
Constructive Interventions
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Content
- Intro
- Title Page
- Copyright Page
- Table of Contents
- Preface
- Aims and Design of the Book
- 1. Conflict Resolution
- 2. Third Parties
- 3. International ADR/Mediation
- 4. United Nations
- 5. Circle Chart Analysis
- Chapter 1 Determining Adequate Perspectives
- 1. The Challenge of Improving Conflict Resolution
- 2. Definition of Terms
- 2.1 Conflict and Dispute
- 2.1.1 Conflict
- 2.1.2 Dispute
- 2.1.2.1 Definition in the Jurisprudence of PCIJ and ICJ
- 2.1.2.2 Definition in Academic Writing
- 2.1.2.3 The Aspect of Justiciability
- 2.1.3 Separation of Dispute from Conflict?
- 2.2 International Character
- 2.2.1 Traditional Interstate Conflicts
- 2.2.2 Involvement of International Actors Other than States
- 2.2.3 Subject Matter of International Quality
- 2.2.4 Processes of Internationalization of Conflicts
- 2.2.5 Conclusion
- 2.3 Settlement and Resolution
- 2.3.1 Method of Reaction
- 2.3.2 Level or Substantive Depth
- 2.3.3 Conclusion
- 2.4 Intervention
- 2.4.1 Definitions
- 2.4.2 Conclusion
- 2.5 Definition of Third Party/Forms of Intervention/Interest
- 2.5.1 Principal Party and Third Party
- 2.5.2 Horizontal or Vertical Intervention
- 2.5.3 Concept of Interests
- 3. Possible Departure Points
- 3.1 Focus on Existing Legal Provisions
- 3.1.1 Background
- 3.1.2 Illustrations
- 3.1.2.1 Dispute Settlement System of the UN
- 3.1.2.2 Specialized Regime: UNCLOS Dispute Settlement
- 3.1.2.3 Specialized Regime: WTO Dispute Settlement
- 3.1.3 Conclusion
- 3.2 Focus on Conflict Subject Matter
- 3.2.1 Background
- 3.2.2 Illustration
- 3.2.2.1 Environmental Conflicts
- 3.2.2.2 Ethnic Conflicts
- 3.2.2.3 Territory and Boundary Conflicts
- 3.2.3 Conclusion
- 3.3 Focus on Regional Approaches to Conflict
- 3.3.1 Background
- 3.3.2 Illustration: Conflict in Africa
- 3.3.2.1 Difficult Geopolitical Preconditions
- 3.3.2.2 Organization of African Unity (Now African Union)
- 3.3.2.3 Attempts to Identify the Core of African Conflict: Identity Issues
- 3.3.3 Conclusion
- 3.4 Focus on Contemporary Conflict Context
- 3.4.1 Background
- 3.4.2 Illustration: Observations on Conflict
- 3.4.2.1 Emergence of Non-State Actors
- 3.4.2.2 Internationalization of Conflict
- 3.4.2.3 Multipolar Nature of Conflicts
- 3.4.2.4 Emergence of Interested International Community
- 3.4.2.5 Likelihood of Interventions
- 3.4.2.6 Global Externalities
- 3.4.2.7 Global Communication Technology
- 3.4.2.8 Ideological Elements of Conflict
- 3.4.2.9 Intercultural Elements of Conflict
- 3.4.3 Conclusion
- 3.5 Comparison of the Four Approaches
- 4. Summary and Further Perspective
- Chapter 2 Third Parties and Conflicts
- 1. Complex Interdependence and Conflict
- 1.1 Structural Elements of Interdependence
- 1.1.1 Normative Element: Legal Orders and New Obligations
- 1.1.2 Economic Element: Integration of Economic Systems
- 1.1.3 Cultural Element: The Spreading of Images and Values
- 1.1.4 Value-Related Element: Human Rights and Democratization
- 1.1.5 Connecting Conflict and Interdependence
