
Functionalism and Grammar
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The book is divided into nine chapters: 1. Prospectus, somewhat jaundiced (overview)
2. Markedness as meta-iconicity: Distributional and cognitive correlates of syntactic structure
3. The functional basis of grammatical typology
4. Modal prototypes of truth and action
5. Taking structure seriously: Constituency and the VP node
6. Taking structure seriously II: Grammatical relations and clause union
7. The distribution of grammar in text: On interpreting conditional associations
8. Coming to terms with cognition: Coherence in text vs. coherence in mind
9. On the co-evolution of language, mind and brain.
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Content
- FUNCTIONALISM AND GRAMMAR
- Dedication
- Title page
- Copyright page
- Table of contents
- Preface
- 1. Prospectus,Somewhat Jaundiced
- 1.1. Historical notes
- 1.1.1. Antecedence and antecedents
- 1.1.2. The legacy of structuralism
- 1.1.3. Direct descent
- 1.2. From faith to theory
- 1.3. Naive iconism and the reality of formal structure
- 1.4. The mess inbetween discreteness and graduality
- 1.5. Clear distinctions and partial overlaps
- 1.6. Taking cognition and neurology seriously
- 1.7. Typological diversity and language universals
- 1.8. Methodology
- 1.8.1. Intuition and its limits
- 1.8.2. Induction and quantification
- 1.8.3. Deductive reasoning
- 1.8.4. Community
- Notes
- 2. Markedness as Meta-Iconicity:Distributional and Cognitive Correlatesof Syntactic Structure
- 2.1. Introduction
- 2.1.1. Markedness and explanation
- 2.1.2. Brief historical note
- 2.1.3. The context-dependence of markedness
- 2.1.4. Criteria for markedness
- 2.2. Markedness of discourse types
- 2.2.1. Oral-informal vs. written-formal discourse
- 2.2.1.1. Structural complexity
- 2.2.1.2. Frequency distribution
- 2.2.1.3. Cognitive complexity
- 2.2.2. Human-affairs vs. abstract-academic discourse
- 2.2.3. Conversation vs. narrative/procedural discourse
- 2.3. Markedness of clause types
- 2.3.1. Preamble
- 2.3.2. Main vs. subordinate clauses
- 2.3.2.1. Complexity and finiteness
- 2.3.2.1.1. Finiteness in subordinate clauses
- 2.3.2.1.2. Finiteness in conjoined main clauses
- 2.3.2.2. Frequency distribution
- 2.3.2.3. Cognitive complexity
- 2.3.2.4. Other substantive considerations
- 2.3.3. The markedness of speech-act types
- 2.3.3.1. Structural complexity
- 2.3.3.2. Frequency distribution
- 2.3.3.3. Cognitive complexity
- 2.3.3.4. Other substantive considerations
- 2.3.4. Markedness of affirmative and negative clauses
- 2.3.4.1. Structural complexity
- 2.3.4.2. Frequency distribution
- 2.3.4.3. Cognitive complexity
- 2.3.5. Markedness of active and passive voice
- 2.3.5.1. Structural complexity
- 2.3.5.2. Text frequency
- 2.3.5.3. Cognitive complexity
- 2.3.5.4. Other substantive considerations
- 2.4. Markedness of nominal modalities
- 2.4.1. Preamble
- 2.4.2. Case-role and markedness
- 2.4.2.1. The topic hierarchies
- 2.4.2.2. Structural complexity
- 2.4.2.3. Frequency distribution
- 2.4.2.4. Cognitive complexity
- 2.4.3. Referentiality and individuation
- 2.4.4. Definiteness
- 2.4.4.1. Structural complexity
- 2.4.4.2. Frequency distribution
- 2.4.4.3. Cognitive complexity
- 2.4.5. Anaphoric status
- 2.4.5.1. Structural complexity
- 2.4.5.2. Frequency distribution
- 2.4.5.3. Cognitive complexity
- 2.4.6. Topicality and referential continuity
- 2.4.6.1. Continuous vs. discontinuous topics
- 2.4.6.2. Structural complexity
- 2.4.6.3. Frequency distribution
