
Copyright / Trademark Interface
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The Copyright/Trademark Interface
How the Expansion of Trademark Protection Is Stifling Cultural Creativity
Martin Senftleben
The registration of cultural icons as trademarks has become a standard protection strategy in the field of contemporary cultural productions and plays an ever-increasing role in the area of cultural heritage. Attempts to register and 'evergreen' the protection of cultural signs, ranging from 'Mickey Mouse' to the 'Mona Lisa', are no longer unusual. This phenomenon - characterized by the EFTA Court as trademark registrations motivated by 'commercial greed' - has become typical of an era where trademark law is employed strategically to withhold or remove cultural symbols from the public domain. In an extraordinary analysis of the clash between culture and commerce, and imbalances caused by protection overlaps arising from cumulative copyright and trademark protection, this book draws attention to the corrosive effect of indefinitely renewable trademark rights and underscores the necessity to safeguard central preconditions for the proper functioning of the copyright system in society at large: the freedom to use pre-existing works as reference points for the artistic discourse and building blocks for new creations, and the need to ensure the constant enrichment of the public domain.
Emphasizing how overlapping copyright and trademark protection endangers the proper functioning of intellectual property rights in the literary and artistic domain, the author examines whether the intellectual property system is capable of mitigating the risks arising from cumulative protection. Such issues and topics as the following are treated in depth:
- the different configuration of intellectual property rights in accordance with different policy objectives and societal functions, in particular the cultural imperative in copyright law and the market transparency imperative in trademark law;
- problems arising from the registration of cultural icons for use on souvenir and merchandising articles;
- lack of sufficient safeguards in trademark law against cultural heritage branding;
- current scope of trademark rights, including the protection of brand value and communication functions, and the deterrent effect of trademark protection on cultural creativity;
- possibility of a categorical exclusion of contemporary cultural icons and cultural heritage material from trademark protection;
- development of a strict gatekeeper requirement of 'use as a mark' to prevent unjustified trademark infringement claims;
- development of robust, culturally based defences against trademark infringement claims; and
- general guidelines for the regulation of protection overlaps in intellectual property law, based on insights derived from the analysis of copyright/trademark overlaps.
Drawing on aesthetic, sociological and economic theories that support initiatives to safeguard the autonomy of the literary and artistic domain and support remix activities of artists, the author suggests sound criteria for identifying signs with cultural significance that should be excluded from trademark registration. The book shows how intellectual property law can make rights cumulation strategies less attractive and avoid the loss of inner consistency and social legitimacy, easing the tension between indefinitely renewable trademark rights and the need to preserve and cultivate the public domain of cultural expressions and other intellectual creations that enjoy protection for a limited period of time, such as industrial designs and technical know-how. Its assessment criteria will assist and enable trademark examiners and judges to identify relevant cultural signs, and its proposals for regulatory responses to protection overlaps in intellectual property law will prove of great and lasting value to lawyers, policymakers, and scholars dealing with intellectual property law.
