.2 Systematic Error in Percentage of Unrecorded Injury Crashes
- E.2.1.3 Systematic Error in Percentage of Total Unrecorded Crashes
- E.2.1.4 Wrong Number of Households
- E.3. Review of Unrecorded CV Crashes
- E.4. Unrecorded AV Crashes
- E.4.1 Unrecorded AV Crash on July 1, 2015
- E.4.2 Unrecorded AV Crash on August 20, 2015
- E.4.3 Unrecorded AV Crash on February 4, 2016
- E.5. Discussion of Appendix E
- Appendix F Are AVs or Human Drivers at Fault in a Crash?
- F.1. Review of Fault Claims
- F.2. Fault Issues
- F.3. Discussion of Fault Issues
- F.4. Recommendations about Fault Issues
- F.5. Legal Questions regarding AV Fault
- Appendix G Crash Severity Definitions in Naturalistic Driving Studies
- Appendix H Standardization Method
- H.1. Rationale for AV Crash Site Standardization
- H.1.1 Google AV Severe Crash Rate Reduction Is a True Effect
- H.1.2 Google AV PDO Crash Rate Reductions Are Not True Effects
- H.1.3 Benefits of Standardization
- H.2. Standardization Calculation Method
- H.2.1 AV Severity Level 1 (Severe) Crash Standardization Factor
- H.2.2 AV Severity Level 2 (Major PDO) Crash Standardization Factor
- H.2.3 AV Severity Level 3 (Minor PDO) Crash Standardization Factor
- Appendix I Replication of Teoh and Kidd (2017) Phase 1 CV Crash Results (Table 12, Note f)
- Appendix J Crash Reduction: AVs versus Crash Avoidance Technologies
- Appendix K Site Selection Bias: Site Differences in CV Crash Rates
- K.1. Mountain View versus U.S. CV Total Crash Rate
- K.2. Mountain View versus San Francisco CV Total Crash Rate
- K.3. San Francisco versus U.S. CV Total Crash Rate
- Appendix L Summary of Issues
- Appendix M Do ADS Neural Networks Have Negative Learning?
- M.1. "Overdetermined" ADS?
- M.2. "Underdetermined" ADS?
- M.3. Neither Overdetermined nor Underdetermined ADS?
- Appendix N PR Crash Selection Bias
- N.1 PR Crashes
- N.2 Police-Recorded Crashes
- N.3 PR Crash Selection Bias Varies Inversely with Crash Severity Level
- N.4 Effect on Google AV Standardized Crash Rates
- N.5 Discussion
- N.6 Future Research Recommendation
- Appendix Bibliography
- References
- Epilogue
- About the Author
- Index
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