- 2.4.6.4. Cognitive complexity
- 2.5. Markedness of verbal modalities
- 2.5.1. Suggested markedness values
- 2.5.2. Structural complexity
- 2.5.3. Frequency distribution
- 2.5.4. Substantive considerations
- 2.5.4.1. Modality
- 2.5.4.2. Perfectivity
- 2.5.4.3. The perfect
- 2.5.4.3.1. Counter-sequentiality
- 2.5.4.3.2. Relevance
- 2.6. Markedness as meta-iconicity
- 2.6.1. Meta-iconicity and naive iconism
- 2.6.2. Diachronic change and markedness reversal
- 2.6.2.1. Ritualized structure
- 2.6.2.2. Cyclic fluctuations of markedness
- 2.7. Naive functionalism and excess structure
- 2.8. Markedness, cognition and communication
- 2.8.1. Saliency and frequency
- 2.8.2. Cognitive vs. cultural saliency
- Notes
- 3. The Functional Basis of Grammatical Typology
- 3.1. Introduction
- 3.2. The functional basis of grammatical typology
- 3.3. The semantics of transitivity
- 3.4. The pragmatics of de-transitive voice
- 3.5. Definition and measurement of topicality
- 3.5.1. Anaphoric and cataphoric dimensions
- 3.5.2. Quantitative identification of voice constructions
- 3.5.2.1. Topicality measures
- 3.5.2.2. Frequency distribution in text
- 3.5.2.3. Frequency of non-anaphoric agent or patient deletion
- 3.6. Syntactic-typological correlates of de-transitive voice
- 3.6.1. Subjecthood and voice
- 3.6.2. Grammatical relations in the de-transitive clause
- 3.6.2.1. Syntactic demotion
- 3.6.2.2. Syntactic promotion
- 3.6.3. Toward a cross-linguistic typology of inverse constructions
- 3.6.3.1. Syntactic-typological dimensions
- 3.6.3.2. Pronominal (morphological) vs. word-order inverse
- 3.6.3.2.1. Pronominal inverses
- 3.6.3.2.2. Word-order inverses
- 3.6.3.3. Full-NP case marking in the inverse clause
- 3.6.3.4. Obligatory semantic inversion
- 3.6.3.5. Promotional vs. non-promotional inverse
- 3.7. Diachronic change and the typology of inverse
- 3.7.1. The diachronic underpinnings of synchronic typology
- 3.7.2. From word-order inverse to pronominal inverse
- 3.7.3. From pragmatic to semantic inversion
- 3.7.4. From inverse to ergative
- 3.7.5. Diachronic connections between inverse and passive
- 3.7.5.1. From promotional passive to promotional inverse
- 3.7.5.2. From agent-of-inverse to agent-of-passive
- 3.8. Conclusion
- Notes
- 4. Modal Prototypes of Truth and Action
- 4.1. Introduction
- 4.1.1. Perspective
- 4.1.2. Goals
- 4.2. Propositional modalities
- 4.2.1. Traditional view of modality
- 4.2.2. The communicative definition of modality
- 4.3. The distribution of irrealis over grammatical contexts
- 4.3.1. Tense-aspect and irrealis
- 4.3.2. Irrealis-inducing adverbs
- 4.3.3. Irrealis in verb complements
- 4.3.4. Non-declarative speech-acts and irrealis
- 4.3.5. Irrealis in adverbial clauses
- 4.3.6. Modal auxiliaries and the markedness status of the irrealis sub-modes
- 4.4. The distribution of the subjunctive across irrealis subordinate clauses
- 4.4.1. Preamble
- 4.4.2. The subjunctive in verb complements
- 4.4.2.1. The complementation scale
- 4.4.2.2. The subjunctive of weak manipulation
- 4.4.2.3. The subjunctive of low certainty
- 4.4.2.3.1. From deontic to epistemic modality
- 4.4.2.3.2. Unified subjunctive
- 4.4.2.3.3. Split subjunctive
- 4.4.3. The subjunctive in adverbial clauses
- 4.4.3.1. Preamble
- 4.4.3.2. English
- 4.4.3.3. Bemba
- 4.4.3.4. Swahili
- 4.4.3.5. Spanish
- 4.5. The subjunctive in main clauses
- 4.5.1. Preamble
- 4.5.2. The subjunctive of weak manipulation
- 4.5.2.1. English
- 4.5.2.2. Spanish
- 4.5.2.3. Bemba
- 4.5.3. The subjunctive of low certainty
- 4.5.3.1. English
