The Issuer's Guide to PIPEs
New Markets, Deal Structures, and Global Opportunities for Private Investments in Public Equity
Published on 9. June 2010
352 pages
978-0-470-88550-5 (ISBN)
Description
Regulatory changes, market fluctuation, and new deal structureshave ushered in a new era for the PIPEs market. Companies mustunderstand the complexities of a market gone global, with privateinvestments in public equity expanding in the United States as wellas in Asia and Europe.
Steven Dresner brings together an all-star cast of contributors inhis follow-up to PIPEs: A Guide to Private Investments in PublicEquity, focusing this new book on the most prescient topics forinformed readers. With chapters on international PIPEs, new dealstructures, the latest legal complications, and the most recentregulation, Dresner's new book details the changes in thePIPEs market, with an emphasis on the matters most closely tied toissuers.
Steven Dresner is the founder of DealFlow Media, a publishing,database, and events company focused on analysis of emergingfinancial markets. He is also an active investor.
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Book
02/2010
Bloomberg Press
€100.47
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Person
Steven Dresner is the founder of DealFlow Media. Dresner is the author of PIPEs: A Guide to Private Investments in Public Equity (Bloomberg Press, 2006) and has been quoted in Barron's, the New York Times, the Wall Street Journal, and other major media outlets. Dresner lives in New York.
Content
Introduction (Steven Dresner, DealFlow Media, BradAckerman, Hull Capital).
PART ONE. STATE OF THE MARKET.
1 PIPEs and Registered Directs (Richard E. Gormley,Lazard Frères & Co).
2 PIPE Market Statistics (David Lee, PrivateRaise, aDealFlow Media Service).
3 International PIPEs: Private Placements byAustralian Securities Exchange-ListedCompanies (Eugene Tablis, KTA Capital).
4 International PIPEs: Rules, Regulations, and an Overviewof the Capital Markets in the United Kingdom (DouglasRofè and Sarah Hooker, Reed Smith).
5 Developing Aftermarket Support and Liquidity (CrockerCoulson, CCG Investor Relations).
PART TWO. LEGAL AND ACCOUNTING ISSUES.
6 Legal and Regulatory Overview (Eleazer N. Klein,Schulte Roth & Zabel).
7 Listing Considerations (Christopher Auguste,Alexander Freedman, and Antonia Lee, Kramer Levin Naftalis &Frankel).
8 Registration Issues (Jack Hogoboom, LowensteinSandler).
9 Valuation of PIPEs (Espen Robak, Pluris ValuationAdvisors).
10 Placement Agent Agreements (Darren L. Ofsink, Esq.,D. Reeves Carter, Esq., Matthew A. Pek, Esq., Guzov Ofsink).
PART THREE. ALTERNATIVE DEAL STRUCTURES.
11 Registered Directs (Susanne Mulligan,Deutsche Bank).
12 Common-Stock Transactions (Edmund P. Chiang).
13 Structured PIPEs (Mark Wood, Ziemowit T. Smulkowski,Katten Muchin Rosenman, Todd M. Scherrer, Szymkowiak& Associates, CPAs).
14 Equity Lines of Credit (David J. Fine, Kristin M.Hespos, Yorkville Advisors).
PART FOUR. Alternative Deal Structures.
15 Shell Mergers and SPACs (Meghan Leerskov,DealFlow Media).
16 Reverse Mergers (David N. Feldman, FeldmanLLP).
17 Anatomy of a Chinese APO (Louis A. Bevilacqua,Thomas M. Shoesmith, Joseph R. Tiano, Jr., Pillsbury WinthropShaw Pittman).
Afterword (Michael Vasinkevich, Rodman andRenshaw).
Glossary.
Index.