- 1.2 Third Party Conflict Intervention
- 1.2.1 Conflict-Related Paradigms Under Review
- 1.2.1.1 Bilateral, State-Focused Definition of Conflict
- 1.2.1.2 Symbolic Role of International Community in Conflicts
- 1.2.1.3 Redefinition of (Non-)Intervention
- 1.2.2 Resulting Focus of Analysis
- 2. Developing a Working Definition of a Third Party
- 2.1 Traditional Approach to Defining a Third Party
- 2.1.1 Vienna Convention on Law of Treaties
- 2.1.2 International Disputes and Adjudication
- 2.2 Contextual Approach to Defining Third Party
- 2.2.1 Treaties and Third Parties
- 2.2.2 Conflicts and Third Parties
- 2.3 Tentative Working Definition of Third Party
- 2.3.1 'Contemporization' of the Term Third Party
- 2.3.2 The Concept of Interests
- 2.3.3 Working Definition
- 3. Structuring Third Party Intervention in Conflict
- 3.1 Defining Categories of Third Party Conflict Intervention
- 3.2 Comments on the Contemporary System
- 3.2.1 Institutionalized Intervention and the ICJ
- 3.2.1.1 Vertical Intervention - Prevalence of Consensus
- 3.2.1.2 Horizontal Intervention - Articles 62 and 63
- 3.2.1.3 Horizontal Intervention: Indispensable Third Parties?
- 3.2.1.4 The Amicus Curiae Debate
- 3.2.1.5 Implications for the ICJ
- 3.2.2 Non-Institutionalized Conflict Resolution
- 3.2.2.1 Vertical Third Party Intervention
- 3.2.2.2 Horizontal Third Party Intervention
- 3.3 Conclusion - The Adaptation Gap
- 4. Demands for Adequate Third Party Conflict Roles
- 4.1 Systemic Perspective of Formulating Concrete Demands
- 4.2 Concrete Elements of Third Party Conflict Intervention
- 4.2.1 Detecting All Relevant Third Party Interests in Conflicts
- 4.2.2 Ensuring Explicit Role of International Community
- 4.2.3 Facilitating Horizontal Conflict Intervention
- 4.2.4 Facilitating Vertical, Constructive Conflict Intervention
- 4.2.5 Clarifying Form of Intervention
- 5. Summary and Further Perspective
- Chapter 3 Adjudication and ADR
- 1. Procedural Forum for Structural Changes
- 2. Transfer: Domestic and International ADR
- 2.1 Different Spheres of ADR
- 2.2 Guiding Aspects of International Conflicts
- 2.2.1 Effects of Sovereignty
- 2.2.2 Nature of Parties
- 2.2.3 Special Regimes: Human Rights
- 2.2.4 The Time Factor
- 2.3 Conclusion
- 3. Spectrum of Peaceful Conflict Resolution Methods
- 3.1 Existing Spectrum of Third Party Roles in Conflict
- 3.2 Basic Differentiation
- 3.2.1 Adjudication and Judicial Proceedings
- 3.2.2 ADR Proceedings
- 3.2.3 Arbitration and Quasi-Judicial Proceedings
- 4. The Role of Adjudication in International Conflicts
- 4.1 Observations about The International Court of Justice
- 4.2 Advantages of Adjudication in National Legal Systems
- 4.2.1 Disposition of the Dispute
- 4.2.2 Principled and Rational Process Parameters
- 4.2.3 Impartiality of the Judiciary
- 4.2.4 Precedential and System-Reinforcing Effects
- 4.2.5 Public Incentive to Private Settlement
- 4.3 Advantages of Adjudication in International Legal System
- 4.3.1 Transfer of Insights from Domestic Adjudication
- 4.3.2 Specific Advantages of International Adjudication