- 4.5.3.2. Spanish
- 4.5.3.3. Bemba
- 4.6. Three subjunctive puzzles
- 4.6.1. Subjunctives in Spanish relative clauses
- 4.6.2. Subjunctive in Spanish factive complements
- 4.6.3. The use of past or perfect as subjunctive forms
- 4.6.3.1. Realis-marked subjunctives
- 4.6.3.2. Past or perfect marked counter-fact clauses
- 4.6.3.3. Explanations
- 4.7. Functional universals and typological variation
- 4.7.1. The reality of irrealis
- 4.7.2. The functional coherence of irrealis
- 4.7.3. The grammatical marking of irrealis and the functional basis of grammatical typology
- 4.7.4. Typological diversity as diachronic source diversity
- 4.8. Conclusion
- Notes
- 5. Taking Structure Seriously, I: Constituency and the VP Node
- 5.1. The grammar denial syndrome
- 5.2. Constituency and hierarchic structure
- 5.3. The VP node
- 5.3.1. Preliminaries
- 5.3.2. Criteria
- 5.4. Joint extraction and joint anaphoric reference
- 5.5. The noun-incorporation argument
- 5.6. Intermezzo: Configurational case-marking
- 5.7. The VSO-language argument
- 5.8. The VP node in multi-verb clauses
- 5.8.1. Preamble
- 5.8.2. Complementation and grammaticalized auxiliaries in embedding languages
- 5.8.3. Complementation and grammaticalized auxiliaries in verb-serializing languages
- 5.8.4. The verb phrase in serial-verb languages
- 5.8.4.1. Configurational accounts of serial clauses
- 5.8.4.2. Verb serialization and the distribution of finite verbal morphology
- 5.8.4.3. The typological chasm
- 5.9. Discussion
- 5.9.1. The generative paradigm as problem generator
- 5.9.2. Constituency and the VP node
- 5.9.3. Alternative means of signalling constituency: Adjacency and morphological binding
- 5.9.4. The reality of grammar
- Notes
- 6. Taking Structure Seriously, II: Grammatical Relations
- 6.1. Introduction
- 6.2. Semantic vs. grammatical case: The dissociation test
- 6.3. Empirical criteria for grammatical relations
- 6.3.1. The prototype clustering approach to categories
- 6.3.2. The clustering approach to grammatical relations
- 6.4. Formal properties of subjects and objects
- 6.4.1. Preamble
- 6.4.2. Overt coding properties
- 6.4.3. Verb-coding of grammatical roles
- 6.4.4. Behavior-and-control properties
- 6.4.4.1. The problem of applicability
- 6.4.4.2. Conflicts with overt coding properties
- 6.4.4.3. Relativization and grammatical relations
- 6.4.4.4. Passivization and grammatical relations
- 6.4.4.5. Equi-NP deletion and grammatical relations
- 6.4.4.6. Reflexives and grammatical relations
- 6.5. Gradations and indeterminacy of grammatical relations
- 6.5.1. Preamble
- 6.5.2. Gradation of direct objecthood
- 6.5.3. Gradation of subjecthood
- 6.5.4. A functional account of cross-language variability: The ranking of formal subject and object properties
- 6.6. Grammatical relations in ergative languages
- 6.6.1. Overt coding properties in ergative languages
- 6.6.1.1. Nominal morphology: Split subject marking
- 6.6.1.2. Control of verb agreement
- 6.6.1.3. Word order in ergative languages
- 6.6.2. Behavior-and-control properties in ergative languages
- 6.6.2.1. Preamble
- 6.6.2.2. Control of equi
- 6.6.2.3. Control of reflexivization
- 6.6.2.4. Control of zero anaphora in chained clauses
- 6.6.2.5. Control of relativization
- 6.6.2.6. Raising to object
- 6.6.2.7. Overview: Mixed control of syntactic processes and gradation in grammatical relations
- 6.7. Grammatical relations in serial-verb languages
- 6.7.1. Preamble
- 6.7.2. Multiple objects in serial clauses
- 6.7.3. The grammatical subject in serial clauses
