Securities Regulation

The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: - When does a note fall within the definition of a andquot;securityandquot;
- How have the courts altered the express civil liability provisions of the federal securities laws?
- Can the SEC impose additional ten-day suspensions on trading without notice?
- Does scienter include reckless as well as intentional conduct?
- And countless others, so that you're almost sure to find coverage of the andquot;small pointandquot; on which your case may turn.
And with all its amazing depth and scope, Securities Regulation continues to be the current authority on all of today's issues, with detailed coverage of: - The Sarbanes-Oxley Act
- The SEC's disclosure requirements
- Internet securities trading
- Margin accounts
- The SEC's safe harbor initiatives
- SRO voting rights standards
- Regulation FD and selective disclosure of material non-public information
- SEC amendments to the tender offer, proxy, and merger rules
- Arbitrability of securities disputes
- And much more.