- 4.4 Limits of Adjudication in National Legal Systems
- 4.4.1 Zero-Sum or Win-Lose Nature
- 4.4.2 Unpredictability
- 4.4.3 Imposition of Judgment
- 4.4.4 Adversarial Escalatory Nature
- 4.4.5 Artificial Reduction of Complexity
- 4.5 Limits of International Adjudication
- 4.5.1 Transfer from Domestic Adjudication
- 4.5.2 Specific Limits of International Adjudication
- 4.5.2.1 Proliferation of Tribunals
- 4.5.2.2 Unwillingness of States to Submit
- 4.5.2.3 Adverse Precedential Effects
- 4.5.2.4 Lack of Enforcement Mechanisms
- 4.5.2.5 Costs, Inconvenience and Delay
- 4.5.2.6 Threshold for Small State Applicants
- 4.5.2.7 Lack of Standing of Non-State Actors
- 4.5.2.8 Incapacity as Fact-Finding Organ
- 4.5.3 Limits of International Adjudication in Violent Conflicts
- 4.5.3.1 Participants
- 4.5.3.2 Substance of Conflict
- 4.5.3.3 Sensitivity of Defense Issues
- 4.5.3.4 Overlap with UN Security Council Role
- 4.5.3.5 Limited Fact-Finding Capacity
- 4.6 Comments on International Arbitration
- 4.7 Conclusion
- 5. The Role of ADR in International Conflicts
- 5.1 Background Observations
- 5.1.1 International Diplomacy and ADR
- 5.1.2 The Emergence of Conflict Science and ADR
- 5.1.2.1 Emergence of ADR in the United States
- 5.1.2.2 Multidisciplinary Conflict Resolution Theory
- 5.1.3 Cognitive Psychology and Negotiation Analysis
- 5.1.3.1 Cognitive Psychology
- 5.1.3.2 Negotiation Analysis
- 5.1.3.3 Comment
- 5.2 Advantages of ADR in Domestic Settings
- 5.2.1 Party Autonomy
- 5.2.2 Win-Win Character
- 5.2.3 Enduring, Interest-Based Settlements
- 5.2.4 Structure for Coping with Complexity
- 5.2.5 Working with Cognitive Errors
- 5.2.6 Process and Outcome Flexibility
- 5.2.7 Linking Different Issues
- 5.2.8 Costs
- 5.2.9 Confidentiality
- 5.2.10 Relationship Aspect
- 5.3 Advantages of ADR in the International Setting
- 5.3.1 Transfer of Insights from Domestic Settings
- 5.3.2 Specific Advantages of International ADR
- 5.4 Limits of ADR in Domestic Settings
- 5.4.1 Privatization or Denial of Justice
- 5.4.2 Lack of Procedural Clarity
- 5.4.3 Undercutting of Protective Minimum Standards
- 5.4.4 Lack of Enforcement Framework
- 5.4.5 Prejudicing Own Case for Adjudication
- 5.4.6 Lack of Transparency
- 5.4.7 Power Asymmetries
- 5.5 Limits of International ADR
- 5.5.1 Transfer of Insights from Domestic ADR
- 5.5.2 Specific Limits of International ADR
- 5.5.2.1 Prevalence of Bias and Power in Intermediary Efforts
- 5.5.2.2 Danger of War
- 5.5.2.3 Cultural Clashes
- 5.5.2.4 Non-Recognition
- 5.5.3 Limits of ADR in Violent Conflicts
- 5.6 Conclusion
- 6. Synopsis of International ADR Techniques
- 6.1 Status Quo of Negotiation in the ADR Context
- 6.2 Non-Adjudicative Third Party Functions
- 6.2.1 Mediation
- 6.2.2 Conciliation
- 6.2.3 Inquiry and Fact-Finding
- 6.2.4 Good Offices
- 6.2.5 Recourse to Regional Organizations
- 6.2.6 Consultation
- 6.2.7 Track Two Diplomacy: Problem Solving Workshops
- 6.2.8 Truth Commissions
- 6.3 Structuring and Reducing the Spectrum
- 7. Consequences
- 7.1 Categories and Parameters
- 7.2 Suitability of International Adjudication