- 6.8. Grammatical relations and clause union
- 6.8.1. Preamble
- 6.8.2. Syntactic constraints on clause union
- 6.8.2.1. Clause union in equi-subject (SS) configurations
- 6.8.2.1.1. Embedding languages
- 6.8.2.1.2. Serializing languages
- 6.8.2.2. Clause union in switch-subject (DS) configurations
- 6.8.2.2.1. Embedding languages
- 6.8.3. Degree of grammaticalization and re-analysis of grammatical relations
- 6.8.4. Clause union, reflexivization and grammatical relations
- 6.9. Recapitulation
- 6.9.1. The clustering approach to grammatical relations
- 6.9.2. Ergativity and grammatical relations
- 6.9.3. Serial verbs and grammatical relations
- 6.9.4. Clause union and grammatical relations
- Notes
- 7. The Distribution of Grammar in Text: On Interpreting Conditional Associations
- 7.1. Introduction
- 7.2. The problem of access
- 7.2.1. The limits of conscious reflection
- 7.2.2. Definitions and observations
- 7.2.3. Discourse context as a heuristic
- 7.3. Methodological perspective
- 7.4. Conditional associations
- 7.5. Case studies
- 7.5.1. Word-order in Mandarin Chinese
- 7.5.1.1. Background
- 7.5.1.2. The Mandarin facts
- 7.5.1.3. Interim explanation
- 7.5.1.4. Falsificatory testing
- 7.5.1.5. A broader theoretical context
- 7.5.1.5.1. The cognitive basis of word-order pragmatics
- 7.5.1.5.2. The inherent bias in form:function correlations
- 7.5.1.5.3. Searching for structures vs. searching for functions
- 7.5.1.5.4. The cross-language validity of "same function
- 7.5.2. Word-order in Tagalog
- 7.5.3. Scalarity vs. discreteness of "topic
- 7.6. Hypotheses about the text vs. hypotheses about the mind
- 7.6.1. The perils of distributional reductionism
- 7.6.2. The perils of cognitive reductionism
- 7.7. Closure
- Notes
- 8. Coming to Terms with Cognition: Coherence in Text vs. Coherence in Mind
- 8.1. Introduction
- 8.2. Coherence and grounding
- 8.2.1. Coherence strands in the external text
- 8.2.2. Coherence as a mental entity
- 8.2.2.1. The working memory buffer
- 8.2.2.2. Episodic memory
- 8.2.3. Coherence as grounding
- 8.2.3.1. Preamble
- 8.2.3.2. Cataphoric ('anticipatory') grounding
- 8.2.3.3. Anaphoric grounding
- 8.2.3.3.1. Preamble: Definite reference
- 8.2.3.3.2. Grounding to the speech situation
- 8.2.3.3.3. Grounding to generic-lexical knowledge
- 8.2.3.3.4. Grounding into the current text
- 8.2.4. The extreme bounds of coherence
- 8.3. Knowledge-driven vs. grammar-cued coherence
- 8.3.1. Preamble
- 8.3.2. Grammar as an automated discourse-processing mode
- 8.4. Local vs. global coherence
- 8.5. Mechanisms of coherence
- 8.5.1. Preamble
- 8.5.2. Spatial coherence
- 8.5.2.1. Vocabulary-guided spatial coherence
- 8.5.2.2. Grammar-cued spatial coherence
- 8.5.3. Temporal coherence
- 8.5.3.1. Vocabulary-guided temporal coherence
- 8.5.3.2. Grammar-cued temporal coherence
- 8.5.3.2.1. Tense-aspect and temporal coherence
- 8.5.3.2.2. Temporal adverbial connectors
- 8.5.3.2.3. Temporal adverbial clauses
- 8.5.4. Thematic coherence
- 8.5.4.1. Vocabulary-guided action coherence
- 8.5.4.2. Grammar-cued thematic coherence
- 8.5.5. Referential Coherence
- 8.5.5.1. grammar vs. Lexicon, local vs. Global
- 8.5.6. Text frequency, markedness and cognitive default
- 8.6. The grammar of referential coherence as mental processing cues
- 8.6.1. Preliminaries
- 8.6.2. Cognitive model
- 8.6.3. Some general principles
- 8.7. Discussion
- 8.7.1. Local vs. global coherence
- 8.7.2. Vocabulary-guided vs. grammar-cued coherence
- 8.7.3. Why is anaphoric grounding necessary?