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Content
- Cover
- Half Title
- Information Law Series (INFO)
- Title
- Copyright
- Table of Contents
- Preface and Acknowledgements
- List of Abbreviations
- CHAPTER 1 Introduction
- CHAPTER 2 Overlap Dilemma
- 2.1 Individual Imperatives of Intellectual Property Regimes
- 2.2 Growing Areas of Cumulative Copyright and Trademark Protection
- 2.3 Self-Healing Forces of Intellectual Property Law
- CHAPTER 3 Cultural Imperative in Copyright Law
- 3.1 Intergenerational Equity and Public Domain Recognition
- 3.2 Recognition in Both Legal Traditions of Copyright Law
- 3.2.1 Utilitarian Argument
- 3.2.2 Natural Law Argument
- 3.3 Fundamental Interest of Society
- 3.3.1 Supporting the Autonomy of the Cultural Field
- 3.3.1.1 Bourdieu's Sociological Analysis
- 3.3.1.2 Critique of Copyright
- 3.3.1.3 Importance of Intergenerational Equity
- 3.3.2 Generating and Preserving Alternative Visions of Society
- 3.3.2.1 Schiller's Aesthetic Theory
- 3.3.2.2 Adorno's Aesthetic Theory
- 3.3.2.3 Relevance to Contemporary Art
- 3.3.2.4 Importance of a Robust Public Domain
- 3.4 Conclusion
- CHAPTER 4 Market Transparency Imperative in Trademark Law
- 4.1 Convergent Principles in Copyright and Patent Law
- 4.1.1 Parallel of Intellectual Creation Cycles
- 4.1.2 Need for Comparable Preservation Efforts
- 4.1.3 Rejection of Substitutability Argument
- 4.1.4 Inclusion of a Wide Range of Literary and Artistic Works
- 4.2 Divergent Principles in Trademark Law
- 4.2.1 Static Instead of Cyclic Protection
- 4.2.2 Traces of Intergenerational Equity and Public Domain Recognition
- 4.2.2.1 Exclusion of Concepts from Trademark Protection
- 4.2.2.2 Need to Keep Free
- 4.2.2.3 Requirement of Genuine Use
- 4.2.3 Remaining Incompatibility
- 4.3 Conclusion
- CHAPTER 5 Cultural Signs
- 5.1 Operationalization of Aesthetic and Sociological Theories
- 5.2 Identification of Cultural Signs
- 5.2.1 Mona Lisa and Other Works of Art
- 5.2.2 Ma¯ori Imagery and Other Traditional Cultural Expressions
- 5.2.3 Mickey Mouse and Other Icons of Mainstream Culture
- 5.2.4 Winnetou and Other Work Titles
- 5.2.5 Coca Cola and Other Trade Symbols
- 5.3 Conclusion
- CHAPTER 6 Risk Assessment
- 6.1 Nature of Trademark Rights
- 6.1.1 Protection of Economic and Communication Value
- 6.1.2 Impact on Use for Cultural Purposes
- 6.1.3 Missing Rationale of Protection
- 6.2 Scope of Trademark Rights
- 6.2.1 General Infringement Criteria
- 6.2.2 Protection Against Confusion
- 6.2.3 Protection Against Dilution
- 6.2.4 Defences
- 6.3 Deterrent Effect of Trademark Protection
- 6.4 Conclusion
- CHAPTER 7 Perpetuation of the Protection of Cultural Expressions
- 7.1. Exclusion of Inventions from Trademark Protection
- 7.1.1 Freedom of Competition
- 7.1.2 No Artificial Perpetuation of Exclusivity
- 7.1.3 Distinction Between Mark and Product
- 7.1.4 Risk of Consumer Confusion
- 7.1.5 Prevalence of the Technical Innovation Cycle
- 7.2 Exclusion of Industrial Designs and Works of Applied Art
- 7.2.1 Freedom of Competition
- 7.2.2 No Artificial Perpetuation of Exclusivity
- 7.2.3 Distinction Between Mark and Product
- 7.2.4 Risk of Consumer Confusion
- 7.2.5 Prevalence of the Design Innovation Cycle
- 7.3 No Exclusion of Literary and Artistic Works in General
- 7.3.1 Concept of Aesthetic Functionality Insufficient
- 7.3.2 Uncritical Attitude in Literature
- 7.3.3 Court Reliance on Distinctiveness
- 7.3.4 No Prevalence of the Cultural Innovation Cycle
- 7.3.5 No Justification for Overlap Acceptance