- 7.2.1 Clear Definition of Conflict as Dispute
- 7.2.2 Outcome Indifference
- 7.2.3 Refusal of Conflict Parties to Communicate
- 7.2.4 Decisive Legal Background
- 7.2.5 Buying Time
- 7.2.6 Human Rights Background: Minimum Guarantee Contexts
- 7.2.7 Specific Regions
- 7.3 Suitability of International ADR
- 7.3.1 Multipolar Conflicts
- 7.3.2 Relative Power Parity
- 7.3.3 Relevance of (State and Non-State) Third Parties
- 7.3.4 Long-Term Relationship
- 7.3.5 Opportunity for Issue Linkage
- 7.4 ADR as Procedural Forum for Structural Changes
- 7.4.1 Idea of Integrated Models
- 7.4.2 Focus on ADR and Mediation
- 7.4.2.1 Integration of Numerous and Various Actors
- 7.4.2.2 Relevance of Interests
- 7.4.2.3 Reflection of Substantive and Social Complexity
- 7.4.2.4 Reflection Tradeoff Intervention/Sovereignty
- 7.4.2.5 Allowing Adequate Role of Third Parties
- 7.4.2.6 Allowing Particular Role of International Community
- 7.4.2.7 Responding to Cognitive Barriers
- 7.4.2.8 Responding to Intercultural Elements
- 7.5 Conclusion
- 8. Summary and Further Perspective
- Chapter 4 Analyzing International Mediation
- 1. Conceptual Diversity - Conceptual Confusion
- 2. Scenarios Referred to as 'International Mediations'
- 2.1 Middle East Conflict
- 2.1.1 Camp David
- 2.1.2 Oslo Accords
- 2.2 Bosnia
- 3. Mediation Activities within UN Context
- 3.1 UN Mediation: Status Quo and Experience
- 3.1.1 Exceptional Status
- 3.1.2 UN Mediation Mechanisms and Actors
- 3.1.3 Observations on Cases, Successes and Failures
- 3.2 Internal UN Mediation Structure
- 3.3 Recent Initiatives
- 3.3.1 An Agenda for Peace
- 3.3.2 Panel on UN Peace Operations
- 3.3.3 High-Level Panel on Threats, Challenges and Change
- 3.3.4 2005 World Summit Outcome
- 3.4 Conclusion
- 4. Concepts of Categorizing International Mediation
- 4.1 Small Shared Conceptual Ground
- 4.2 Different Concepts of Categorizing Mediation
- 4.2.1 Louis Kriesberg
- 4.2.1.1 Traditional Mediation
- 4.2.1.2 Problem-Solving Mediation
- 4.2.2 Baruch Bush and Folger: Transformative Mediation
- 4.2.3 Marieke Kleiboer
- 4.2.3.1 Power-Brokerage
- 4.2.3.2 Domination
- 4.2.3.3 Problem-Solving
- 4.2.3.4 Restructuring Relationships
- 4.2.4 Conny Peck
- 4.2.4.1 Power-Based
- 4.2.4.2 Rights-Based
- 4.2.4.3 Interest-Based
- 4.2.5 Touval and Zartman
- 4.2.5.1 Facilitation
- 4.2.5.2 Formulation
- 4.2.5.3 Manipulation
- 4.2.6 Implications for Categorizing Mediation
- 4.3 Spectrum of Mediation Forms
- 5. Focus on Interest-Based, Facilitative Mediation
- 5.1 Excluding Power Mediation
- 5.2 The Essential Role of Parties' Interests
- 5.3 The Essential Role of Impartiality and Facilitation
- 5.4 Model of Interest-Based, Facilitative Mediation
- 6. Conceptual Parameters of Interest-Based, Facilitative Mediation
- 6.1 Attributes
- 6.1.1 Neutrality and Impartiality
- 6.1.2 Mediator Strength and Resources
- 6.1.3 Standing/Rank
- 6.1.4 Degree of Cultural Proximity
- 6.1.5 Conclusion
- 6.2 (Institutional) Background of Mediator
- 6.2.1 Individual Person(s)
- 6.2.2 Representative(s) of States
- 6.2.3 Representative(s) of Regional Organizations
