A Practitioner's Guide to Financial Promotion
2nd Edition
Published on 31. October 2019
Book
Paperback/Softback
450 pages
978-1-905121-22-9 (ISBN)
More details
Edition
2nd edition
Language
English
Place of publication
Old Woking
United Kingdom
Publishing group
Sweet & Maxwell Ltd
Target group
Professional and scholarly
ISBN-13
978-1-905121-22-9 (9781905121229)
Copyright in bibliographic data is held by Nielsen Book Services Limited or its licensors: all rights reserved.
Schweitzer Classification
Content
Introduction. Meaning of Financial Promotion. Other Jargon. Exemptions. Jurisdictional Reach. FSA Rules COBS scope and procedural requirements. FSA Rules COBS form and substance. Internet, E-media, E-commerce and Distance Marketing. Packaged Products and Regulated Funds. Unregulated Funds. Pensions. Insurance (ICOBS). Banking and E-money. MCOB Mortgages and Home Finance. Corporate Finance, Private Equity. Consequences of Breach. Other Laws and Requirements. Appendices.