A Practitioner's Guide to Inside Information:
Managing the Legal and Regulatory Risks
Published on 31. May 2006
Book
Paperback/Softback
377 pages
978-1-905121-05-2 (ISBN)
Description
Covers various aspects of relevant UK regulation including civil law liability, as well as obligations arising from international developments and in particular the impact of US securities laws on UK issuers.
More details
Language
English
Place of publication
Old Woking
United Kingdom
Publishing group
Sweet & Maxwell Ltd
Target group
Professional and scholarly
ISBN-13
978-1-905121-05-2 (9781905121052)
Copyright in bibliographic data is held by Nielsen Book Services Limited or its licensors: all rights reserved.
Schweitzer Classification
Content
1. Introduction 2. The UK Listing Authority Rules 3. Disclosure Rules Applying to AIM, OFEX and ATSs 4. The Model Code 5. The Criminal Law 6. Market Abuse 7. Other Regulation-Financial Promotion/Takeover Code/Exchange Regulation 8. Civil Liability 9. The Application of the US Federal Securities Law 10. Systems and Controls Requirements 11. The FSA's Enforcement Powers and Policies