- 6.2.4 Representative(s) of United Nations
- 6.2.5 Representative(s) of other Non-State Entities
- 6.2.6 Implications for Interest-Based, Facilitative Mediation
- 6.3 Parties
- 6.3.1 Nature of Parties
- 6.3.2 Representation of Entities Involved
- 6.3.3 Number of Parties
- 6.4 Time of Intervention
- 6.5 Mediation Success
- 6.6 Phase Model, Mediator Roles and Techniques
- 6.6.1 Phase Model of Interest-Based, Facilitative Mediation
- 6.6.2 Resulting Mediator Roles and Techniques
- 7. Summary and Further Perspective
- Chapter 5 Implementation of Observations
- 1. Methods to Realize Change
- 1.1 Methods to Influence Behavior
- 1.1.1 Normative Approaches
- 1.1.2 Economic Rationale
- 1.1.2.1 Effective Threat of Sanctions
- 1.1.2.2 Positive Incentives
- 1.1.3 Initially Facilitative Regimes
- 1.2 Discussion and Implications
- 2. Example: Mediation and Transitional Justice
- 2.1 Background
- 2.2 Application of Mediation in the Transitional Justice Context
- 2.2.1 Mediating Peace and Justice
- 2.2.1.1 Role of Mediation in the Justice Process
- 2.2.1.2 Role of Mediation in Establishing Facts
- 2.2.1.3 Role of Mediation in Determining Reparations
- 2.2.1.4 Role of Mediation in the Process of Healing
- 2.2.1.5 Role of Mediation in Institutional Reforms
- 2.2.2 Mediating the Framework of Intervention
- 2.2.2.1 Coordinating the Actors
- 2.2.2.2 Designing the Process
- 2.3 Eliciting Interests and Defining Priorities
- 2.3.1 Matrix of Interests
- 2.3.1.1 Interests of the Individual Victims
- 2.3.1.2 Interests of the Society in Transition
- 2.3.1.3 Interests of the International Community
- 2.3.1.4 Interests of Former Perpetrators
- 2.3.2 Observations
- 2.3.3 Prioritizing Competing Interests
- 2.4 Conclusion
- 3. Aims, Principles, and Suggestions for Implementation
- 3.1 Establishing a More Holistic Perception of Conflict
- 3.2 Establishing a More Sophisticated Perception of ADR
- 3.3 Conceptualizing Interplay between Adjudication and ADR
- 3.3.1 Structured and Informed Choice between Techniques
- 3.3.2 Proposed Sequence of Mechanisms
- 3.3.3 Strengthening an Integrated System of Intervention
- 3.4 Design Principles for Conflict-Resolution Institutions
- 3.5 Improving UN Dispute Settlement
- 3.5.1 Streamlining and Strengthening Existing System
- 3.5.1.1 Limiting the Free Choice of Means
- 3.5.1.2 Focus on Specific Model: Interest-Based Orientation
- 3.5.2 Enhancing the Role of UN Mediation Support Unit
- 3.5.3 Establishing Conflict Prevention and Resolution Centers?
- 3.5.4 Better Coordination within UN
- 3.5.5 Extensive Knowledge Sharing
- 3.6 Fostering Interest-Based Mediation in General
- 3.6.1 Research on Specific Conflict (Resolution) Scenarios
- 3.6.2 Codifying Procedure of Interest-Based Mediation
- 3.6.3 Codifying Code of Conduct for Mediators
- 3.6.4 Teaching Mediation Skills
- 3.6.5 Establishing Mediation Networks
- 4. Summary
- Chapter 6 Summary
- 1. Summary
- 2. Collection of Propositions Resulting From This Book
- 3. Zusammenfassung
- 4. Thesenhafte Zusammenstellung der Ergebnisse
- Index
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