- 7.3.5.1 Rejection of Different Rights Arguments
- 7.3.5.2 Substitutability Revisited
- 7.3.5.3 Mark/Product Dichotomy Not Decisive
- 7.3.5.4 Risk of Consumer Confusion Not Decisive
- 7.3.5.5 No Incentive to Continue Investment
- 7.3.5.6 Improper Acquisition of Trademark Rights
- 7.4 Conclusion
- CHAPTER 8 Reappropriation of Cultural Expressions in the Public Domain
- 8.1 Conceptual Contours of the Public Domain
- 8.1.1 Legal Status Perspective
- 8.1.2 Freedom of Use Perspective
- 8.2 Assessment of Preservation Tools
- 8.2.1 Inherent Limits of Trademark Rights
- 8.2.2 Defences
- 8.2.3 Arguments for a Categorical Exclusion of Public Domain Material
- 8.2.3.1 Prevention of Unfair Freeriding
- 8.2.3.2 Prevention of Censorship
- 8.2.3.3 Prevention of Sign Devaluation
- 8.2.3.4 Counterargument of Sign Renaissance
- 8.3 Cultivation of the Public Domain
- 8.3.1 Termination of Trademark Rights to Iconic Trade Symbols
- 8.3.2 Limitation of Trademark Rights Because of Expressive Genericity
- 8.4 Conclusion
- CHAPTER 9 Risk Reduction
- 9.1 Implementation of Categorical Exclusion of Cultural Signs
- 9.1.1 Need for an Exclusion Ex Ante
- 9.1.1.1 Prevention of Consumer Confusion
- 9.1.1.2 Preservation of Artistic Discourse Potential
- 9.1.1.3 Reduced Reinforcement of Mainstream Media Productions
- 9.1.1.4 Fragility of Cumulative Expiry Rules
- 9.1.1.5 Calculation of Copyright Term and Prohibition of Formalities
- 9.1.1.6 Truncation of Trademark Registration or Renewal Term
- 9.1.1.7 Ex Ante Exclusion Preferable
- 9.1.2 Exclusion Instruments
- 9.1.2.1 Refusal Based on Lack of Distinctiveness Insufficient
- 9.1.2.2 Refusal Based on Public Order or Morality Preferable
- 9.1.2.3 Subjective Morality Criteria
- 9.1.2.4 Objective Public Order Criteria
- 9.1.2.5 Declaration of Non-Use in a Cultural Context
- 9.1.2.6 No Implementation Obstacle in the U.S
- 9.1.2.7 Compliance with International Law
- 9.1.3 Interplay with Other Grounds for Refusal
- 9.1.3.1 Visual Perceptibility
- 9.1.3.2 Aesthetic Functionality
- 9.1.3.3 High Symbolic Value
- 9.1.3.4 Bad Faith
- 9.1.4 Communication under Article 6ter PC
- 9.1.4.1 Cultural Signs as State Emblems
- 9.1.4.2 Prospect of an International 'White List
- 9.1.4.3 Undesirable State Control
- 9.1.4.4 Template for an Alternative Notification System
- 9.1.5 Conclusion
- 9.2 Implementation of Limitations of Trademark Rights
- 9.2.1 Strict Requirement of Use as a Trademark
- 9.2.1.1 U.S. Rogers Test as a Template
- 9.2.1.2 Extension to Dilution Scenarios
- 9.2.1.3 Definition of Trademark Use Requirement
- 9.2.1.4 Impact on Confusion Analysis
- 9.2.1.5 Impact on Dilution Analysis
- 9.2.1.6 Extension to Iconic Trade Symbols
- 9.2.1.7 Implementation of Non-Infringement Presumption in the EU
- 9.2.1.8 Counterargument of False Symmetry and Missing Contours
- 9.2.1.9 Comparison with Defences and Restrictions of Remedies
- 9.2.2 Robust Defences Against Infringement Claims
- 9.2.2.1 Network of Corresponding Use Privileges
- 9.2.2.2 Rule of Universal, Direct Application
- 9.2.2.3 Rule of Analogous Application
- 9.2.2.4 Freedom of Expression as Horizontal Defence
- 9.2.2.5 Need to Emulate Public Domain Status
- 9.2.2.6 Referential Use Defence Revisited
- 9.2.2.7 Non-distinctive Use Defence
- 9.2.2.8 Maximum Scope and Honest Practices
- 9.2.2.9 Compliance with International Law
- 9.2.3 Conclusion
- CHAPTER 10 Overlap Dilemma Revisited
- 10.1 Summary
- 10.2 Conclusion
- 10.3 Towards a Systems Theory
- Bibliography
- Table of Cases
- Index
- Back Cover
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