- 8.7.4. Grammar, episodic storage and working memory: The thematic flexibility of episodic representation
- 8.7.5. Closure
- Notes
- 9. On the Co-evolution of Language, Mind and Brain
- 9.1. Introduction
- 9.2. The functional components of human communication
- 9.2.1. The cognitive representation system
- 9.2.1.1. The conceptual lexicon
- 9.2.1.2. Propositional information and clauses
- 9.2.1.3. Multi-propositional discourse
- 9.2.2. The coding systems
- 9.2.2.1. Peripheral sensory-motor coding system
- 9.2.2.2. The grammar coding system
- 9.2.2.2.1. Preamble
- 9.2.2.2.2. Grammar as a code
- 9.2.2.2.3. Pre-grammatical vs. grammaticalized communication
- 9.2.3. Summary of mapping between codes and functions
- 9.3. Pre-grammar as proto-grammar
- 9.4. Visual information processing in the primate cortex
- 9.4.1. Directionality and hierarchy
- 9.4.2. Retinotopic spatial maps
- 9.4.3. The two streams of visual information processing
- 9.4.4. Correspondences between visual and linguistic information
- 9.5. Language-specific neurology in the left hemisphere
- 9.5.1. Modularity and interaction
- 9.5.2. The semantic lexicon
- 9.5.2.1. Localization
- 9.5.2.2. Unified vs. bi-modal lexicon
- 9.5.3. Episodic memory
- 9.5.3.1. Localization
- 9.5.3.2. Modality of input
- 9.5.4. The peripheral coders and de-coders
- 9.5.4.1. Peripheral word-recognition modules
- 9.5.4.2. The peripheral motor codes
- 9.5.5. The grammar module and Broca's area
- 9.5.6. Neuro-evolutionary considerations
- 9.5.6.1. Sub-differentiation and adjacency
- 9.5.6.2. Input adjustment
- 9.5.6.3. Re-training by adjacency
- 9.6. The co-evolution scenario
- 9.6.1. Cognitive pre-adaptations
- 9.6.1.1. The conceptual lexicon
- 9.6.1.2. Propositional information
- 9.6.2. The rise of a well-coded lexicon
- 9.6.2.1. Preamble: Well-coded signals
- 9.6.2.2. From pre-lexical to lexicalized coding: Attention-getting and referent-pointing
- 9.6.2.3. From 'secular' to communicative behavior
- 9.6.2.4. Early co-existence of auditory-vocal and visual-gestural codes
- 9.6.3. The shift to audio-oral coding
- 9.6.3.1. Adaptive advantages
- 9.6.3.2. Neurological adjustment
- 9.6.3.3. Expansion and abstraction of the vocabulary
- 9.6.4. The shift in speech-act value
- 9.6.5. The evolution of grammar
- 9.6.5.1. Preamble
- 9.6.5.2. The pre-grammar mono-propositional stage
- 9.6.5.3. Proto-grammar and multi-propositional discourse
- 9.6.5.4. Grammaticalization
- 9.6.5.4.1. Episodic trace of the current text
- 9.6.5.4.2. The retention of proto-grammar: Combining iconic and symbolic elements in the grammaticalized code
- 9.7. Discussion
- 9.7.1. Convergence
- 9.7.2. Why the change to auditory coding?
- 9.7.3. Modularity, gapped evolution and pre-adaptation
- 9.7.4. Closure: Co-evolution and multiple causality
- Notes
- Bibliography
- Index
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