A Practitioner's Guide to Inside Information
2nd Edition
Published on 11. September 2012
Book
Paperback/Softback
538 pages
978-0-414-02698-8 (ISBN)
Description
The book addresses the law and regulation with respect to inside information found in FSMA, the FSA Handbook, various exchange rules, the Takeover Code and civil and criminal law. Includes coverage of the FSA, Takeover Code, Corporate Governance Code and other civil and criminal issues, and how they interact. Gives the reader detailed guidance on the establishment and maintenance of appropriate systems and controls and the steps to take to ensure effective risk management. Includes important guidance on US securities laws and how these impact on UK listed companies.
More details
Edition
2nd edition
Language
English
Place of publication
London
United Kingdom
Publishing group
Sweet & Maxwell Ltd
Target group
Professional and scholarly
ISBN-13
978-0-414-02698-8 (9780414026988)
Copyright in bibliographic data is held by Nielsen Book Services Limited or its licensors: all rights reserved.
Schweitzer Classification
Content
Chapter 1
Introduction
Chapter 2
The UK Listing Authority Rules
Chapter 3
Disclosure Rules applying to AIM, OFEX and ATSs
Chapter 4
The Model Code
Chapter 5
The Criminal Law
Chapter 6
Market Abuse
Chapter 7
Other Regulation
Chapter 8
Civil Liability
Chapter 9
The Application of US Federal Securities Law
Chapter 10
Systems and Controls Requirement
Chapter 11
The FSA's Enforcement Powers and Policies
Appendix 1
Inside Information Management and Disclosure Policy
Introduction
Chapter 2
The UK Listing Authority Rules
Chapter 3
Disclosure Rules applying to AIM, OFEX and ATSs
Chapter 4
The Model Code
Chapter 5
The Criminal Law
Chapter 6
Market Abuse
Chapter 7
Other Regulation
Chapter 8
Civil Liability
Chapter 9
The Application of US Federal Securities Law
Chapter 10
Systems and Controls Requirement
Chapter 11
The FSA's Enforcement Powers and Policies
Appendix 1
Inside Information Management and Disclosure Policy