Official Commentary on the UNIDROIT Convention on Substantive Rules for Intermediated Securities
1st Edition
Published on 8. March 2012
316 pages
978-0-19-163077-4 (ISBN)
Description
This official UNIDROIT commentary provides the most authoritative guidance on the interpretation and practical application of the Geneva Securities Convention which harmonises the law relating to book-entry securities.
More details
Other editions
Additional editions
Hideki Kanda | Charles Mooney | Luc Thevenoz
Official Commentary on the UNIDROIT Convention on Substantive Rules for Intermediated Securities
Book
03/2012
1st Edition
Oxford University Press
€324.98
Shipment within 15-20 days
Content
- Cover
- Contents
- List of contributors
- List of abbreviations
- Table of conventions
- General Introduction
- Official Commentary on the UNIDROIT Convention on Substantive Rules for Intermediated Securities
- Preamble
- Chapter I-Definitions, sphere of application and interpretation
- Article 1 Definitions
- Article 2 Sphere of application
- Article 3 Applicability of declarations
- Article 4 Principles of interpretation
- Article 5 Central bank and regulated intermediaries
- Article 6 Excluded functions
- Article 7 Performance of functions of intermediaries by other persons
- Article 8 Relationship with issuers
- Chapter II-Rights of the account holder
- Article 9 Intermediated securities
- Article 10 Measures to enable the exercise of rights
- Chapter III-Transfer of intermediated securities
- Article 11 Acquisition and disposition by debit and credit
- Article 12 Acquisition and disposition by other methods
- Article 13 Acquisition and disposition under non-Convention law
- Article 14 Effectiveness in insolvency
- Article 15 Unauthorised dispositions
- Article 16 Invalidity, reversal and conditions
- Article 17 Terms used in Chapter III
- Article 18 Acquisition by an innocent person
- Article 19 Priority among competing interests
- Article 20 Priority of interests granted by an intermediary
- Chapter IV-Integrity of the intermediated holding system
- Article 21 Effectiveness in the insolvency of the relevant intermediary
- Article 22 Prohibition of upper-tier attachment
- Article 23 Instructions to the intermediary
- Article 24 Holding or availability of sufficient securities
- Article 25 Allocation of securities to account holders' rights
- Article 26 Loss sharing in case of insolvency of the intermediary
- Article 27 Insolvency of system operator or participant
- Article 28 Obligations and liability of intermediaries
- Article 29 Position of issuers of securities
- Article 30 Set-off
- Chapter V-Special provisions in relation to collateral transactions
- Article 31 Scope of application and defi nitions in Chapter V
- Article 32 Recognition of title transfer collateral agreements
- Article 33 Enforcement
- Article 34 Right to use collateral securities
- Article 35 Requirements of non-Convention law relating to enforcement
- Article 36 Top-up or substitution of collateral
- Article 37 Certain insolvency provisions disapplied
- Article 38 Declarations in relation to Chapter V
- Chapter VI-Transitional provision
- Article 39 Priority
- Chapter VII-Final provisions
- Article 40 Signature, ratification, acceptance, approval or accession
- Article 41 Regional Economic Integration Organisations
- Article 42 Entry into force
- Article 43 Territorial units
- Article 44 Reservations
- Article 45 Declarations
- Article 46 Denunciations
- Article 47 Evaluation meetings, revision Conferences and related matters
- Article 48 Depositary and its functions
- Annex 1: English and French texts of the UNIDROIT Convention on Substantive Rules for Intermediated Securities
- Annex 2: Final Act of the fi rst session of the diplomatic Conference
- Annex 3: Final Act of the final session of the diplomatic Conference
- Index
- A
- B
- C
- D
- E
- F
- I
- K
- L
- N
- O
- P
- R
- S
- T
- U
- V
- Z
