
The NTL Handbook of Organization Development and Change
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Figures, Tables, and Exhibits vii
Foreword xiii Edith Whitfield Seashore and Charles Seashore
Dedication xxiii
Acknowledgments xxv
Introduction: Getting the Most from This Book xxix
PART ONE: ORGANIZATION DEVELOPMENT AS A PROFESSION AND FIELD OF PRACTICE 1
1. Organization Development as an Evolving Field of Practice 3 Robert J. Marshak
2. A History of Organization Development 25 Stanley R. Hinckley, Jr.
3. Values, Ethics, and OD Practice 45 David Jamieson and William Gellermann
4. Action Research in Organization Development: History, Methods, Implications, and New Developments 67 David Kiel
5. System Perspectives and Organization Development 85 Patricia Bidol-Padva and John Nkum
6. Use of Self as an OD Practitioner 105 Mary Ann Rainey and Brenda B. Jones
PART TWO: PERSPECTIVES ON ORGANIZATION DEVELOPMENT PRACTICE 127
7. OD Map: The Essence of Organization Development 129 Ted Tschudy
8. The Organization Development (OD) Consulting Process 153 Susan M. Gallant and Daisy Ríos
9. Theory and Practice of Multicultural Organization Development 175 Bailey W. Jackson
10. Dialogic Organization Development 193 Gervase R. Bushe and Robert J. Marshak
11. Sustainable Organization Development 213 Bauback Yeganeh and Ante Glavas
PART THREE: ORGANIZATION CHANGE, LEADERSHIP, AND CULTURE 231
12. A Framework for Change: Capacity, Competency, and Capability 233 Brenda B. Jones
13. Organization Change Theories and Models 255 Michael Brazzel
14. Organizational Change Processes 283 Sonia Côté and Ed Mayhew
15. Tapping the Power of Emergent Change 305 Jill Hinson and David Osborne
16. Organization Leadership: Leading in a Learning Way 329 Mary Ann Rainey and David A. Kolb
17. Culture Assessment as an OD Intervention 349 Edgar H. Schein
PART FOUR: WORKING WITH GROUPS AND INDIVIDUALS 361
18. The Natural Development of Work Groups: Emergent Leadership 363 Donald T. Brown
19. Working with Groups in Organizations 385 Matt Minahan
20. Large Group Interventions 407 Barbara Benedict Bunker and Billie T. Alban
21. Working with Individuals in Organizations: Coaching, Facilitating Interaction with Others, and Strategic Advising 429 Edwin C. Nevis, Jonno Hanafin, and Mary Ann Rainey
PART FIVE: MULTICULTURAL PERSPECTIVES 445
22. Diversity and Inclusion in Organizational Practice 447 Ilene Wasserman, Placida Gallegos, and Erin Taylor
23. Borders and Boundaries: Cross-Cultural Perspectives for OD Practitioners 467 Seán Gaffney
24. Global OD Practice: The Legacy of Colonialism and Oppression 483 Anne H. Litwin
25. Appreciative Inquiry as an Organization Development and Diversity Process 499 Cathy L. Royal
26. Developing Multicultural Organizations: An Application of the Multicultural OD Model 517 Evangelina Holvino
PART SIX: AREAS OF FOCUS IN ORGANIZATION DEVELOPMENT 535
27. OD Practitioners as Agents of Social Change 537 Mark Leach and Robin Katcher
28. The Power of Emotional Intelligence and How to Create Resonance at Work 559 Annie McKee and Frances Johnston
29. Organization Network Dynamics and Analysis 581 Maya Townsend
30. Working with Energy in Organizations 605 Juliann Spoth
31. Learning Systems and Organization Development 625 Anthony J. DiBella
PART SEVEN: THE PRESENT AND FUTURE OF Organization Development 641
32. Kurt Lewin: Some Reflections 643 Mary Ann Rainey
33. A Lewinian Lens on OD's "Emerging Now" 649 Lennox E. Joseph and Jean E. Neumann
34. The Future of Organization Development in a VUCA World 659 Roland E. Livingston
About the Editors 673
About the Contributors 675
Name Index 685
Subject Index 695
FOREWORD
In the first edition of this book, we were writing this foreword from Bethel, Maine, the original site of the NTL Institute. Today, we are writing from our home in the San Francisco Bay Area community of Emeryville. Our use of Gould Academy and the Founders House in Bethel is now part of our history and NTL’s. And our history as part of the Adult Education Division of the National Education Association has drifted into history as NTL’s focus has expanded from small group and community development to organization development.
National is the word that seems to represent the tentative or conservative nature of the original group and a reluctance to assert that the methods and practices might somehow reach around the globe. There had always been broad interest in the work of international colleagues, even though the membership and programs focused in the main on domestic audiences. Training, by contrast, was a strong word that came from the work of Ronald Lippitt in his counterinsurgency training in Indochina during World War II. It was descriptive of the positive outcome of the process of learning by doing through skill exercises that involved feedback and reflection. Laboratory captured the essence of the work of Kurt Lewin, Lee Bradford, Ron Lippitt, and Ken Benne, the four founders of NTL, who articulated the need for action research through experiential learning.
Groups, however, were the one thing the founders were sure about. Small group process was the major focus in the early years of NTL: group dynamics, group development, and group research. Basic skill training groups (the name was soon shortened to T-groups) were viewed as the center of the learning laboratory. Learning objectives focused on the link between individual contributions in the dynamics of the group and the processes of the larger community; groups became the building blocks in applying democratic principles of participation in decision making and the world of action. Groups were seen as having the same critical elements for members working in a variety of settings: community, industry, education, and volunteer organizations. Specifically, distributed power, influence, and leadership were key elements in managing groups and organizations in the aftermath of World War II.
