
Evolution of Dam Policies
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Content
- Intro
- Preface
- Acknowledgments
- Contents
- Abbreviations
- About the Editors
- About the Contributors
- 1 Dams and Norms: Current Practices and the State of the Debate
- 1.1.Background
- 1.2.Conceptualizing Norm Change: Studying Brazil, China, India and Turkey
- 1.3.Basic Assumptions About Triggers and Drivers
- 1.4.Research Design of Country Studies in Brazil, China, India and Turkey
- 1.5.Non-Governmental Organisations as Vehicles of Norm Diffusion
- 1.6.Interaction Between Chinese Actors and the Governments of Host Developing Countries
- References
- 2 Sustainable Dam Development in Brazil: The Roles of Environmentalism, Participation and Planning
- Abstract
- 2.1.Introduction
- 2.2.The Strategic Role of Hydropower in Brazil
- 2.3.Changing Policies and Decision-Making Frameworks for Dams in Brazil
- 2.3.1 Triggers of Change
- 2.3.1.1 Democratization of the Country: The Federal Constitution of 1988
- 2.3.1.2 From Economic Liberalisation and Privatisation to Energy Rationing (1995--2001)
- 2.3.1.3 New Government and New Role for the State in the Brazilian Electricity Supply Industry from 2003
- 2.3.2 Specific Decision-Making Processes in Dam-Related Policy Arenas
- 2.3.2.1 A Three-Stage Environmental Licensing Process
- 2.3.2.2 Resettlement
- 2.4.Case Studies
- 2.4.1 Dam Building During the Military Dictatorial Regime and the Newly Implemented Democracy (1974--1988): The UHE Itaparica
- 2.4.2 Dam-Building in a Newly Regulated Environment (from 2003): Santo Antônio Hydropower Plant
- 2.5.Summary and Conclusions
- Acknowledgments
- References
- 3 Between Local and Global Norms: Hydropower Policy Reform in China
- Abstract
- 3.1.Introduction
- 3.2.The Strategic Role of Dams for China's Economic and Social Development
- 3.3.Decision-Making Frameworks and Their Change Over Time
- 3.3.1 Dam Decision-Making
- 3.3.2 Environmental Impact Assessment
- 3.3.3 Resettlement Planning
- 3.4.Dam Case Studies: The Nu River Project and the Xiaolangdi Multipurpose Dam Project
- 3.4.1 Case Study 1: Environmental Impact Assessment of the Nu River Project
- 3.4.2 Case Study 2: Resettlement at the Xiaolangdi Multipurpose Dam Project
- 3.5.Findings and Conclusions
- Acknowledgments
- References
- 4 Towards Responsible Hydropower Development through Contentious Multi-stakeholder Negotiations: The Case of India
- Abstract
- 4.1.Introduction
- 4.2.The Strategic Role of Dams for India's Economic and Social Development
- 4.3.The Regulatory Framework for Dam-Related Decision-Making
- 4.3.1 Dam Planning and Decision-Making
- 4.3.2 Environmental Impact Assessment
- 4.3.2.1 Environmental Impact Assessment over the Years
- 4.3.2.2 The 1994 and 2006 EIA Notifications: Comparing Contents
- 4.3.3 Regulations for Resettlement and Rehabilitation
- 4.3.3.1 Towards a National Resettlement Policy
- 4.3.3.2 National Rehabilitation and Resettlement Policy 2007: Analysis of Its Contents
- 4.4.Dam Decision-Making in Practice: The Allain Duhangan, Lower Subansiri and Dibang Multipurpose Dam Projects
- 4.4.1 The Allain Duhangan Dam Project
- 4.4.2 The Lower Subansiri Dam Project
- 4.4.3 The Dibang Multipurpose Project
- 4.5.Findings and Conclusion
- 4.5.1 World Commission on Dams and Local Norms
- 4.5.2 International Finance Institutions as Norm Carriers
- 4.5.3 Social Movements as Agents of Norm Diffusion
- Acknowledgments
- References
- 5 Sustainable Dam Development in Turkey: Between Europeanization and Authoritarian Governance
- Abstract
- 5.1.Introduction
- 5.2.Policies Promoting Hydropower Development
- 5.3.Decision-Making Framework: From an Interventionist to a Regulatory State
- 5.4.Environment in Dam Decisions
- 5.4.1 The Turkish EIA Directive: A Legal Turning Point
- 5.4.2 Post-1993 Development: Exemptions of EIA Requirements
- 5.4.3 Broad Public Rights Vis-à-Vis a Weak Status of the EIA
- 5.4.4 International Actors Insist on EIAs and Demand Higher Environmental Standards
- 5.5.Expropriation and Resettlement
- 5.5.1 Changes Related to Expropriation
- 5.5.2 Changes Related to Resettlement
- 5.6.From Individual Actions to the Emergence of a Social Movement
- 5.7.Findings and Conclusion
- Acknowledgments
- References
- Newspaper
- Interviews
- 6 NGOs as Strategic Actors in the Promotion of Sustainable Dam Development
- Abstract
- 6.1.Introduction
- 6.2.Theoretical Framework and Methodology
- 6.2.1 Literature Review
- 6.2.2 Theoretical Framework
- 6.2.3 Methodology
- 6.3.NGO Strategies for Sustainable Hydropower
- 6.3.1 The WWF's Global Water Security Initiative
- 6.3.2 International Rivers' Attitude Towards Large Dams
- 6.4.NGO Strategies Towards the Hydropower Sustainability Assessment Forum Process
- 6.4.1 Symbolic Gain: WWF Collaboration in the HSAF
