
Securities Regulation in a Nutshell
Thomas Lee Hazen(Author)
Foundation Press
11th Edition
Published on 1. November 2017
Book
Paperback/Softback
449 pages
978-1-68328-318-8 (ISBN)
Description
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.
More details
Series
Edition
11th Revised edition
Language
English
Place of publication
Minnesota
United States
Publishing group
West Academic Publishing
Target group
Professional and scholarly
Edition type
Revised edition
Dimensions
Height: 187 mm
Width: 124 mm
Weight
376 gr
ISBN-13
978-1-68328-318-8 (9781683283188)
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Schweitzer Classification