Securities Regulation

Designed specifically for the Securities Regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed-in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Ninth Edition (forthcoming November 2019). New to the 2019 Edition: - New Rule 15l-1 Regulation Best Interest has been added
- Thoroughly updated to reflect numerous changes made by the SEC to
- modernize and simplify disclosure requirements for public companies, investment advisers, and investment companies
- facilitate the disclosure of information to investors
- simplify compliance without significantly altering the total mix of information provided to investors.