- 6.4.2 Symbolic Damage: International Rivers' Response to the HSAF Process and Protocol
- 6.5.Divergent NGO Strategies for Sustainable Dams
- 6.6.Conclusion
- 6.7.Interviews
- References
- 7 Transnational NGO Networks Campaign Against the Ilisu Dam, Turkey
- Abstract
- 7.1.Introduction
- 7.2.Emergence of Global Norms for Sustainable Dam Practices
- 7.3.The Two Anti-Ilisu Campaigns
- 7.3.1 The First Campaign
- 7.3.2 The Second Campaign
- 7.4.The Ilisu Campaign Network and its Actors
- 7.4.1 The NGOs' Interest in the Ilisu Dam Project
- 7.4.2 Actors in the ECA Reform Campaign
- 7.4.3 Human Rights Activists
- 7.4.4 Environmental Protection Activists
- 7.4.5 Actors with Other Backgrounds
- 7.4.6 The Spatial Distribution of NGOs: From Europe to Southeast Anatolia
- 7.5.Information, Symbols and Normative Pressure: Means Used by the Anti-Ilisu Campaign
- 7.5.1 Information Politics
- 7.5.2 Symbolic Politics
- 7.5.3 Leverage Politics
- 7.5.4 Accountability Politics
- 7.6.The Campaign's Influence on Decision-Makers
- 7.6.1 Points of Access to Decision-Makers
- 7.6.2 The Network's Success in Europe and Turkey
- 7.7.Conclusion
- Acknowledgements
- References
- 8 Interaction of Chinese Institutions with Host Governments in Dam Construction: The Bui Dam in Ghana
- Abstract
- 8.1.Introduction
- 8.2.The Role of Hydropower in Ghana's Energy/Electricity Sector
- 8.3.Planning of the Bui Dam
- 8.4.Project Planning and Clearance Procedures
- 8.5.Ghanaian Environmental Impact Assessment Regulations
- 8.5.1 Role of International Norms in Ghana's Environmental Impact Assessment Process
- 8.5.2 Status of Social and Environmental Impact Assessment in the Project Cycle
- 8.6.Ghanaian Regulations on Compensation and Resettlement
- 8.6.1 Legal Basis and Planning Recommendations
- 8.6.2 Implementation of Planning Recommendations
- 8.6.3 Information Politics
- 8.6.4 Rehabilitation of Livelihoods
- 8.7.The Role of Chinese Agencies: Financing and Construction Under EPC Contract Arrangements
- 8.7.1 Sinohydro's Responsibilities
- 8.7.2 Terms of the Loan Agreements
- 8.7.3 Procedures Leading to the Loan Agreements
- 8.7.4 Responsibilities of Sinohydro Under a Construction Management Plan
- 8.8.Summary and Conclusion
- Acknowledgments
- References
- 9 Hydropower Planning in Informal Institutional Settings: Chinese Institutions and the Failure of Environmental and Social Regulation in Cambodia
- Abstract
- 9.1.Introduction
- 9.2.The Role of Chinese Investment in Cambodia
- 9.3.Cambodia's Energy Situation and the Role of Hydropower Development
- 9.4.Planning Processes for Dams
- 9.4.1 Investment Approval Process
- 9.5.Environmental Impact Assessment Procedure
- 9.5.1 How Effective is the EIA Regime?
- 9.6.Expropriation and Resettlement
- 9.7.Planning and Financing for the Kamchay Dam
- 9.7.1 Financing for the Kamchay Dam
- 9.7.2 Environmental and Social Effects of the Kamchay Dam
- 9.7.3 Public Participation
- 9.7.4 Livelihoods and Compensation
- 9.8.Conclusion
- Acknowledgments
- References
- 10 German Development Cooperation and the World Commission on Dams
- Abstract
- 10.1.Introduction
- 10.2.Policy Responses
- 10.2.1 Support During the Preparation of the WCD's Recommendations
- 10.2.2 Response After Publication
- 10.2.3 The WCD in the Policy Framework of German Development Cooperation
- 10.3.Implementation Channels
- 10.3.1 Promoting National Dialogues on Implementation
- 10.3.2 Dialogue in Germany on the Integration of the WCD's Recommendations into Bilateral Cooperation
- 10.3.3 Integration into Bilateral Development Cooperation
- 10.3.3.1 Integration of the WCD's Recommendations into Technical Cooperation
- 10.3.3.2 Integration of the WCD's Recommendations into Financial Cooperation
- 10.3.3.3 Integrating the WCD's Recommendations into Export Credit Guarantees
- 10.3.4 Promoting and Supporting the WCD's Recommendations in Multilateral Institutions
- 10.3.5 Promotion of International Standard-Setting and Sector Dialogues
- 10.4.Experience of Implementing the WCD's Standards
- 10.4.1 Strategic Priority: Gaining Public Acceptance
- 10.4.2 Strategic Priority: Comprehensive Options Assessment
- 10.4.3 Strategic Priority: Sustaining Rivers and Livelihoods
- 10.4.4 Strategic Priority: Addressing Existing Dams
- 10.4.5 Strategic Priority: Recognising Entitlements and Sharing Benefits
- 10.4.6 Strategic Priority: Ensuring Compliance
- 10.4.7 Strategic Priority: Sharing Rivers for Peace, Development and Security
- 10.5.Résumé
- References
- 11 Have International Sustainability Norms Reached the Emerging Economies? Evidence from Dams in Brazil, China, India and Turkey
- 11.1.International Embeddedness
- 11.2.Social Mobilisation
- 11.3.Leverage Through International and Domestic Technology and Development Partners
- 11.4.Conclusion
- References
- Index
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