A Practitioner's Guide to the UK Financial Services Rulebooks
Sweet & Maxwell (Publisher)
6th Edition
Published on 5. December 2013
Book
Paperback/Softback
831 pages
978-0-414-02748-0 (ISBN)
Description
This title is the leading guide and commentary to the UK#s financial services rulebooks (formerly the FSA Handbook). It is written by a team of leading practitioners who are among the best-known advisers in the City.
The new book comes at a time which is seeing the furthest reaching changes to the UK#s regulatory infrastructure since the advent of the Financial Services and Markets Act 2000. This 6th edition will provide practitioners with detailed coverage of the impact of the new regime on their practice and on the development of the rulebooks. It will cover how the new regulatory bodieswill interact, and particularly highlight any areas of continuing uncertainty as the new system beds in.
The new book comes at a time which is seeing the furthest reaching changes to the UK#s regulatory infrastructure since the advent of the Financial Services and Markets Act 2000. This 6th edition will provide practitioners with detailed coverage of the impact of the new regime on their practice and on the development of the rulebooks. It will cover how the new regulatory bodieswill interact, and particularly highlight any areas of continuing uncertainty as the new system beds in.
More details
Edition
6th edition
Language
English
Place of publication
London
United Kingdom
Publishing group
Sweet & Maxwell Ltd
Target group
Professional and scholarly
ISBN-13
978-0-414-02748-0 (9780414027480)
Copyright in bibliographic data and cover images is held by Nielsen Book Services Limited or by the publishers or by their respective licensors: all rights reserved.
Schweitzer Classification
Persons
Content
Introduction # the regulatory landscape and the role and statutory powers of the regulators; High-level standards; Prudential rules and guidance; Conduct of Business; The approved persons regime; Market abuse regime and the Code of Market Conduct; Authorisation and supervision processes; Discipline and enforcement; Consumer relations, complaints and compensation.