All of the key words in the original name find their way into the chapters of this book and represent the base from which our particular branch of organization development has evolved.
The role of the founders of NTL was critical in grounding all of these ideas and skills in an action research format. They outlined and evolved a process of reflective learning that changed adult education in general and constituted the base for the future of training and organization development. They brought their experience in role playing, simulations, and skill practice in cross-cultural scenarios together with the creative techniques for wide participation in the precursors of Future Search and Whole System Change. They combined the educational philosophy of John Dewey with a concern for ethics and democratic values, which was a compass that is still used to assess the values and ethics of planned change. The wide participation of all levels and functions in organization change led to the evolution of organizational culture change methodologies.
Democratic process was the key to all of these pioneers who conceived of the early programs in Bethel. This place was chosen because it met the requirements of Lewin for a cultural island: an island devoted to research and laboratory training; an island that looked and felt a lot like Brigadoon; an island hard to get to and even harder to leave; an island where people could explore new ideas for changing their own behavior and their visions of change outside of the constraints of their everyday environments.
As NTL members working with group development began to realize that groups were microcosms of organizations, they began to realize that the work being focused in improving the functioning of groups could be expanded to include the improved processes of organizations. Thus, in the 1960s, NTL added organization development to its programs and research studies; changed its name to the NTL Institute; and became a separate organization, leaving the protective umbrella of the Adult Education Division of the National Education Association. A new era had begun, in which organization development would blossom and flourish and gradually distinguish itself from the focus on individual and group development.
We were fortunate to be early second-generation members of NTL. Edie arrived in Bethel in 1950 and Charlie showed up in 1957 as a research assistant. We met when Charlie participated in a T-group in which Edie was co-training, and our relationship with each other and Bethel has continued to this day. Our combined hundred-plus summers in Bethel and twenty-five years as faculty with the American University/NTL Master’s Program in OD have spanned much of the history of the field of organization development as we know it. Our exposure to many of the pioneers in the field has given us a perspective that we want to share on the occasion of publication of this notable and important book connecting group development, participative leadership, experiential learning, and organization development.
Six decades ago, seeds were planted here in Bethel that became significant roots for the field of organization development. Those roots included not only well-known theorists and practitioners but also those people who have extended leadership to the organizations that embraced, expanded, and shaped the current state of the field of organization development. Among them are the Organization Development Network (ODN); the Organization Development Institute (ODI); and significant divisions of many other professional organizations: the American Society for Training and Development (ASTD), the Academy of Management (AOM), and the many universities that developed OD master’s and doctoral programs.
The taproot of OD that influenced the formation of NTL, and virtually all of the chapters in this book, goes back to Kurt Lewin. His work charted the way for much of what is widely shared by the many practitioners of our field. It also laid the groundwork for the differences and some of the uniqueness that characterize each scholar-practitioner’s approach to our work. Philosophically and pragmatically, Lewin and his colleagues contributed the conception of individuals and their social relationships existing within a field of forces rather than the Aristotelian and Newtonian conceptions of simple cause and effect. This was an adaptation that Lewin made from field theory in physics. It served to open up the possibilities of action research and intervention in creating planned social change at all levels of systems. Lewin’s basic formula of B = f [P,E] was shorthand for “behavior is a function of personal characteristics and the environment.” This highlighted the importance of understanding how creating changes in the environment of a relationship, a group, or an organization could be an extremely powerful force in determining an individual’s behavior, the outcome of group processes, and larger systems dynamics.
As a pioneer social psychologist, Lewin came to the United States in reaction to Hitler’s persecution of Jews. His work was at the heart of the interdisciplinary movement in the pursuit of meaningful social change. World War II also heightened the deep hunger for structures and processes that would give hope to the idea of world peace. Shortly after the armistice, Lewin’s Research Center for Group Dynamics was established at MIT and then moved to the University of Michigan following his death in early 1947. Rensis Likert brought leadership to the Survey Research Center and the umbrella organization, called the Institute for Social Research. Meanwhile, in other developments on the group process front, sociodrama and sociometry were flourishing under Jacob and Zerka Moreno, and the Tavistock Institute in London was exploring the relevance of psychoanalytic theory to group process and social change. Revolutionary ideas were simultaneously being explored in the fields of adult education, leadership, psychiatry, management, and community development.
Experiential learning was in the spirit of many of these innovations, as was the use of systematic data gathering as part of action research and the field of strategic planning. Social scientists who had been active in the war effort in both the military and the civilian sectors were fired up with the opportunity to reinvent democracy, put a new take on social justice, and experiment with applying scientific methods to human affairs, especially individual development and social relationships that form the backbone for exercising leadership in small groups, organizations, and communities. The concept of feedback, informed by the work of Norbert Weiner and colleagues in the field of cybernetics, became an integral part of the exercise of leadership and the processes of the management of change. The implications of new technology were additional challenges to the understanding of process management in successful task achievement. The foundations of sociotechnical systems work flowed out of the wartime experiences of Bion and others in the Tavistock Institute in London. All of this work is still relevant to the issues that have arisen in the approaches to improved efficiency and effectiveness promised in change management strategies.
The critical values underlying that work still inform the world of organization development. It is the expression of those values that you see...
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